401(k) · DOL Form 5500 · 2023

Bregal Investments Inc. 401(k) Plan

Data updated 2026-08-25

$31M
Total assets Below avg plan size
81
Participants Small participant base
80th
Percentile by assets National rank
$385,028
Avg per participant High balance/head
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Official DOL plan name: Bregal Investments, Inc. 401(k) Plan · Sponsored by Bregal Investments Inc. · New York · Finance & Insurance

$31M in assets, 81 participants

Bregal Investments Inc.'s Bregal Investments, Inc. 401(k) Plan reported $31M in total assets and 81 participants in its 2023 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,125 in Finance & Insurance (8,869 peers)

Where Bregal Investments, Inc. 401(k) Plan sits by assets

Bregal Investments, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $31M for 81 participants (~$385,028/participant), up 30.9% in 2023.

#6,125
in Finance & Insurance (8,869 peers)
+30.9%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Bregal Investments, Inc. 401(k) Plan's outsized position by total assets

Bregal Investments, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$31,187,283 Top 20% higher than 80% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Bregal Investments, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Bregal Investments, Inc. 401(k) Plan is a small filing (81 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Bregal Investments, Inc. 401(k) Plan reported net income rose from -$4M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Bregal Investments, Inc. 401(k) Plan end-of-year assets rose from $24M in the plan year 2022 filing to $31M in the plan year 2023 filing.
  • Bregal Investments, Inc. 401(k) Plan reported participants rose from 69 in the plan year 2022 filing to 81 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 371466019 · Bregal Investments Inc. PY 2023 · 401(k)

Bregal Investments, Inc. 401(k) Plan · $31M · 81 · 80th

  • BOOK $31M
  • VS-ST 81
  • BOY 80th
  • SCH 401(k)
  • EBSA near United Way of Central Iowa 401(k) Plan
  • PART ind #6125

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Bregal Investments, Inc. 401(k) Plan in the asset neighbourhood

Bregal Investments, Inc. 401(k) PlanBregal Investments, Inc. 401…$31MUnited Way of Central Iowa 401(k) PlanUnited Way of Central Iowa 4…$31MNasuni Corporation 401(k) PlanNasuni Corporation 401(k) Pl…$31MThe Partners Group, Ltd 401(k) Profit Sharing PlanThe Partners Group, Ltd 401(…$31MUrology of Virginia, PLLC 401(k) Profit Sharing PlanUrology of Virginia, PLLC 40…$31M
End-of-year total assets ($M) among Bregal Investments, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$31M
Net Income$7M
Employer EIN371466019
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Bregal Investments Inc.)

Sponsor-wide plan assets over time

All Bregal Investments Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$38M 60.024600447383904% vs 2022
2024 filing year
$20M$25M$30M$35M$40M 202220232024 $23.8M $38.1M ▲ +60.0%
Year Plans Participants Total Assets
2022 1 69 $24M
2023 1 81 $31M
2024 1 90 $38M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Bregal Investments, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Bregal Investments, Inc. 401(k) Plan, Total assets ($B): 0.031187283 · Participants: 81Bregal Investments, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Bregal Investments, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Bregal Investments, Inc. 401(k) Plan side-by-side with 3 peers →

Bregal Investments, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is United Way of Central Iowa 401(k) Plan in IA ($31M); by covered participants it is Vaughn Electric Company,Inc. 401(k) Plan in TN (81 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (81 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Bregal Investments, Inc. 401(k) Plan assets move in 2023? ▼
Bregal Investments, Inc. 401(k) Plan surged - up 30.9% during 2023, from $24M to $31M. Reported net income was $7M.
How have Bregal Investments Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Bregal Investments Inc.'s sponsor-wide assets grew 60.0%, from $24M to $38M.
Where does Bregal Investments, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Bregal Investments, Inc. 401(k) Plan ranks in the 80th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Bregal Investments, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is United Way of Central Iowa 401(k) Plan in IA ($31M, 720 participants).
Which 401(k) plans cover a similar participant headcount to Bregal Investments, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Vaughn Electric Company,Inc. 401(k) Plan in TN (81 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371466019.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.