401(k) · DOL Form 5500 · 2023

B. Riley Financial, Inc. 401(k) Plan

Data updated 2026-08-25

$256M
Total assets Near avg plan size
1,255
Participants Near avg headcount
96th
Percentile by assets National rank
$204,181
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: B. Riley Financial, Inc. 401(k) Profit Sharing Plan · Sponsored by B. Riley Financial, Inc. · California · Finance & Insurance

$256M in assets, 1,255 participants

B. Riley Financial, Inc.'s B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported $256M in total assets and 1,255 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,237 in Finance & Insurance (8,869 peers)

Where B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits by assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits in the top 5% of all filed plans by assets, $256M for 1,255 participants (~$204,181/participant), up 25.6% in 2023.

#8,237
in Finance & Insurance (8,869 peers)
+25.6%
assets growth YoY
2.6×
vs typical plan assets (national mean)

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's outsized position by total assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$256,247,092 Top 4% higher than 96% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. B. Riley Financial, Inc. 401(k) Profit Sharing Plan lands in the large band (1,255 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported net income rose from -$51M in the plan year 2022 filing to $48M in the plan year 2023 filing.
  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $204M in the plan year 2022 filing to $256M in the plan year 2023 filing.
  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported participants rose from 1,216 in the plan year 2022 filing to 1,255 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 270223495 · B. Riley Financial, Inc. PY 2023 · 401(k)

B. Riley Financial, Inc. 401(k) Profit Sharing Plan · $256M · 1,255 · 96th

  • 5500 $256M
  • 5500 1,255
  • 5500 96th
  • 5500 401(k)
  • 5500 near Dana Hourly Bargained Retirement and Savings Plan
  • 5500 ind #8237

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

B. Riley Financial, Inc. 401(k) Profit Sharing Plan in the asset neighbourhood

B. Riley Financial, Inc. 401(k) Profit Sharing PlanB. Riley Financial, Inc. 401…$256MDana Hourly Bargained Retirement and Savings PlanDana Hourly Bargained Retire…$256MStarfish Holdings 401(k) Retirement PlanStarfish Holdings 401(k) Ret…$256MBureau Veritas Industries & Facilities 401(k) Profit Sharing PlanBureau Veritas Industries & …$256MWellpath 401(k) Plan$256M
End-of-year total assets ($M) among B. Riley Financial, Inc. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$204M
Net Assets (End of Year)$256M
Net Income$48M
Employer EIN270223495
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (B. Riley Financial, Inc.)

Sponsor-wide plan assets over time

All B. Riley Financial, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$290M 42.03466882450412% vs 2022
2024 filing year
$150M$200M$250M$300M 202220232024 $204M $290M ▲ +42.0%
Year Plans Participants Total Assets
2022 1 1,216 $204M
2023 1 1,255 $256M
2024 1 1,307 $290M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants B. Riley Financial, Inc. 401(k) Profit Sharing Plan, Total assets ($B): 0.256247092 · Participants: 1255B. Riley Financial, Inc. 401(k) Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare B. Riley Financial, Inc. 401(k) Profit Sharing Plan side-by-side with 3 peers →

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Dana Hourly Bargained Retirement and Savings Plan in OH ($256M); by covered participants it is Relation Insurance, Inc. Retirement Savings Plan in KS (1,255 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($256M here).

Similar participant headcount

Nearest other-state filings by covered participants (1,255 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did B. Riley Financial, Inc. 401(k) Profit Sharing Plan assets move in 2023? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan grew sharply - up 25.6% during 2023, from $204M to $256M. Reported net income was $48M.
How have B. Riley Financial, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), B. Riley Financial, Inc.'s sponsor-wide assets grew 42.0%, from $204M to $290M.
Where does B. Riley Financial, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Dana Hourly Bargained Retirement and Savings Plan in OH ($256M, 6,318 participants).
Which 401(k) plans cover a similar participant headcount to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Relation Insurance, Inc. Retirement Savings Plan in KS (1,255 participants, $100M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270223495.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.