401(k) · DOL Form 5500 · 2023

Annaly Capital Management, Inc. 401(k) Plan

Data updated 2026-08-25

$49M
Total assets Below avg plan size
161
Participants Small participant base
85th
Percentile by assets National rank
$303,987
Avg per participant High balance/head
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Official DOL plan name: Annaly Capital Management, Inc. 401(k) Plan · Sponsored by Annaly Capital Management, Inc. · New York · Finance & Insurance

$49M in assets, 161 participants

Annaly Capital Management, Inc.'s Annaly Capital Management, Inc. 401(k) Plan reported $49M in total assets and 161 participants in its 2023 DOL Form 5500 filing, ranking in the 85th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,867 in Finance & Insurance (8,869 peers)

Coverage in New York

Annaly Capital Management, Inc. 401(k) Plan covers 161 participants in New York, about 20% of the average New York filer (state average ~798 per filing). Assets: $49M.

#6,867
in Finance & Insurance (8,869 peers)
+25.8%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Annaly Capital Management, Inc. 401(k) Plan's outsized position by total assets

Annaly Capital Management, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$48,941,831 Top 15% higher than 85% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Annaly Capital Management, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Annaly Capital Management, Inc. 401(k) Plan sits mid-pack in the medium band (161 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Annaly Capital Management, Inc. 401(k) Plan reported net income rose from -$8M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Annaly Capital Management, Inc. 401(k) Plan end-of-year assets rose from $39M in the plan year 2022 filing to $49M in the plan year 2023 filing.
  • Annaly Capital Management, Inc. 401(k) Plan reported participants fell from 171 in the plan year 2022 filing to 161 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 223479661 · Annaly Capital Management, Inc. PY 2023 · 401(k)

Annaly Capital Management, Inc. 401(k) Plan · $49M · 161 · 85th

  • PART $49M
  • TYPE 161
  • NET 85th
  • BOOK 401(k)
  • VS-ST near Parsec, Inc. Profit Sharing/401(k) Plan
  • BOY ind #6867

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Annaly Capital Management, Inc. 401(k) Plan in the asset neighbourhood

Kamps Retirement Savings Plan$49MAnnaly Capital Management, Inc. 401(k) PlanAnnaly Capital Management, I…$49MParsec, Inc. Profit Sharing/401(k) PlanParsec, Inc. Profit Sharing/…$49MPlanet Equity Group, LLC 401(k) PlanPlanet Equity Group, LLC 401…$49MMead Lumber 401(k) Plan$49M
End-of-year total assets ($M) among Annaly Capital Management, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$39M
Net Assets (End of Year)$49M
Net Income$10M
Employer EIN223479661
Plan Effective Date2003-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Annaly Capital Management, Inc.)

Sponsor-wide plan assets over time

All Annaly Capital Management, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$59M 52.73818691394262% vs 2022
2024 filing year
$30M$40M$50M$60M$70M 202220232024 $38.9M $59.4M ▲ +52.7%
Year Plans Participants Total Assets
2022 1 171 $39M
2023 1 161 $49M
2024 1 180 $59M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Annaly Capital Management, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Annaly Capital Management, Inc. 401(k) Plan, Total assets ($B): 0.048941831 · Participants: 161Annaly Capital Management, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Annaly Capital Management, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Annaly Capital Management, Inc. 401(k) Plan side-by-side with 3 peers →

Annaly Capital Management, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Parsec, Inc. Profit Sharing/401(k) Plan in OH ($49M); by covered participants it is Kansas Crossing Casino, Lc 401(k) Plan in KS (161 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($49M here).

Similar participant headcount

Nearest other-state filings by covered participants (161 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Annaly Capital Management, Inc. 401(k) Plan assets move in 2023? ▼
Annaly Capital Management, Inc. 401(k) Plan grew sharply - up 25.8% during 2023, from $39M to $49M. Reported net income was $10M.
How have Annaly Capital Management, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Annaly Capital Management, Inc.'s sponsor-wide assets grew 52.7%, from $39M to $59M.
Where does Annaly Capital Management, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Annaly Capital Management, Inc. 401(k) Plan ranks in the 85th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Annaly Capital Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Parsec, Inc. Profit Sharing/401(k) Plan in OH ($49M, 450 participants).
Which 401(k) plans cover a similar participant headcount to Annaly Capital Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Kansas Crossing Casino, Lc 401(k) Plan in KS (161 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223479661.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.