401(k) · DOL Form 5500 · 2023

Gamco Investors, Inc. 401(k) Plan

Data updated 2026-08-11

$73M
Total assets
175
Participants
89th
Percentile by assets
$414,944
Avg per participant
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Official DOL plan name: Gamco Investors, Inc 401(k) Plan · Sponsored by Gamco Investors, Inc. · New York · Finance & Insurance

$73M in assets, 175 participants

Gamco Investors, Inc.'s Gamco Investors, Inc 401(k) Plan reported $73M in total assets and 175 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 89th percentile by assets (of 127,072 plans)
  • #7,347 in Finance & Insurance (8,869 peers)

Coverage in New York

Gamco Investors, Inc 401(k) Plan covers 175 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $73M.

$73M
total plan assets (2023 EOY)
175
covered participants
89th
percentile by assets (of 127,072 plans)
$414,944
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Gamco Investors, Inc 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Gamco Investors, Inc 401(k) Plan end-of-year assets rose from $68M in the plan year 2022 filing to $73M in the plan year 2023 filing.
  • Gamco Investors, Inc 401(k) Plan reported participants fell from 181 in the plan year 2022 filing to 175 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Gamco Investors, Inc 401(k) Plan reports 175 participants - about 22% of that state average ($73M EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$68M
Net Assets (End of Year)$73M
Net Income$5M
Employer EIN134007862
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Gamco Investors, Inc.)

$65M$70M$75M$80M$85M 202220232024 $68M $81.5M ▲ +19.9%
Total plan assets by year, all Gamco Investors, Inc. plans on file
Year Plans Participants Total Assets
2022 1 181 $68M
2023 1 175 $73M
2024 1 167 $82M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Gamco Investors, Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Gamco Investors, Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Gamco Investors, Inc…IBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Gamco Investors, Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Gamco Investors, Inc 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Gamco Investors, Inc 401(k) Plan assets move in 2023?
Gamco Investors, Inc 401(k) Plan grew at a solid clip - up 6.8% during 2023, from $68M to $73M. Reported net income was $5M.
How have Gamco Investors, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Gamco Investors, Inc.'s sponsor-wide assets grew 19.9%, from $68M to $82M.
Where does Gamco Investors, Inc 401(k) Plan rank by assets among Form 5500 filers?
Gamco Investors, Inc 401(k) Plan ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Gamco Investors, Inc 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is 401(k) Retirement and Savings Plan for Southwest Water Company in CA ($73M, 487 participants).

Next read for Gamco Investors, Inc 401(k) Plan

Filing takeaways

Ways to act on Gamco Investors, Inc 401(k) Plan's numbers.