ESOP · DOL Form 5500 · 2023

A-P-T Research, Inc ESOP

Data updated 2026-08-25

$21M
Total assets Small plan by assets
165
Participants Small participant base
74th
Percentile by assets National rank
$129,099
Avg per participant Near avg balance/head
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Official DOL plan name: Apt Employee Stock Ownership Plan · Sponsored by A-P-T Research, Inc · Alabama · Professional & Technical Services

$21M in assets, 165 participants

A-P-T Research, Inc's Apt Employee Stock Ownership Plan reported $21M in total assets and 165 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,990 in Professional & Technical Services (20,321 peers)

Coverage in Alabama

Apt Employee Stock Ownership Plan covers 165 participants in Alabama, about 46% of the average Alabama filer (state average ~360 per filing). Assets: $21M.

#14,990
in Professional & Technical Services (20,321 peers)
+27.6%
assets growth YoY

Apt Employee Stock Ownership Plan's outsized position by total assets

Apt Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$21,301,308 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Apt Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Apt Employee Stock Ownership Plan sits mid-pack in the medium band (165 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Apt Employee Stock Ownership Plan reported net income rose from $290K in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Apt Employee Stock Ownership Plan end-of-year assets rose from $17M in the plan year 2022 filing to $21M in the plan year 2023 filing.
  • Apt Employee Stock Ownership Plan reported participants fell from 175 in the plan year 2022 filing to 165 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 631026951 · A-P-T Research, Inc PY 2023 · ESOP

Apt Employee Stock Ownership Plan · $21M · 165 · 74th

  • EOY $21M
  • 5500 165
  • ASSETS 74th
  • PCT ESOP
  • EIN near Paschal Associates Employee Stock Ownership Plan
  • RANK ind #14990

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Alabama →

Apt Employee Stock Ownership Plan in the asset neighbourhood

Citizens Bank Employee Stock Ownership and Retirement Savings PlanCitizens Bank Employee Stock…$21MPta Corporation Employee Stock Ownership PlanPta Corporation Employee Sto…$21MApt Employee Stock Ownership PlanApt Employee Stock Ownership…$21MPaschal Associates Employee Stock Ownership PlanPaschal Associates Employee …$21MKerotest Industries, Inc. Employee Stock Ownership PlanKerotest Industries, Inc. Em…$21M
End-of-year total assets ($M) among Apt Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Alabama filing particulars

Total Assets (Beginning of Year)$17M
Net Assets (End of Year)$21M
Net Income$5M
Employer EIN631026951
Plan Effective Date2014-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (A-P-T Research, Inc)

Sponsor-wide plan assets over time

All A-P-T Research, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$56M 38.76762233677095% vs 2022
2024 filing year
$35M$40M$45M$50M$55M$60M 202220232024 $40.4M $56.1M ▲ +38.8%
Year Plans Participants Total Assets
2022 2 339 $40M
2023 2 322 $50M
2024 2 321 $56M

Nearby ESOP Plans in Alabama

Peer ESOP plans, same state, same plan type, ranked by total assets.

Apt Employee Stock Ownership Plan vs. nearby ESOP plans in Alabama, assets vs. participants Scatter plot of 6 data points. 050010001500 -1000100200300400500 Total assets ($M) Participants Apt Employee Stock Ownership Plan, Total assets ($M): 21.301308 · Participants: 165Apt Employee Stock Ownership PlanStarfish Holdings, Inc. Employee Stock Ownership Plan, Total assets ($M): 470.48798 · Participants: 1360Starfish Holdings, Inc. Employee Stock Ownership PlanInline Electric Employee Stock Ownership Plan, Total assets ($M): 196.496733 · Participants: 287Inline Electric Employee Stock Ownership PlanRadiance Technologies, Inc. Employee Stock Ownership Plan, Total assets ($M): 168.105591 · Participants: 874Radiance Technologies, Inc. Employee Stock Ownership PlanSignature Homes Employee Stock Ownership Plan, Total assets ($M): 167.814551 · Participants: 123Signature Homes Employee Stock Ownership PlanEmployee Stock Ownership Plan for Employees of David Volkert and Associates, Inc. and Sub, Total assets ($M): 126.850762 · Participants: 909Employee Stock Ownership Plan for Employees of David Volkert and Associates, Inc. and Sub
Apt Employee Stock Ownership Plan vs. nearby ESOP plans in Alabama, assets vs. participants
Compare Apt Employee Stock Ownership Plan side-by-side with 3 peers →

Apt Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Alabama, the nearest ESOP by assets is Paschal Associates Employee Stock Ownership Plan in NC ($21M); by covered participants it is Northern Tree Holdco, Inc. Employee Stock Ownership Plan in MA (165 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (165 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Apt Employee Stock Ownership Plan assets move in 2023? ▼
Apt Employee Stock Ownership Plan grew sharply - up 27.6% during 2023, from $17M to $21M. Reported net income was $5M.
How have A-P-T Research, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), A-P-T Research, Inc's sponsor-wide assets grew 38.8%, from $40M to $56M.
Which ESOP plans are similar in size to Apt Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Paschal Associates Employee Stock Ownership Plan in NC ($21M, 15 participants).
Which ESOP plans cover a similar participant headcount to Apt Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Northern Tree Holdco, Inc. Employee Stock Ownership Plan in MA (165 participants, $28M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 631026951.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.