401(k) · DOL Form 5500 · 2023

Rothy's, Inc. 401(k) Plan

Data updated 2026-08-25

$13M
Total assets Small plan by assets: 299
Participants Below avg headcount: 64th
Percentile by assets National rank: $42,811
Avg per participant Low balance/head

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Official DOL plan name: Rothy's, Inc. 401(k) Plan · Sponsored by Rothy's, Inc. · California · Retail Trade

$13M in assets, 299 participants

Rothy's, Inc.'s Rothy's, Inc. 401(k) Plan reported $13M in total assets and 299 participants in its 2023 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#6,272 in Retail Trade (8,414 peers)

Coverage in California

Rothy's, Inc. 401(k) Plan covers 299 participants in California, about 47% of the average California filer (state average ~630 per filing). Assets: $13M.

#6,272
in Retail Trade (8,414 peers): +56.9%
assets growth YoY

Rothy's, Inc. 401(k) Plan's mid-pack asset rank among Retail Trade and all filers

Rothy's, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,800,454 Top 36% higher than 64% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rothy's, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rothy's, Inc. 401(k) Plan sits mid-pack in the medium band (299 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Rothy's, Inc. 401(k) Plan reported net income rose from $1M in the plan year 2022 filing to $5M in the plan year 2023 filing.
Rothy's, Inc. 401(k) Plan end-of-year assets rose from $8M in the plan year 2022 filing to $13M in the plan year 2023 filing.
Rothy's, Inc. 401(k) Plan reported participants rose from 193 in the plan year 2022 filing to 299 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 460577997 · Rothy's, Inc. PY 2023 · 401(k)

Rothy's, Inc. 401(k) Plan · $13M · 299 · 64th

EOY $13M
EOY 299
EOY 64th
EOY 401(k)
EOY near Horizon Group USA, Inc. Savings Plan
EOY ind #6272

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in California →

End-of-year total assets ($M) among Rothy's, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)	$8M
Net Assets (End of Year)	$13M
Net Income	$5M
Employer EIN	460577997
Plan Effective Date	2021-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Rothy's, Inc.)

Latest sponsor-wide plan assets: $17M 109.17603150070805% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	193	$8M
2023	1	299	$13M
2024	1	291	$17M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rothy's, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Wells Fargo & Company 401(k) Plan $51.8B · 193,919
Google LLC 401(k) Savings Plan $39.0B · 122,867
Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
Intel 401(k) Savings Plan $22.2B · 59,863
Apple 401(k) Plan $19.8B · 106,111

Compare Rothy's, Inc. 401(k) Plan side-by-side with 3 peers →

Rothy's, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Horizon Group USA, Inc. Savings Plan in NJ ($13M); by covered participants it is Sunrise Community Health 401(k) Safe Harbor Plan in CO (299 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($13M here).

Horizon Group USA, Inc. Savings Plan (NJ) $13M · 190
Franchino Mold & Engineering Company 401(k) Retirement Plan (MI) $13M · 79
Hirsch Construction Corp. Profit Sharing Plan (MA) $13M · 57
City Auto Glass, Inc. 401(k) Profit Sharing Plan (MN) $13M · 102

Similar participant headcount

Nearest other-state filings by covered participants (299 participants); asset peers above are excluded.

Sunrise Community Health 401(k) Safe Harbor Plan (CO) 299 · 0 off
Lighthouse Hr Services,LLC 401(k) Plan (FL) 299 · 0 off
Marion and Polk Schools Credit Union 401(k) Plan (OR) 299 · 0 off
Steinman Communications Retirement Savings Plan (PA) 299 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rothy's, Inc. 401(k) Plan assets move in 2023? ▼

Rothy's, Inc. 401(k) Plan surged - up 56.9% during 2023, from $8M to $13M. Reported net income was $5M.

How have Rothy's, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Rothy's, Inc.'s sponsor-wide assets grew 109.2%, from $8M to $17M.

Which 401(k) plans are similar in size to Rothy's, Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Horizon Group USA, Inc. Savings Plan in NJ ($13M, 190 participants).

Which 401(k) plans cover a similar participant headcount to Rothy's, Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Sunrise Community Health 401(k) Safe Harbor Plan in CO (299 participants, $15M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 460577997.