401(k) · DOL Form 5500 · 2023

National Australia Bank Limited 401(k) Plan

Data updated 2026-08-25

$55M
Total assets Below avg plan size
89
Participants Small participant base
87th
Percentile by assets National rank
$621,730
Avg per participant High balance/head
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Official DOL plan name: Nab Group/USA 401(k) Investment Plan · Sponsored by National Australia Bank Limited · New York · Finance & Insurance

$55M in assets, 89 participants

National Australia Bank Limited's Nab Group/USA 401(k) Investment Plan reported $55M in total assets and 89 participants in its 2023 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,041 in Finance & Insurance (8,869 peers)

Where Nab Group/USA 401(k) Investment Plan sits by assets

Nab Group/USA 401(k) Investment Plan sits in the top quartile of all filed plans by assets, $55M for 89 participants (~$621,730/participant), up 17.6% in 2023.

#7,041
in Finance & Insurance (8,869 peers)
+17.6%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Nab Group/USA 401(k) Investment Plan's outsized position by total assets

Nab Group/USA 401(k) Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$55,333,983 Top 13% higher than 87% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Nab Group/USA 401(k) Investment Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nab Group/USA 401(k) Investment Plan is a small filing (89 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Nab Group/USA 401(k) Investment Plan reported net income rose from -$13M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Nab Group/USA 401(k) Investment Plan end-of-year assets rose from $47M in the plan year 2022 filing to $55M in the plan year 2023 filing.
  • Nab Group/USA 401(k) Investment Plan reported participants fell from 97 in the plan year 2022 filing to 89 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 132901144 · National Australia Bank Limited PY 2023 · 401(k)

Nab Group/USA 401(k) Investment Plan · $55M · 89 · 87th

  • ASSETS $55M
  • PCT 89
  • EIN 87th
  • RANK 401(k)
  • PHOTO near Mark Thomas & Company, Inc. 401(k) Savings Plan
  • IND ind #7041

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Nab Group/USA 401(k) Investment Plan in the asset neighbourhood

Nab Group/USA 401(k) Investment PlanNab Group/USA 401(k) Investm…$55MMark Thomas & Company, Inc. 401(k) Savings PlanMark Thomas & Company, Inc. …$55MArk-La-Tex Financial Services, LLC 401(k) PlanArk-La-Tex Financial Service…$55MKrispy Kreme Doughnut Corporation Retirement Savings PlanKrispy Kreme Doughnut Corpor…$55MGf Machining Solutions Retirement Savings PlanGf Machining Solutions Retir…$55M
End-of-year total assets ($M) among Nab Group/USA 401(k) Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$47M
Net Assets (End of Year)$55M
Net Income$8M
Employer EIN132901144
Plan Effective Date2001-04-01
Filing StatusFILING RECEIVED

Sponsor Plan History (National Australia Bank Limited)

Sponsor-wide plan assets over time

All National Australia Bank Limited plans reported in each filing year

Latest sponsor-wide plan assets
$96M 1.8181015733418868% vs 2022
2024 filing year
$90M$95M$100M$105M$110M$115M 202220232024 $97.8M $96M ▼ -1.8%
Year Plans Participants Total Assets
2022 3 218 $98M
2023 3 207 $112M
2024 2 100 $96M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Nab Group/USA 401(k) Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Nab Group/USA 401(k) Investment Plan, Total assets ($B): 0.055333983 · Participants: 89Nab Group/USA 401(k) Investment PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Nab Group/USA 401(k) Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Nab Group/USA 401(k) Investment Plan side-by-side with 3 peers →

Nab Group/USA 401(k) Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Mark Thomas & Company, Inc. 401(k) Savings Plan in CA ($55M); by covered participants it is Cross Country 401(k) Plan in TX (89 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (89 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Nab Group/USA 401(k) Investment Plan assets move in 2023? ▼
Nab Group/USA 401(k) Investment Plan grew sharply - up 17.6% during 2023, from $47M to $55M. Reported net income was $8M.
How have National Australia Bank Limited plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), National Australia Bank Limited's sponsor-wide assets declined 1.8%, from $98M to $96M.
Where does Nab Group/USA 401(k) Investment Plan rank by assets among Form 5500 filers? ▼
Nab Group/USA 401(k) Investment Plan ranks in the 87th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Nab Group/USA 401(k) Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mark Thomas & Company, Inc. 401(k) Savings Plan in CA ($55M, 298 participants).
Which 401(k) plans cover a similar participant headcount to Nab Group/USA 401(k) Investment Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cross Country 401(k) Plan in TX (89 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132901144.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.