401(k) · DOL Form 5500 · 2023

Focus Operating, LLC 401(k) Plan

Data updated 2026-08-25

$33M
Total assets Below avg plan size
127
Participants Small participant base
80th
Percentile by assets National rank
$257,948
Avg per participant Above avg balance/head
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Official DOL plan name: Focus Operating, LLC 401(k) Retirement Plan · Sponsored by Focus Operating, LLC · New York · Finance & Insurance

$33M in assets, 127 participants

Focus Operating, LLC's Focus Operating, LLC 401(k) Retirement Plan reported $33M in total assets and 127 participants in its 2023 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,217 in Finance & Insurance (8,869 peers)

Coverage in New York

Focus Operating, LLC 401(k) Retirement Plan covers 127 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $33M.

#6,217
in Finance & Insurance (8,869 peers)
+34.3%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Focus Operating, LLC 401(k) Retirement Plan's outsized position by total assets

Focus Operating, LLC 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$32,759,372 Top 20% higher than 80% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Focus Operating, LLC 401(k) Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Focus Operating, LLC 401(k) Retirement Plan sits mid-pack in the medium band (127 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Focus Operating, LLC 401(k) Retirement Plan reported participants rose from 21 in the plan year 2022 filing to 127 in the plan year 2023 filing.
  • Focus Operating, LLC 401(k) Retirement Plan reported net income rose from -$4M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Focus Operating, LLC 401(k) Retirement Plan end-of-year assets rose from $10M in the plan year 2022 filing to $33M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 208161914 · Focus Operating, LLC PY 2023 · 401(k)

Focus Operating, LLC 401(k) Retirement Plan · $33M · 127 · 80th

  • EOY $33M
  • 5500 127
  • ASSETS 80th
  • PCT 401(k)
  • EIN near Tech24 Retirement Plan
  • RANK ind #6217

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Focus Operating, LLC 401(k) Retirement Plan in the asset neighbourhood

Moody Nolan, Inc. 401(k) Profit Sharing PlanMoody Nolan, Inc. 401(k) Pro…$33MFocus Operating, LLC 401(k) Retirement PlanFocus Operating, LLC 401(k) …$33MTech24 Retirement Plan$33MRestore Management 401(k) PlanRestore Management 401(k) Pl…$33MUnited Power, Inc. 401(k) PlanUnited Power, Inc. 401(k) Pl…$33M
End-of-year total assets ($M) among Focus Operating, LLC 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$33M
Net Income$8M
Employer EIN208161914
Plan Effective Date2013-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Focus Operating, LLC)

Sponsor-wide plan assets over time

All Focus Operating, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$32M 210.74471773531732% vs 2022
2024 filing year
$0M$10M$20M$30M$40M 202220232024 $10.4M $32.3M ▲ +210.7%
Year Plans Participants Total Assets
2022 1 21 $10M
2023 1 127 $33M
2024 1 120 $32M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Focus Operating, LLC 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Focus Operating, LLC 401(k) Retirement Plan, Total assets ($B): 0.032759372 · Participants: 127Focus Operating, LLC 401(k) Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Focus Operating, LLC 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Focus Operating, LLC 401(k) Retirement Plan side-by-side with 3 peers →

Focus Operating, LLC 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Tech24 Retirement Plan in SC ($33M); by covered participants it is San Pedro Fish Markets 401(k) Profit Sharing Plan & Trust in CA (127 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($33M here).

Similar participant headcount

Nearest other-state filings by covered participants (127 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Focus Operating, LLC 401(k) Retirement Plan assets move in 2023? ▼
Focus Operating, LLC 401(k) Retirement Plan surged - up 34.3% during 2023, from $24M to $33M. Reported net income was $8M.
How have Focus Operating, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Focus Operating, LLC's sponsor-wide assets grew 210.7%, from $10M to $32M.
Where does Focus Operating, LLC 401(k) Retirement Plan rank by assets among Form 5500 filers? ▼
Focus Operating, LLC 401(k) Retirement Plan ranks in the 80th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Focus Operating, LLC 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Tech24 Retirement Plan in SC ($33M, 1,076 participants).
Which 401(k) plans cover a similar participant headcount to Focus Operating, LLC 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is San Pedro Fish Markets 401(k) Profit Sharing Plan & Trust in CA (127 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 208161914.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.