401(k) · DOL Form 5500 · 2023
Harris & Harris, Ltd. 401(k) Plan
Data updated 2026-08-25
- $14M
- Total assets Small plan by assets
- 373
- Participants Below avg headcount
- 65th
- Percentile by assets National rank
- $36,580
- Avg per participant Low balance/head
Official DOL plan name: Harris & Harris, Ltd 401(k) Plan · Sponsored by Harris & Harris, Ltd. · Illinois · Administrative & Support Services
$14M in assets, 373 participants
Harris & Harris, Ltd.'s Harris & Harris, Ltd 401(k) Plan reported $14M in total assets and 373 participants in its 2023 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #3,563 in Administrative & Support Services (4,372 peers)
Coverage in Illinois
Harris & Harris, Ltd 401(k) Plan covers 373 participants in Illinois, about 48% of the average Illinois filer (state average ~779 per filing). Assets: $14M.
- #3,563
- in Administrative & Support Services (4,372 peers)
- +28.0%
- assets growth YoY
Harris & Harris, Ltd 401(k) Plan's mid-pack asset rank among Administrative & Support Services and all filers
Harris & Harris, Ltd 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$13,644,506 Top 35% higher than 65% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Harris & Harris, Ltd 401(k) Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Harris & Harris, Ltd 401(k) Plan sits mid-pack in the medium band (373 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Harris & Harris, Ltd 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $3M in the plan year 2023 filing.
- Harris & Harris, Ltd 401(k) Plan end-of-year assets rose from $11M in the plan year 2022 filing to $14M in the plan year 2023 filing.
- Harris & Harris, Ltd 401(k) Plan reported participants fell from 381 in the plan year 2022 filing to 373 in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 362650423 · Harris & Harris, Ltd. PY 2023 · 401(k)
Harris & Harris, Ltd 401(k) Plan · $14M · 373 · 65th
- 5500 $14M
- 5500 373
- 5500 65th
- 5500 401(k)
- 5500 near Freedom Credit Union 401(k) Retirement Plan
- 5500 ind #3563
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Administrative & Support Services retirement plans → · Plans in Illinois →
Harris & Harris, Ltd 401(k) Plan in the asset neighbourhood
Illinois filing particulars
| Total Assets (Beginning of Year) | $11M |
|---|---|
| Net Assets (End of Year) | $14M |
| Net Income | $3M |
| Employer EIN | 362650423 |
| Plan Effective Date | 2001-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Harris & Harris, Ltd.)
Sponsor-wide plan assets over time
All Harris & Harris, Ltd. plans reported in each filing year
- Latest sponsor-wide plan assets
- $15M 44.75844775702862% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 381 | $11M |
| 2023 | 1 | 373 | $14M |
| 2024 | 1 | 428 | $15M |
Nearby 401(k) Plans in Illinois
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Accenture United States 401(k) Match Savings Plan $17.6B · 69,974
- State Farm 401(k) Savings Plan $16.9B · 60,246
- Abbott Laboratories Stock Retirement Plan $14.5B · 38,012
- United Airlines Pilot Retirement Account Plan $14.4B · 14,959
- Walgreens Retirement Savings Plan $13.4B · 235,331
Harris & Harris, Ltd 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside Illinois, the nearest 401(k) by assets is Freedom Credit Union 401(k) Retirement Plan in MA ($14M); by covered participants it is Stupp Bros., Inc. 401(k) and Employee Thrift Plan in MO (373 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($14M here).
- Freedom Credit Union 401(k) Retirement Plan (MA) $14M · 104
- Chelsea Rhone Company, LLC 401(k) Profit Sharing Plan (MI) $14M · 24
- Mypath to Retire 401(k) Plan (IA) $14M · 311
- Rentech Boiler Systems, Inc. 401(k) Plan (TX) $14M · 170
Similar participant headcount
Nearest other-state filings by covered participants (373 participants); asset peers above are excluded.
- Stupp Bros., Inc. 401(k) and Employee Thrift Plan (MO) 373 · 0 off
- Gn Audio USA, Inc. Retirement Savings Plan (MA) 373 · 0 off
- Godfrey & Kahn, S.C. 401(k) Retirement Plan (WI) 373 · 0 off
- Best Line Leasing, Inc. 401(k) Plan (PA) 373 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.