401(k) · DOL Form 5500 · 2023

Southwestern Financial Corp. 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets
189
Participants Below avg headcount
74th
Percentile by assets National rank
$114,761
Avg per participant Below avg balance/head
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Official DOL plan name: The Mahoney Group 401(k) Plan and Trust · Sponsored by Southwestern Financial Corp. · Arizona · Finance & Insurance

$22M in assets, 189 participants

Southwestern Financial Corp.'s The Mahoney Group 401(k) Plan and Trust reported $22M in total assets and 189 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,422 in Finance & Insurance (8,869 peers)

Coverage in Arizona

The Mahoney Group 401(k) Plan and Trust covers 189 participants in Arizona, about 34% of the average Arizona filer (state average ~564 per filing). Assets: $22M.

#5,422
in Finance & Insurance (8,869 peers)
+21.1%
assets growth YoY

The Mahoney Group 401(k) Plan and Trust's outsized position by total assets

The Mahoney Group 401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$21,689,864 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Mahoney Group 401(k) Plan and Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Mahoney Group 401(k) Plan and Trust sits mid-pack in the medium band (189 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Mahoney Group 401(k) Plan and Trust reported net income rose from -$2M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • The Mahoney Group 401(k) Plan and Trust end-of-year assets rose from $18M in the plan year 2022 filing to $22M in the plan year 2023 filing.
  • The Mahoney Group 401(k) Plan and Trust reported participants rose from 185 in the plan year 2022 filing to 189 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 860224638 · Southwestern Financial Corp. PY 2023 · 401(k)

The Mahoney Group 401(k) Plan and Trust · $22M · 189 · 74th

  • EOY $22M
  • EOY 189
  • EOY 74th
  • EOY 401(k)
  • EOY near Allworth Financial Pooled Employer Plan
  • EOY ind #5422

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Arizona →

The Mahoney Group 401(k) Plan and Trust in the asset neighbourhood

The Mahoney Group 401(k) Plan and TrustThe Mahoney Group 401(k) Pla…$22MAllworth Financial Pooled Employer PlanAllworth Financial Pooled Em…$22MEvans General Contractors, LLC 401(k) PlanEvans General Contractors, L…$22MOx Industries 401(k) Plan$22MHawaii National Bank 401(k) Retirement Savings PlanHawaii National Bank 401(k) …$22M
End-of-year total assets ($M) among The Mahoney Group 401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Arizona filing particulars

Total Assets (Beginning of Year)$18M
Net Assets (End of Year)$22M
Net Income$4M
Employer EIN860224638
Plan Effective Date1978-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Southwestern Financial Corp.)

Sponsor-wide plan assets over time

All Southwestern Financial Corp. plans reported in each filing year

Latest sponsor-wide plan assets
$105M 5.8265457669138545% vs 2022
2024 filing year
$95M$100M$105M$110M 202220232024 $99.2M $105M ▲ +5.8%
Year Plans Participants Total Assets
2022 2 330 $99M
2023 2 346 $107M
2024 2 392 $105M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Mahoney Group 401(k) Plan and Trust vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -20246 Total assets ($B) Participants The Mahoney Group 401(k) Plan and Trust, Total assets ($B): 0.021689864 · Participants: 189The Mahoney Group 401(k) Plan and TrustBechtel Trust & Thrift Plan, Total assets ($B): 5.691074806 · Participants: 7448Bechtel Trust & Thrift PlanBanner Health Employees 401(k) Plan, Total assets ($B): 4.270882725 · Participants: 52452Banner Health Employees 401(k) PlanRepublic Services, Inc. 401(k) Plan, Total assets ($B): 2.379834679 · Participants: 28131Republic Services, Inc. 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 2.323111586 · Participants: 13105Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramStantec 401(k) Plan, Total assets ($B): 2.021683156 · Participants: 10719Stantec 401(k) Plan
The Mahoney Group 401(k) Plan and Trust vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare The Mahoney Group 401(k) Plan and Trust side-by-side with 3 peers →

The Mahoney Group 401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Allworth Financial Pooled Employer Plan in CA ($22M); by covered participants it is Physician's Medical Center, LLC 401(k) Plan in TX (189 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($22M here).

Similar participant headcount

Nearest other-state filings by covered participants (189 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Mahoney Group 401(k) Plan and Trust assets move in 2023? ▼
The Mahoney Group 401(k) Plan and Trust grew sharply - up 21.1% during 2023, from $18M to $22M. Reported net income was $4M.
How have Southwestern Financial Corp. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Southwestern Financial Corp.'s sponsor-wide assets grew 5.8%, from $99M to $105M.
Which 401(k) plans are similar in size to The Mahoney Group 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Allworth Financial Pooled Employer Plan in CA ($22M, 318 participants).
Which 401(k) plans cover a similar participant headcount to The Mahoney Group 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Physician's Medical Center, LLC 401(k) Plan in TX (189 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860224638.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.