401(k) · DOL Form 5500 · 2023

Austin 3(16) Fiduciary Limited 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
125
Participants Small participant base
40th
Percentile by assets National rank
$31,568
Avg per participant Low balance/head
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Official DOL plan name: Legend Financial 401(k) Pooled Employer Plan · Sponsored by Austin 3(16) Fiduciary Limited · New York · Professional & Technical Services

$4M in assets, 125 participants

Austin 3(16) Fiduciary Limited's Legend Financial 401(k) Pooled Employer Plan reported $4M in total assets and 125 participants in its 2023 DOL Form 5500 filing, ranking in the 40th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,591 in Professional & Technical Services (20,321 peers)

Coverage in New York

Legend Financial 401(k) Pooled Employer Plan covers 125 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $4M.

#7,591
in Professional & Technical Services (20,321 peers)
+159.9%
assets growth YoY

Legend Financial 401(k) Pooled Employer Plan's mid-pack asset rank among Professional & Technical Services and all filers

Legend Financial 401(k) Pooled Employer Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,946,045 40th percentile higher than 40% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Legend Financial 401(k) Pooled Employer Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Legend Financial 401(k) Pooled Employer Plan sits mid-pack in the medium band (125 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Legend Financial 401(k) Pooled Employer Plan reported participants rose from 36 in the plan year 2022 filing to 125 in the plan year 2023 filing.
  • Legend Financial 401(k) Pooled Employer Plan end-of-year assets rose from $2M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Legend Financial 401(k) Pooled Employer Plan reported net income rose from $875K in the plan year 2022 filing to $2M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 861843958 · Austin 3(16) Fiduciary Limited PY 2023 · 401(k)

Legend Financial 401(k) Pooled Employer Plan · $4M · 125 · 40th

  • NET $4M
  • NET 125
  • NET 40th
  • NET 401(k)
  • NET near Meuth Construction Supply, Inc. 401(k) Plan
  • NET ind #7591

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Legend Financial 401(k) Pooled Employer Plan in the asset neighbourhood

Legend Financial 401(k) Pooled Employer PlanLegend Financial 401(k) Pool…$4MMeuth Construction Supply, Inc. 401(k) PlanMeuth Construction Supply, I…$4MEclipse Data Technologies, Inc. 401(k) PlanEclipse Data Technologies, I…$4MQuay Australia 401(k) Plan$4MThe Lifescapes Retirement Savings PlanThe Lifescapes Retirement Sa…$4M
End-of-year total assets ($M) among Legend Financial 401(k) Pooled Employer Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$4M
Net Income$2M
Employer EIN861843958
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Austin 3(16) Fiduciary Limited)

Sponsor-wide plan assets over time

All Austin 3(16) Fiduciary Limited plans reported in each filing year

Latest sponsor-wide plan assets
$8M 445.96157342390177% vs 2022
2024 filing year
$0M$5M$10M 202220232024 $1.52M $8.29M ▲ +445.4%
Year Plans Participants Total Assets
2022 1 36 $2M
2023 1 125 $4M
2024 1 699 $8M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Legend Financial 401(k) Pooled Employer Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Legend Financial 401(k) Pooled Employer Plan, Total assets ($B): 0.003946045 · Participants: 125Legend Financial 401(k) Pooled Employer PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Legend Financial 401(k) Pooled Employer Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Legend Financial 401(k) Pooled Employer Plan side-by-side with 3 peers →

Legend Financial 401(k) Pooled Employer Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Meuth Construction Supply, Inc. 401(k) Plan in KY ($4M); by covered participants it is R. C. Construction Co., Inc. 401(k) Salary Savings Plan in MS (125 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (125 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Legend Financial 401(k) Pooled Employer Plan assets move in 2023? ▼
Legend Financial 401(k) Pooled Employer Plan surged - up 159.9% during 2023, from $2M to $4M. Reported net income was $2M.
How have Austin 3(16) Fiduciary Limited plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Austin 3(16) Fiduciary Limited's sponsor-wide assets grew 446.0%, from $2M to $8M.
Which 401(k) plans are similar in size to Legend Financial 401(k) Pooled Employer Plan? ▼
Among 401(k) plans in other states, the closest by assets is Meuth Construction Supply, Inc. 401(k) Plan in KY ($4M, 87 participants).
Which 401(k) plans cover a similar participant headcount to Legend Financial 401(k) Pooled Employer Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is R. C. Construction Co., Inc. 401(k) Salary Savings Plan in MS (125 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 861843958.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.