401(k) · DOL Form 5500 · 2023

Roth Corporation Roth Distributing 401(k) Plan

Data updated 2026-08-25

$38M
Total assets Below avg plan size
68
Participants Small participant base
82nd
Percentile by assets National rank
$564,719
Avg per participant High balance/head
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Official DOL plan name: Roth Corporation Employee Stock Ownership Plan · Sponsored by Roth Corporation Roth Distributing · Colorado · Wholesale Trade

$38M in assets, 68 participants

Roth Corporation Roth Distributing's Roth Corporation Employee Stock Ownership Plan reported $38M in total assets and 68 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,220 in Wholesale Trade (6,309 peers)

Where Roth Corporation Employee Stock Ownership Plan sits by assets

Roth Corporation Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $38M for 68 participants (~$564,719/participant), down 0.7% in 2023.

#5,220
in Wholesale Trade (6,309 peers)
-0.7%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $279K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Roth Corporation Employee Stock Ownership Plan's outsized position by total assets

Roth Corporation Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$38,400,901 Top 18% higher than 82% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Roth Corporation Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth Corporation Employee Stock Ownership Plan is a small filing (68 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Roth Corporation Employee Stock Ownership Plan reported net income fell from $710K in the plan year 2022 filing to -$279K in the plan year 2023 filing.
  • Roth Corporation Employee Stock Ownership Plan reported participants rose from 63 in the plan year 2022 filing to 68 in the plan year 2023 filing.
  • Roth Corporation Employee Stock Ownership Plan end-of-year assets fell from $39M in the plan year 2022 filing to $38M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 364259848 · Roth Corporation Roth Distributing PY 2023 · 401(k)

Roth Corporation Employee Stock Ownership Plan · $38M · 68 · 82nd

  • PHOTO $38M
  • IND 68
  • EOY 82nd
  • 5500 401(k)
  • ASSETS near Hinkle Law Firm LLC 401(k) Employee Benefit Plan
  • PCT ind #5220

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Colorado →

Roth Corporation Employee Stock Ownership Plan in the asset neighbourhood

Complete Genomics 401(k) Plan$38MIms 401(k) Plan$38MOdec 401(k) Plan$38MRoth Corporation Employee Stock Ownership PlanRoth Corporation Employee St…$38MHinkle Law Firm LLC 401(k) Employee Benefit PlanHinkle Law Firm LLC 401(k) E…$38M
End-of-year total assets ($M) among Roth Corporation Employee Stock Ownership Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$39M
Net Assets (End of Year)$38M
Net Income-$279K
Employer EIN364259848
Plan Effective Date1967-12-09
Filing StatusFILING RECEIVED

Sponsor Plan History (Roth Corporation Roth Distributing)

Sponsor-wide plan assets over time

All Roth Corporation Roth Distributing plans reported in each filing year

Latest sponsor-wide plan assets
$41M 6.721741383022335% vs 2022
2024 filing year
$38M$39M$40M$41M$42M 202220232024 $38.7M $41.3M ▲ +6.7%
Year Plans Participants Total Assets
2022 1 63 $39M
2023 1 68 $38M
2024 1 72 $41M

Nearby 401(k) Plans in Colorado

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth Corporation Employee Stock Ownership Plan vs. nearby 401(k) plans in Colorado, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -101234 Total assets ($B) Participants Roth Corporation Employee Stock Ownership Plan, Total assets ($B): 0.038400901 · Participants: 68Roth Corporation Employee Stock Ownership PlanDavita Retirement Savings Plan, Total assets ($B): 3.326219779 · Participants: 57711Davita Retirement Savings PlanBall Corporation 401(k) and Employee Stock Ownership Plan, Total assets ($B): 2.806549522 · Participants: 10349Ball Corporation 401(k) and Employee Stock Ownership PlanEmpower Retirement, LLC 401(k) Savings Plan, Total assets ($B): 1.852270164 · Participants: 10036Empower Retirement, LLC 401(k) Savings PlanWoodward Retirement Savings Plan, Total assets ($B): 1.765770435 · Participants: 5847Woodward Retirement Savings PlanArcadis U.S., Inc. Retirement Savings Plan, Total assets ($B): 1.686655183 · Participants: 5491Arcadis U.S., Inc. Retirement Savings Plan
Roth Corporation Employee Stock Ownership Plan vs. nearby 401(k) plans in Colorado, assets vs. participants
Compare Roth Corporation Employee Stock Ownership Plan side-by-side with 3 peers →

Roth Corporation Employee Stock Ownership Plan's out-of-state 401(k) peers by assets and headcount

Outside Colorado, the nearest 401(k) by assets is Hinkle Law Firm LLC 401(k) Employee Benefit Plan in KS ($38M); by covered participants it is Shumaker & Sieffert P a 401(k) Profit Sharing Plan and Trust in MN (68 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($38M here).

Similar participant headcount

Nearest other-state filings by covered participants (68 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth Corporation Employee Stock Ownership Plan assets move in 2023? ▼
Roth Corporation Employee Stock Ownership Plan held essentially flat - down 0.7% during 2023, from $39M to $38M. Reported net income was -$279K.
How have Roth Corporation Roth Distributing plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth Corporation Roth Distributing's sponsor-wide assets grew 6.7%, from $39M to $41M.
Where does Roth Corporation Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Roth Corporation Employee Stock Ownership Plan ranks in the 82nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Roth Corporation Employee Stock Ownership Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hinkle Law Firm LLC 401(k) Employee Benefit Plan in KS ($38M, 113 participants).
Which 401(k) plans cover a similar participant headcount to Roth Corporation Employee Stock Ownership Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Shumaker & Sieffert P a 401(k) Profit Sharing Plan and Trust in MN (68 participants, $28M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 364259848.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.