401(k) · DOL Form 5500 · 2023

Smith Family Companies, Inc. 401(k) Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets
165
Participants Small participant base
47th
Percentile by assets National rank
$35,552
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Smith Family Companies, Inc. 401(k) Plan · Sponsored by Smith Family Companies, Inc. · Alabama · Professional & Technical Services

$6M in assets, 165 participants

Smith Family Companies, Inc.'s Smith Family Companies, Inc. 401(k) Plan reported $6M in total assets and 165 participants in its 2023 DOL Form 5500 filing, ranking in the 47th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #9,263 in Professional & Technical Services (20,321 peers)

Coverage in Alabama

Smith Family Companies, Inc. 401(k) Plan covers 165 participants in Alabama, about 46% of the average Alabama filer (state average ~360 per filing). Assets: $6M.

#9,263
in Professional & Technical Services (20,321 peers)
+38.4%
assets growth YoY

Smith Family Companies, Inc. 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Smith Family Companies, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,866,038 47th percentile higher than 47% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smith Family Companies, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Family Companies, Inc. 401(k) Plan sits mid-pack in the medium band (165 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smith Family Companies, Inc. 401(k) Plan reported net income rose from -$356K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Smith Family Companies, Inc. 401(k) Plan end-of-year assets rose from $4M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Smith Family Companies, Inc. 401(k) Plan reported participants rose from 142 in the plan year 2022 filing to 165 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 631085030 · Smith Family Companies, Inc. PY 2023 · 401(k)

Smith Family Companies, Inc. 401(k) Plan · $6M · 165 · 47th

  • PART $6M
  • TYPE 165
  • NET 47th
  • BOOK 401(k)
  • VS-ST near Handy Truck Line, Inc. 401(k) Profit Sharing Plan
  • BOY ind #9263

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Alabama →

Smith Family Companies, Inc. 401(k) Plan in the asset neighbourhood

Smith Family Companies, Inc. 401(k) PlanSmith Family Companies, Inc.…$6MHandy Truck Line, Inc. 401(k) Profit Sharing PlanHandy Truck Line, Inc. 401(k…$6MNorth Central Construction Company Retirement PlanNorth Central Construction C…$6MPrimitives by Kathy 401(k) PlanPrimitives by Kathy 401(k) P…$6MSkate One Corp 401(k) Plan$6M
End-of-year total assets ($M) among Smith Family Companies, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Alabama filing particulars

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$6M
Net Income$2M
Employer EIN631085030
Plan Effective Date2002-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smith Family Companies, Inc.)

Sponsor-wide plan assets over time

All Smith Family Companies, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$7M 74.9548949988613% vs 2022
2024 filing year
$3M$4M$5M$6M$7M$8M 202220232024 $4.24M $7.41M ▲ +74.8%
Year Plans Participants Total Assets
2022 1 142 $4M
2023 1 165 $6M
2024 1 195 $7M

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Family Companies, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Smith Family Companies, Inc. 401(k) Plan, Total assets ($B): 0.005866038 · Participants: 165Smith Family Companies, Inc. 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Smith Family Companies, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare Smith Family Companies, Inc. 401(k) Plan side-by-side with 3 peers →

Smith Family Companies, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Handy Truck Line, Inc. 401(k) Profit Sharing Plan in ID ($6M); by covered participants it is Fruitsmart 401(k) Plan in WA (165 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (165 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Family Companies, Inc. 401(k) Plan assets move in 2023? ▼
Smith Family Companies, Inc. 401(k) Plan surged - up 38.4% during 2023, from $4M to $6M. Reported net income was $2M.
How have Smith Family Companies, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smith Family Companies, Inc.'s sponsor-wide assets grew 75.0%, from $4M to $7M.
Which 401(k) plans are similar in size to Smith Family Companies, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Handy Truck Line, Inc. 401(k) Profit Sharing Plan in ID ($6M, 161 participants).
Which 401(k) plans cover a similar participant headcount to Smith Family Companies, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Fruitsmart 401(k) Plan in WA (165 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 631085030.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.