401(k) · DOL Form 5500 · 2023
Putnam Investments, LLC 401(k) Plan
Data updated 2026-08-11
- $996M
- Total assets
- 1,316
- Participants
- 99th
- Percentile by assets
- $757,114
- Avg per participant
Official DOL plan name: The Putnam Retirement Plan · Sponsored by Putnam Investments, LLC · Colorado · Finance & Insurance
$996M in assets, 1,316 participants
Putnam Investments, LLC's The Putnam Retirement Plan reported $996M in total assets and 1,316 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 99th percentile by assets (of 127,072 plans)
- #8,643 in Finance & Insurance (8,869 peers)
Coverage in Colorado
The Putnam Retirement Plan covers 1,316 participants in Colorado, 3.5x the typical Colorado plan (state average ~376 per filing). Assets: $996M.
- $996M
- total plan assets (2023 EOY)
- 1,316
- covered participants
- 99th
- percentile by assets (of 127,072 plans)
- $757,114
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- The Putnam Retirement Plan reported net income rose from -$167M in the plan year 2022 filing to $147M in the plan year 2023 filing.
- The Putnam Retirement Plan end-of-year assets rose from $849M in the plan year 2022 filing to $996M in the plan year 2023 filing.
- The Putnam Retirement Plan reported participants rose from 1,292 in the plan year 2022 filing to 1,316 in the plan year 2023 filing.
Participants vs Colorado filers
In Colorado, the average filing covers about 376 participants across 2,719 plans. The Putnam Retirement Plan reports 1,316 participants - 3.5x that state average ($996M EOY assets).
Colorado filing particulars
| Total Assets (Beginning of Year) | $849M |
|---|---|
| Net Assets (End of Year) | $996M |
| Net Income | $147M |
| Employer EIN | 261080669 |
| Plan Effective Date | 1961-06-12 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Putnam Investments, LLC)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,292 | $849M |
| 2023 | 1 | 1,316 | $996M |
| 2024 | 2 | 1,496 | $958M |
Nearby 401(k) Plans in Colorado
Peer 401(k) plans, same state, same plan type, ranked by total assets.
The Putnam Retirement Plan vs. nearby 401(k) plans in Colorado, assets vs. participants
- Davita Retirement Savings Plan $3.3B · 57,711
- Ball Corporation 401(k) and Employee Stock Ownership Plan $2.8B · 10,349
- Empower Retirement, LLC 401(k) Savings Plan $1.9B · 10,036
- Woodward Retirement Savings Plan $1.8B · 5,847
- Arcadis U.S., Inc. Retirement Savings Plan $1.7B · 5,491
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to The Putnam Retirement Plan by total assets, not by location.
- Univar Solutions 401(k) Plan (IL) $996M · 5,442
- Transcanada 401(k) and Savings Plan () $996M · 3,116
- Gen Digital Inc. 401(k) Plan (AZ) $996M · 1,209
- Heartland Dental 401(k) and Stock Participation Plan (IL) $997M · 18,531
Frequently Asked Questions
How did The Putnam Retirement Plan assets move in 2023? ▼
How have Putnam Investments, LLC plan assets changed over time? ▼
Where does The Putnam Retirement Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to The Putnam Retirement Plan? ▼
Next read for The Putnam Retirement Plan
Filing takeaways
Ways to act on The Putnam Retirement Plan's numbers.
- By total assets, The Putnam Retirement Plan ranks among the largest 1% of all filed plans. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in Colorado. Compare plans
- Putnam Investments, LLC's sponsor-wide assets have grown 12.8% since 2022 across 3 plan years on file. More Finance & Insurance plans