401(k) · DOL Form 5500 · 2023
Sotheby's Inc. 401(k) Plan
Data updated 2026-08-11
- $227M
- Total assets
- 792
- Participants
- 95th
- Percentile by assets
- $286,872
- Avg per participant
Official DOL plan name: Sotheby's, Inc. Retirement Savings Plan · Sponsored by Sotheby's Inc. · New York · Professional & Technical Services
$227M in assets, 792 participants
Sotheby's Inc.'s Sotheby's, Inc. Retirement Savings Plan reported $227M in total assets and 792 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 95th percentile by assets (of 127,072 plans)
- #19,577 in Professional & Technical Services (20,321 peers)
Where Sotheby's, Inc. Retirement Savings Plan sits by assets
Sotheby's, Inc. Retirement Savings Plan sits in the top 5% of all filed plans by assets, $227M for 792 participants (~$286,872/participant), up 12.6% in 2023.
- $227M
- total plan assets (2023 EOY)
- 792
- covered participants
- 95th
- percentile by assets (of 127,072 plans)
- $286,872
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Sotheby's, Inc. Retirement Savings Plan reported net income rose from -$43M in the plan year 2022 filing to $25M in the plan year 2023 filing.
- Sotheby's, Inc. Retirement Savings Plan reported participants rose from 656 in the plan year 2022 filing to 792 in the plan year 2023 filing.
- Sotheby's, Inc. Retirement Savings Plan end-of-year assets rose from $202M in the plan year 2022 filing to $227M in the plan year 2023 filing.
Sotheby's, Inc. Retirement Savings Plan vs the 2023 asset distribution
By assets, Sotheby's, Inc. Retirement Savings Plan outranks 95% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 2.3x the national average plan size of $100M (721 average participants).
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $202M |
|---|---|
| Net Assets (End of Year) | $227M |
| Net Income | $25M |
| Employer EIN | 382478406 |
| Plan Effective Date | 1985-12-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Sotheby's Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 656 | $202M |
| 2023 | 1 | 792 | $227M |
| 2024 | 1 | 834 | $249M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Sotheby's, Inc. Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Sotheby's, Inc. Retirement Savings Plan by total assets, not by location.
- Inx International Retirement Savings Plan (IL) $227M · 1,231
- Designer Brands Inc. 401(k) Plan (OH) $227M · 7,474
- Facey Medical Group, a Medical Corporation Retirement Savings Plan (CA) $227M · 226
- The Nordam Group LLC 401(k) Retirement Plan (OK) $227M · 1,365
Frequently Asked Questions
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Next read for Sotheby's, Inc. Retirement Savings Plan
Scale reading
Ways to act on Sotheby's, Inc. Retirement Savings Plan's numbers.
- By total assets, Sotheby's, Inc. Retirement Savings Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Sotheby's Inc.'s sponsor-wide assets have grown 23.1% since 2022 across 3 plan years on file. More Professional & Technical Services plans