401(k) · DOL Form 5500 · 2023

Finance Factors, Ltd. 401(k) Plan

Data updated 2026-08-25

$35M
Total assets Below avg plan size
151
Participants Small participant base
81st
Percentile by assets National rank
$228,883
Avg per participant Above avg balance/head
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Official DOL plan name: Finance Factors 401(k) · Sponsored by Finance Factors, Ltd. · Hawaii · Finance & Insurance

$35M in assets, 151 participants

Finance Factors, Ltd.'s Finance Factors 401(k) reported $35M in total assets and 151 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,319 in Finance & Insurance (8,869 peers)

Coverage in Hawaii

Finance Factors 401(k) covers 151 participants in Hawaii, about 40% of the average Hawaii filer (state average ~380 per filing). Assets: $35M.

#6,319
in Finance & Insurance (8,869 peers)
-3.0%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Finance Factors 401(k)'s outsized position by total assets

Finance Factors 401(k) vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$34,561,274 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Finance Factors 401(k) among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Finance Factors 401(k) sits mid-pack in the medium band (151 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Finance Factors 401(k) reported net income rose from -$7M in the plan year 2022 filing to -$1M in the plan year 2023 filing.
  • Finance Factors 401(k) reported participants fell from 162 in the plan year 2022 filing to 151 in the plan year 2023 filing.
  • Finance Factors 401(k) end-of-year assets fell from $36M in the plan year 2022 filing to $35M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 990077649 · Finance Factors, Ltd. PY 2023 · 401(k)

Finance Factors 401(k) · $35M · 151 · 81st

  • EIN $35M
  • EIN 151
  • EIN 81st
  • EIN 401(k)
  • EIN near Hatzel & Buehler, Inc. Irc 401(k) Plan
  • EIN ind #6319

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Hawaii →

Finance Factors 401(k) in the asset neighbourhood

Finance Factors 401(k)$35MHatzel & Buehler, Inc. Irc 401(k) PlanHatzel & Buehler, Inc. Irc 4…$35MTraditional Bank, Inc. 401(k) Profit Sharing PlanTraditional Bank, Inc. 401(k…$35MR.G. Brinkmann Company Profit Sharing Plan and TrustR.G. Brinkmann Company Profi…$35MSoutheast Texas Classic Automotive, Inc. 401 (K) Profit Sharing PlanSoutheast Texas Classic Auto…$35M
End-of-year total assets ($M) among Finance Factors 401(k) and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Hawaii filing particulars

Total Assets (Beginning of Year)$36M
Net Assets (End of Year)$35M
Net Income-$1M
Employer EIN990077649
Plan Effective Date1955-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Finance Factors, Ltd.)

Sponsor-wide plan assets over time

All Finance Factors, Ltd. plans reported in each filing year

Latest sponsor-wide plan assets
$38M 5.979377474346571% vs 2022
2024 filing year
$34M$35M$36M$37M$38M$39M 202220232024 $35.6M $37.8M ▲ +6.0%
Year Plans Participants Total Assets
2022 1 162 $36M
2023 1 151 $35M
2024 1 152 $38M

Nearby 401(k) Plans in Hawaii

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Finance Factors 401(k) vs. nearby 401(k) plans in Hawaii, assets vs. participants Scatter plot of 6 data points. -20000200040006000800010000 -0.500.511.52 Total assets ($B) Participants Finance Factors 401(k), Total assets ($B): 0.034561274 · Participants: 151Finance Factors 401(k)The Queen's Health Systems Retirement Savings Plan, Total assets ($B): 1.628724442 · Participants: 8612The Queen's Health Systems Retirement Savings PlanBank of Hawaii Retirement Savings Plan, Total assets ($B): 0.75887371 · Participants: 2094Bank of Hawaii Retirement Savings PlanHawaiian Electric Industries Retirement Savings Plan, Total assets ($B): 0.68477192 · Participants: 2679Hawaiian Electric Industries Retirement Savings PlanHawaiian Airlines, Inc. Pilots' 401(k) Plan, Total assets ($B): 0.582282026 · Participants: 1021Hawaiian Airlines, Inc. Pilots' 401(k) PlanKamehameha Schools 401(k) Retirement Savings Plan, Total assets ($B): 0.557808033 · Participants: 2460Kamehameha Schools 401(k) Retirement Savings Plan
Finance Factors 401(k) vs. nearby 401(k) plans in Hawaii, assets vs. participants
Compare Finance Factors 401(k) side-by-side with 3 peers →

Finance Factors 401(k)'s out-of-state 401(k) peers by assets and headcount

Outside Hawaii, the nearest 401(k) by assets is Hatzel & Buehler, Inc. Irc 401(k) Plan in DE ($35M); by covered participants it is Air Conditioning Innovative Solutions 401(k) Plan in TX (151 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (151 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Finance Factors 401(k) assets move in 2023? ▼
Finance Factors 401(k) edged down modestly - down 3.0% during 2023, from $36M to $35M. Reported net income was -$1M.
How have Finance Factors, Ltd. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Finance Factors, Ltd.'s sponsor-wide assets grew 6.0%, from $36M to $38M.
Where does Finance Factors 401(k) rank by assets among Form 5500 filers? ▼
Finance Factors 401(k) ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Finance Factors 401(k)? ▼
Among 401(k) plans in other states, the closest by assets is Hatzel & Buehler, Inc. Irc 401(k) Plan in DE ($35M, 280 participants).
Which 401(k) plans cover a similar participant headcount to Finance Factors 401(k)? ▼
Among 401(k) plans in other states, the closest by covered participants is Air Conditioning Innovative Solutions 401(k) Plan in TX (151 participants, $8M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 990077649.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.