401(k) · DOL Form 5500 · 2023
Industrial and Commercial Bank O 401(k) Plan
Data updated 2026-08-25
- $30M
- Total assets Below avg plan size
- 92
- Participants Small participant base
- 79th
- Percentile by assets National rank
- $323,167
- Avg per participant High balance/head
Official DOL plan name: Industrial and Commercial Bank of China Financial Services LLC · Sponsored by Industrial and Commercial Bank O · New York · Finance & Insurance
$30M in assets, 92 participants
Industrial and Commercial Bank O's Industrial and Commercial Bank of China Financial Services LLC reported $30M in total assets and 92 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,022 in Finance & Insurance (8,869 peers)
Where Industrial and Commercial Bank of China Financial Services LLC sits by assets
Industrial and Commercial Bank of China Financial Services LLC sits in the top quartile of all filed plans by assets, $30M for 92 participants (~$323,167/participant), up 17.2% in 2023.
- #6,022
- in Finance & Insurance (8,869 peers)
- +17.2%
- assets growth YoY
- 0.3×
- vs typical plan assets (national mean)
Industrial and Commercial Bank of China Financial Services LLC's outsized position by total assets
Industrial and Commercial Bank of China Financial Services LLC vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$29,731,341 Top 21% higher than 79% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Industrial and Commercial Bank of China Financial Services LLC among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Industrial and Commercial Bank of China Financial Services LLC is a small filing (92 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Industrial and Commercial Bank of China Financial Services LLC reported net income rose from -$5M in the plan year 2022 filing to $4M in the plan year 2023 filing.
- Industrial and Commercial Bank of China Financial Services LLC end-of-year assets rose from $25M in the plan year 2022 filing to $30M in the plan year 2023 filing.
- Industrial and Commercial Bank of China Financial Services LLC reported participants fell from 96 in the plan year 2022 filing to 92 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 300234854 · Industrial and Commercial Bank O PY 2023 · 401(k)
Industrial and Commercial Bank of China Financial Services LLC · $30M · 92 · 79th
- BOOK $30M
- VS-ST 92
- BOY 79th
- SCH 401(k)
- EBSA near Hueston Hennigan LLP 401(k) Plan
- PART ind #6022
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Industrial and Commercial Bank of China Financial Services LLC in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $25M |
|---|---|
| Net Assets (End of Year) | $30M |
| Net Income | $4M |
| Employer EIN | 300234854 |
| Plan Effective Date | 2011-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Industrial and Commercial Bank O)
Sponsor-wide plan assets over time
All Industrial and Commercial Bank O plans reported in each filing year
- Latest sponsor-wide plan assets
- $31M 22.016292557320384% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 96 | $25M |
| 2023 | 1 | 92 | $30M |
| 2024 | 1 | 91 | $31M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Industrial and Commercial Bank of China Financial Services LLC's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Hueston Hennigan LLP 401(k) Plan in CA ($30M); by covered participants it is Melanson, P.C. 401(k) Plan in NH (92 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($30M here).
- Hueston Hennigan LLP 401(k) Plan (CA) $30M · 105
- Curtis Maruyasu America, Inc. 401(k) Savings Plan (KY) $30M · 481
- Omnia Partners 401(k) Plan (TN) $30M · 252
- Brighton Retail, LLC. 401(k) Profit Sharing Plan (CA) $30M · 553
Similar participant headcount
Nearest other-state filings by covered participants (92 participants); asset peers above are excluded.
- Melanson, P.C. 401(k) Plan (NH) 92 · 0 off
- International Marine Products Retirement Plan (CA) 92 · 0 off
- Rodland Motor Company 401(k) Plan (WA) 92 · 0 off
- The Tin Bucket Incorporated 401(k) Profit Sharing Plan (NE) 92 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.