401(k) · DOL Form 5500 · 2023

Kroll, LLC 401(k) Plan

Data updated 2026-08-11

$446M
Total assets
2,193
Participants
97th
Percentile by assets
$203,410
Avg per participant
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Official DOL plan name: Kroll 401(k) Retirement Savings Plan · Sponsored by Kroll, LLC · New York · Management of Enterprises

$446M in assets, 2,193 participants

Kroll, LLC's Kroll 401(k) Retirement Savings Plan reported $446M in total assets and 2,193 participants in its 2023 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 97th percentile by assets (of 127,072 plans)
  • #1,021 in Management of Enterprises (1,137 peers)

Coverage in New York

Kroll 401(k) Retirement Savings Plan covers 2,193 participants in New York, 2.7x the typical New York plan (state average ~798 per filing). Assets: $446M.

$446M
total plan assets (2023 EOY)
2,193
covered participants
97th
percentile by assets (of 127,072 plans)
$203,410
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Kroll 401(k) Retirement Savings Plan reported net income rose from -$48M in the plan year 2022 filing to $74M in the plan year 2023 filing.
  • Kroll 401(k) Retirement Savings Plan end-of-year assets rose from $372M in the plan year 2022 filing to $446M in the plan year 2023 filing.
  • Kroll 401(k) Retirement Savings Plan reported participants rose from 2,136 in the plan year 2022 filing to 2,193 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Kroll 401(k) Retirement Savings Plan reports 2,193 participants - 2.7x that state average ($446M EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$372M
Net Assets (End of Year)$446M
Net Income$74M
Employer EIN364090666
Plan Effective Date1996-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Kroll, LLC)

$350M$400M$450M$500M$550M 202220232024 $372M $505M ▲ +35.5%
Total plan assets by year, all Kroll, LLC plans on file
Year Plans Participants Total Assets
2022 1 2,136 $372M
2023 1 2,193 $446M
2024 1 2,018 $505M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Kroll 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants

Kroll 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Kroll 401(k) Retirem…IBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Kroll 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Kroll 401(k) Retirement Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Kroll 401(k) Retirement Savings Plan assets move in 2023?
Kroll 401(k) Retirement Savings Plan grew sharply - up 19.8% during 2023, from $372M to $446M. Reported net income was $74M.
How have Kroll, LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Kroll, LLC's sponsor-wide assets grew 35.5%, from $372M to $505M.
Where does Kroll 401(k) Retirement Savings Plan rank by assets among Form 5500 filers?
Kroll 401(k) Retirement Savings Plan ranks in the 97th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Kroll 401(k) Retirement Savings Plan?
Among 401(k) plans in other states, the closest by assets is Ali Group Retirement Plan in IL ($446M, 4,006 participants).

Next read for Kroll 401(k) Retirement Savings Plan

Filing takeaways

Ways to act on Kroll 401(k) Retirement Savings Plan's numbers.