401(k) · DOL Form 5500 · 2023

Spark Investment Management LLC 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets
18
Participants Small participant base
65th
Percentile by assets National rank
$753,713
Avg per participant High balance/head
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Official DOL plan name: Spark Investment Management LLC 401(k) Plan · Sponsored by Spark Investment Management LLC · New York · Finance & Insurance

$14M in assets, 18 participants

Spark Investment Management LLC's Spark Investment Management LLC 401(k) Plan reported $14M in total assets and 18 participants in its 2023 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,458 in Finance & Insurance (8,869 peers)

Spark Investment Management LLC multi-year trail

Spark Investment Management LLC's plans moved +51.1% in assets from 2022 to 2024; this filing shows Spark Investment Management LLC 401(k) Plan at $14M / 18 participants.

#4,458
in Finance & Insurance (8,869 peers)
+27.1%
assets growth YoY

Spark Investment Management LLC 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Spark Investment Management LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$13,566,825 Top 35% higher than 65% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Spark Investment Management LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Spark Investment Management LLC 401(k) Plan is a small filing (18 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Spark Investment Management LLC 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Spark Investment Management LLC 401(k) Plan end-of-year assets rose from $11M in the plan year 2022 filing to $14M in the plan year 2023 filing.
  • Spark Investment Management LLC 401(k) Plan reported participants rose from 17 in the plan year 2022 filing to 18 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 900783840 · Spark Investment Management LLC PY 2023 · 401(k)

Spark Investment Management LLC 401(k) Plan · $14M · 18 · 65th

  • SCH $14M
  • SCH 18
  • SCH 65th
  • SCH 401(k)
  • SCH near Eye Surgical Associates 401(k) Plan
  • SCH ind #4458

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Spark Investment Management LLC 401(k) Plan in the asset neighbourhood

Spark Investment Management LLC 401(k) PlanSpark Investment Management …$14MEye Surgical Associates 401(k) PlanEye Surgical Associates 401(…$14MMiceli Dairy Products Company 401(k) Plan and TrustMiceli Dairy Products Compan…$14MRsci, Inc. Retirement Plan$14MRyze Claim Solutions 401(k) PlanRyze Claim Solutions 401(k) …$14M
End-of-year total assets ($M) among Spark Investment Management LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Spark Investment Management LLC multi-year asset trail

Sponsor-wide plan assets over time

All Spark Investment Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$16M 51.127125676326% vs 2022
2024 filing year
$10M$12M$14M$16M$18M 202220232024 $10.7M $16.1M ▲ +51.2%
Year Plans Participants Total Assets
2022 1 17 $11M
2023 1 18 $14M
2024 1 18 $16M

Spark Investment Management LLC filing trail (2023)

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$14M
Net Income$3M
Employer EIN900783840
Plan Effective Date2005-12-26
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Spark Investment Management LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Spark Investment Management LLC 401(k) Plan, Total assets ($B): 0.013566825 · Participants: 18Spark Investment Management LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Spark Investment Management LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Spark Investment Management LLC 401(k) Plan side-by-side with 3 peers →

Spark Investment Management LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Eye Surgical Associates 401(k) Plan in NE ($14M); by covered participants it is Mod-Electronics, Inc. Profit Sharing Plan 401(k) and Trust in CA (18 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($14M here).

Similar participant headcount

Nearest other-state filings by covered participants (18 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Spark Investment Management LLC 401(k) Plan assets move in 2023? ▼
Spark Investment Management LLC 401(k) Plan grew sharply - up 27.1% during 2023, from $11M to $14M. Reported net income was $3M.
How have Spark Investment Management LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Spark Investment Management LLC's sponsor-wide assets grew 51.1%, from $11M to $16M.
Which 401(k) plans are similar in size to Spark Investment Management LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Eye Surgical Associates 401(k) Plan in NE ($14M, 122 participants).
Which 401(k) plans cover a similar participant headcount to Spark Investment Management LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Mod-Electronics, Inc. Profit Sharing Plan 401(k) and Trust in CA (18 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 900783840.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.