401(k) · DOL Form 5500 · 2023

Gamco Investors, Inc. 401(k) Plan

Data updated 2026-08-25

$73M
Total assets Below avg plan size
175
Participants Small participant base
89th
Percentile by assets National rank
$414,944
Avg per participant High balance/head
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Official DOL plan name: Gamco Investors, Inc 401(k) Plan · Sponsored by Gamco Investors, Inc. · New York · Finance & Insurance

$73M in assets, 175 participants

Gamco Investors, Inc.'s Gamco Investors, Inc 401(k) Plan reported $73M in total assets and 175 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,347 in Finance & Insurance (8,869 peers)

Coverage in New York

Gamco Investors, Inc 401(k) Plan covers 175 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $73M.

#7,347
in Finance & Insurance (8,869 peers)
+6.8%
assets growth YoY
0.7×
vs typical plan assets (national mean)

Gamco Investors, Inc 401(k) Plan's outsized position by total assets

Gamco Investors, Inc 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$72,615,235 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Gamco Investors, Inc 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Gamco Investors, Inc 401(k) Plan sits mid-pack in the medium band (175 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Gamco Investors, Inc 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Gamco Investors, Inc 401(k) Plan end-of-year assets rose from $68M in the plan year 2022 filing to $73M in the plan year 2023 filing.
  • Gamco Investors, Inc 401(k) Plan reported participants fell from 181 in the plan year 2022 filing to 175 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 134007862 · Gamco Investors, Inc. PY 2023 · 401(k)

Gamco Investors, Inc 401(k) Plan · $73M · 175 · 89th

  • BOOK $73M
  • BOOK 175
  • BOOK 89th
  • BOOK 401(k)
  • BOOK near 401(k) Retirement and Savings Plan for Southwest Water Company
  • BOOK ind #7347

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Gamco Investors, Inc 401(k) Plan in the asset neighbourhood

Fuss & O'neill Profit Sharing & Employee Savings PlanFuss & O'neill Profit Sharin…$73MLtimindtree Limited 401(k) Profit Sharing Plan & TrustLtimindtree Limited 401(k) P…$73MGamco Investors, Inc 401(k) PlanGamco Investors, Inc 401(k) …$73M401(k) Retirement and Savings Plan for Southwest Water Company401(k) Retirement and Saving…$73MFederal Realty Investment Trust Savings and Retirement 401(k) PlanFederal Realty Investment Tr…$73M
End-of-year total assets ($M) among Gamco Investors, Inc 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$68M
Net Assets (End of Year)$73M
Net Income$5M
Employer EIN134007862
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Gamco Investors, Inc.)

Sponsor-wide plan assets over time

All Gamco Investors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$82M 19.8528567485769% vs 2022
2024 filing year
$65M$70M$75M$80M$85M 202220232024 $68M $81.5M ▲ +19.9%
Year Plans Participants Total Assets
2022 1 181 $68M
2023 1 175 $73M
2024 1 167 $82M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Gamco Investors, Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Gamco Investors, Inc 401(k) Plan, Total assets ($B): 0.072615235 · Participants: 175Gamco Investors, Inc 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Gamco Investors, Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Gamco Investors, Inc 401(k) Plan side-by-side with 3 peers →

Gamco Investors, Inc 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is 401(k) Retirement and Savings Plan for Southwest Water Company in CA ($73M); by covered participants it is Uniseal 401(k) Plan in IN (175 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (175 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Gamco Investors, Inc 401(k) Plan assets move in 2023? ▼
Gamco Investors, Inc 401(k) Plan grew at a solid clip - up 6.8% during 2023, from $68M to $73M. Reported net income was $5M.
How have Gamco Investors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Gamco Investors, Inc.'s sponsor-wide assets grew 19.9%, from $68M to $82M.
Where does Gamco Investors, Inc 401(k) Plan rank by assets among Form 5500 filers? ▼
Gamco Investors, Inc 401(k) Plan ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Gamco Investors, Inc 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is 401(k) Retirement and Savings Plan for Southwest Water Company in CA ($73M, 487 participants).
Which 401(k) plans cover a similar participant headcount to Gamco Investors, Inc 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Uniseal 401(k) Plan in IN (175 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 134007862.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.