401(k) · DOL Form 5500 · 2023

EQUINITI 401(k) Plan

Data updated 2026-08-25

$109M
Total assets Near avg plan size: 1,250
Participants Near avg headcount: 92nd
Percentile by assets National rank: $86,921
Avg per participant Below avg balance/head

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Official DOL plan name: Equiniti 401(k) Plan · Sponsored by EQUINITI · New York · Finance & Insurance

$109M in assets, 1,250 participants

EQUINITI's Equiniti 401(k) Plan reported $109M in total assets and 1,250 participants in its 2023 DOL Form 5500 filing, ranking in the 92nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#7,760 in Finance & Insurance (8,869 peers)

Where Equiniti 401(k) Plan sits by assets

Equiniti 401(k) Plan sits in the top 10% of all filed plans by assets, $109M for 1,250 participants (~$86,921/participant), up 27.1% in 2023.

#7,760
in Finance & Insurance (8,869 peers): +27.1%
assets growth YoY: 1.1×
vs typical plan assets (national mean)

Equiniti 401(k) Plan's outsized position by total assets

Equiniti 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$108,651,430 Top 8% higher than 92% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Equiniti 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Equiniti 401(k) Plan lands in the large band (1,250 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Equiniti 401(k) Plan reported net income rose from -$16M in the plan year 2022 filing to $23M in the plan year 2023 filing.
Equiniti 401(k) Plan reported participants rose from 698 in the plan year 2022 filing to 1,250 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133439945 · EQUINITI PY 2023 · 401(k)

Equiniti 401(k) Plan · $109M · 1,250 · 92nd

ASSETS $109M
ASSETS 1,250
ASSETS 92nd
ASSETS 401(k)
ASSETS near Hitachi Solutions America, Ltd. 401(k) Plan
ASSETS ind #7760

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

End-of-year total assets ($M) among Equiniti 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)	$86M
Net Assets (End of Year)	$109M
Net Income	$23M
Employer EIN	133439945
Plan Effective Date	2018-02-01
Filing Status	FILING RECEIVED

Sponsor Plan History (EQUINITI)

Latest sponsor-wide plan assets: $127M; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	698	N/A
2023	1	1,250	$109M
2024	1	1,190	$127M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Equiniti 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Equiniti 401(k) Plan side-by-side with 3 peers →

Equiniti 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Hitachi Solutions America, Ltd. 401(k) Plan in CA ($109M); by covered participants it is Southwark Metal Manufacturing Co. 401(k) Retirement Plan in PA (1,250 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($109M here).

Hitachi Solutions America, Ltd. 401(k) Plan (CA) $109M · 777
Lesaffre International Corporation Retirement Savi (WI) $109M · 522
401(k) Plan for Employees of Castle & Cooke, Inc. and Participating Divisions and Subsidiaries (CA) $109M · 469
The Sheehy Organization 401(k) Savings Plan (VA) $109M · 1,671

Similar participant headcount

Nearest other-state filings by covered participants (1,250 participants); asset peers above are excluded.

Southwark Metal Manufacturing Co. 401(k) Retirement Plan (PA) 1,250 · 0 off
Infinera 401(k) Plan (CA) 1,250 · 0 off
G & J Pepsi-Cola Bottlers, Inc. Employees 401(k) Retirement Plan (OH) 1,250 · 0 off
Titan Security Services Pension Plan (IL) 1,250 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Equiniti 401(k) Plan assets move in 2023? ▼

Equiniti 401(k) Plan grew sharply - up 27.1% during 2023, from $86M to $109M. Reported net income was $23M.

Where does Equiniti 401(k) Plan rank by assets among Form 5500 filers? ▼

Equiniti 401(k) Plan ranks in the 92nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).

Which 401(k) plans are similar in size to Equiniti 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Hitachi Solutions America, Ltd. 401(k) Plan in CA ($109M, 777 participants).

Which 401(k) plans cover a similar participant headcount to Equiniti 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Southwark Metal Manufacturing Co. 401(k) Retirement Plan in PA (1,250 participants, $22M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133439945.