401(k) · DOL Form 5500 · 2023

Continental Stock Transfer Corporation and Affiliated Companies 401(k) Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets: 206
Participants Below avg headcount: 48th
Percentile by assets National rank: $29,089
Avg per participant Low balance/head

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Official DOL plan name: C S T & T Co. 401(k) Plan · Sponsored by Continental Stock Transfer Corporation and Affiliated Companies · New York · Management of Enterprises

$6M in assets, 206 participants

Continental Stock Transfer Corporation and Affiliated Companies's C S T & T Co. 401(k) Plan reported $6M in total assets and 206 participants in its 2023 DOL Form 5500 filing, ranking in the 48th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#322 in Management of Enterprises (1,137 peers)

Coverage in New York

C S T & T Co. 401(k) Plan covers 206 participants in New York, about 26% of the average New York filer (state average ~798 per filing). Assets: $6M.

#322
in Management of Enterprises (1,137 peers): +38.2%
assets growth YoY

C S T & T Co. 401(k) Plan's mid-pack asset rank among Management of Enterprises and all filers

C S T & T Co. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,992,345 48th percentile higher than 48% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

C S T & T Co. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. C S T & T Co. 401(k) Plan sits mid-pack in the medium band (206 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

C S T & T Co. 401(k) Plan reported net income rose from -$372K in the plan year 2022 filing to $2M in the plan year 2023 filing.
C S T & T Co. 401(k) Plan end-of-year assets rose from $4M in the plan year 2022 filing to $6M in the plan year 2023 filing.
C S T & T Co. 401(k) Plan reported participants rose from 183 in the plan year 2022 filing to 206 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 131996565 · Continental Stock Transfer Corporation and Affiliated Companies PY 2023 · 401(k)

C S T & T Co. 401(k) Plan · $6M · 206 · 48th

RANK $6M
RANK 206
RANK 48th
RANK 401(k)
RANK near L3 Partners, LLC 401(k) Plan
RANK ind #322

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in New York →

End-of-year total assets ($M) among C S T & T Co. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$4M
Net Assets (End of Year)	$6M
Net Income	$2M
Employer EIN	131996565
Plan Effective Date	1994-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Continental Stock Transfer Corporation and Affiliated Companies)

Latest sponsor-wide plan assets: $7M 68.95541277011618% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	183	$4M
2023	2	326	$10M
2024	1	216	$7M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

C S T & T Co. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare C S T & T Co. 401(k) Plan side-by-side with 3 peers →

C S T & T Co. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is L3 Partners, LLC 401(k) Plan in TX ($6M); by covered participants it is Nwsl Retirement Plan in IL (206 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($6M here).

L3 Partners, LLC 401(k) Plan (TX) $6M · 31
Blick Clinic Employees Retirement Plan (OH) $6M · 144
A & N Corporation 401(k) Profit Sharing Plan (FL) $6M · 112
Grand Central Baking Company Retirement Savings Plan (OR) $6M · 222

Similar participant headcount

Nearest other-state filings by covered participants (206 participants); asset peers above are excluded.

Nwsl Retirement Plan (IL) 206 · 0 off
Nwsl Retirement Plan (IL) 206 · 0 off
Sequoia 401(k) Plan (CA) 206 · 0 off
Equibrand Corporation 401(k) Profit Sharing Plan (TX) 206 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did C S T & T Co. 401(k) Plan assets move in 2023? ▼

C S T & T Co. 401(k) Plan surged - up 38.2% during 2023, from $4M to $6M. Reported net income was $2M.

How have Continental Stock Transfer Corporation and Affiliated Companies plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Continental Stock Transfer Corporation and Affiliated Companies's sponsor-wide assets grew 69.0%, from $4M to $7M.

Which 401(k) plans are similar in size to C S T & T Co. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is L3 Partners, LLC 401(k) Plan in TX ($6M, 31 participants).

Which 401(k) plans cover a similar participant headcount to C S T & T Co. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Nwsl Retirement Plan in IL (206 participants, $152K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 131996565.