401(k) · DOL Form 5500 · 2023

Settlement Health & Medical Services, Inc. 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
117
Participants Small participant base
54th
Percentile by assets National rank
$70,252
Avg per participant Below avg balance/head
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Official DOL plan name: Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. · Sponsored by Settlement Health & Medical Services, Inc. · New York · Healthcare & Social Assistance

$8M in assets, 117 participants

Settlement Health & Medical Services, Inc.'s Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. reported $8M in total assets and 117 participants in its 2023 DOL Form 5500 filing, ranking in the 54th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,595 in Healthcare & Social Assistance (17,684 peers)

Coverage in New York

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. covers 117 participants in New York, about 15% of the average New York filer (state average ~798 per filing). Assets: $8M.

#10,595
in Healthcare & Social Assistance (17,684 peers)
+21.0%
assets growth YoY

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc.'s mid-pack asset rank among Healthcare & Social Assistance and all filers

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$8,219,486 Top 46% higher than 54% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. sits mid-pack in the medium band (117 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. reported net income rose from -$1M in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. end-of-year assets rose from $7M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. reported participants rose from 104 in the plan year 2022 filing to 117 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 132957943 · Settlement Health & Medical Services, Inc. PY 2023 · 401(k)

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. · $8M · 117 · 54th

  • VS-ST $8M
  • VS-ST 117
  • VS-ST 54th
  • VS-ST 401(k)
  • VS-ST near Assia, Inc. 401(k) Plan
  • VS-ST ind #10595

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in New York →

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. in the asset neighbourhood

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc.Safe Harbor 401(k) Profit Sh…$8MAssia, Inc. 401(k) Plan$8MMarich Confectionery Company 401(k) PlanMarich Confectionery Company…$8MNrsi 401(k) Plan$8MBanco De Bogota Miami Agency Profit Sharing and 401(k) PlanBanco De Bogota Miami Agency…$8M
End-of-year total assets ($M) among Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$8M
Net Income$1M
Employer EIN132957943
Plan Effective Date1981-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Settlement Health & Medical Services, Inc.)

Sponsor-wide plan assets over time

All Settlement Health & Medical Services, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 39.42090627448418% vs 2022
2024 filing year
$6M$7M$8M$9M$10M 202220232024 $6.8M $9.47M ▲ +39.3%
Year Plans Participants Total Assets
2022 1 104 $7M
2023 1 117 $8M
2024 1 118 $9M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc., Total assets ($B): 0.008219486 · Participants: 117Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc.IBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. vs. nearby 401(k) plans in New York, assets vs. participants

Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc.'s out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Assia, Inc. 401(k) Plan in CA ($8M); by covered participants it is Carteret Management Corporation 401(k) Plan in FL (117 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (117 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. assets move in 2023?
Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc. grew sharply - up 21.0% during 2023, from $7M to $8M. Reported net income was $1M.
How have Settlement Health & Medical Services, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Settlement Health & Medical Services, Inc.'s sponsor-wide assets grew 39.4%, from $7M to $9M.
Which 401(k) plans are similar in size to Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc.?
Among 401(k) plans in other states, the closest by assets is Assia, Inc. 401(k) Plan in CA ($8M, 8 participants).
Which 401(k) plans cover a similar participant headcount to Safe Harbor 401(k) Profit Sharing Plan for Employees of Settlement Health & Medical Services, Inc.?
Among 401(k) plans in other states, the closest by covered participants is Carteret Management Corporation 401(k) Plan in FL (117 participants, $673K in assets).