401(k) · DOL Form 5500 · 2023

Harbert Management Corporation 401(k) Plan

Data updated 2026-08-25

$97M
Total assets Below avg plan size
236
Participants Below avg headcount
91st
Percentile by assets National rank
$412,773
Avg per participant High balance/head
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Official DOL plan name: Harbert Retirement Plan · Sponsored by Harbert Management Corporation · Alabama · Finance & Insurance

$97M in assets, 236 participants

Harbert Management Corporation's Harbert Retirement Plan reported $97M in total assets and 236 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,653 in Finance & Insurance (8,869 peers)

Where Harbert Retirement Plan sits by assets

Harbert Retirement Plan sits in the top 10% of all filed plans by assets, $97M for 236 participants (~$412,773/participant), up 20.4% in 2023.

#7,653
in Finance & Insurance (8,869 peers)
+20.4%
assets growth YoY
1.0×
vs typical plan assets (national mean)

Harbert Retirement Plan's outsized position by total assets

Harbert Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$97,414,340 Top 9% higher than 91% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Harbert Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Harbert Retirement Plan sits mid-pack in the medium band (236 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Harbert Retirement Plan reported net income rose from -$20M in the plan year 2022 filing to $17M in the plan year 2023 filing.
  • Harbert Retirement Plan end-of-year assets rose from $81M in the plan year 2022 filing to $97M in the plan year 2023 filing.
  • Harbert Retirement Plan reported participants rose from 227 in the plan year 2022 filing to 236 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 631105435 · Harbert Management Corporation PY 2023 · 401(k)

Harbert Retirement Plan · $97M · 236 · 91st

  • EBSA $97M
  • PART 236
  • TYPE 91st
  • NET 401(k)
  • BOOK near Halekulani Corporation Cash Accumulation Plan
  • VS-ST ind #7653

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

Harbert Retirement Plan in the asset neighbourhood

Crowley Fleck Pllp Profit Sharing Plan and TrustCrowley Fleck Pllp Profit Sh…$97MBerkshire Partners LLC Retirement PlanBerkshire Partners LLC Retir…$97MMotional Ad Retirement Savings ProgramMotional Ad Retirement Savin…$97MHalekulani Corporation Cash Accumulation PlanHalekulani Corporation Cash …$97MHarbert Retirement Plan$97M
End-of-year total assets ($M) among Harbert Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$81M
Net Assets (End of Year)$97M
Net Income$17M
Employer EIN631105435
Plan Effective Date1988-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Harbert Management Corporation)

Sponsor-wide plan assets over time

All Harbert Management Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$109M 34.34451679653316% vs 2022
2024 filing year
$70M$80M$90M$100M$110M$120M 202220232024 $80.9M $109M ▲ +34.3%
Year Plans Participants Total Assets
2022 1 227 $81M
2023 1 236 $97M
2024 1 238 $109M

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Harbert Retirement Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Harbert Retirement Plan, Total assets ($B): 0.09741434 · Participants: 236Harbert Retirement PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Harbert Retirement Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare Harbert Retirement Plan side-by-side with 3 peers →

Harbert Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Halekulani Corporation Cash Accumulation Plan in HI ($97M); by covered participants it is Cap Government Retirement Plan in FL (236 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (236 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Harbert Retirement Plan assets move in 2023? ▼
Harbert Retirement Plan grew sharply - up 20.4% during 2023, from $81M to $97M. Reported net income was $17M.
How have Harbert Management Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Harbert Management Corporation's sponsor-wide assets grew 34.3%, from $81M to $109M.
Where does Harbert Retirement Plan rank by assets among Form 5500 filers? ▼
Harbert Retirement Plan ranks in the 91st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Harbert Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Halekulani Corporation Cash Accumulation Plan in HI ($97M, 852 participants).
Which 401(k) plans cover a similar participant headcount to Harbert Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cap Government Retirement Plan in FL (236 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 631105435.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.