401(k) · DOL Form 5500 · 2023

B. Riley Financial, Inc. 401(k) Plan

Data updated 2026-08-11

$256M
Total assets
1,255
Participants
96th
Percentile by assets
$204,181
Avg per participant
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Official DOL plan name: B. Riley Financial, Inc. 401(k) Profit Sharing Plan · Sponsored by B. Riley Financial, Inc. · California · Finance & Insurance

$256M in assets, 1,255 participants

B. Riley Financial, Inc.'s B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported $256M in total assets and 1,255 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 96th percentile by assets (of 127,072 plans)
  • #8,237 in Finance & Insurance (8,869 peers)

Where B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits by assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits in the top 5% of all filed plans by assets, $256M for 1,255 participants (~$204,181/participant), up 25.6% in 2023.

$256M
total plan assets (2023 EOY)
1,255
covered participants
96th
percentile by assets (of 127,072 plans)
$204,181
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported net income rose from -$51M in the plan year 2022 filing to $48M in the plan year 2023 filing.
  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $204M in the plan year 2022 filing to $256M in the plan year 2023 filing.
  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported participants rose from 1,216 in the plan year 2022 filing to 1,255 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
California
Industry
Finance & Insurance

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs the 2023 asset distribution

By assets, B. Riley Financial, Inc. 401(k) Profit Sharing Plan outranks 96% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 2.6x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$204M
Net Assets (End of Year)$256M
Net Income$48M
Employer EIN270223495
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (B. Riley Financial, Inc.)

$150M$200M$250M$300M 202220232024 $204M $290M ▲ +42.0%
Total plan assets by year, all B. Riley Financial, Inc. plans on file
Year Plans Participants Total Assets
2022 1 1,216 $204M
2023 1 1,255 $256M
2024 1 1,307 $290M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants B. Riley Financial, …Wells Fargo & Compan…Google LLC 401(k) Sa…Oracle Corporation 4…Intel 401(k) Savings…Apple 401(k) Plan
B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare B. Riley Financial, Inc. 401(k) Profit S… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to B. Riley Financial, Inc. 401(k) Profit Sharing Plan by total assets, not by location.

Frequently Asked Questions

How did B. Riley Financial, Inc. 401(k) Profit Sharing Plan assets move in 2023? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan grew sharply - up 25.6% during 2023, from $204M to $256M. Reported net income was $48M.
How have B. Riley Financial, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), B. Riley Financial, Inc.'s sponsor-wide assets grew 42.0%, from $204M to $290M.
Where does B. Riley Financial, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Dana Hourly Bargained Retirement and Savings Plan in OH ($256M, 6,318 participants).

Next read for B. Riley Financial, Inc. 401(k) Profit S…

Scale reading

Ways to act on B. Riley Financial, Inc. 401(k) Profit Sharing Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270223495.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.