401(k) · DOL Form 5500 · 2023

Utica Mutual Insurance Company 401(k) Plan

Data updated 2026-08-25

$321M
Total assets Above avg plan size
1,329
Participants Near avg headcount
96th
Percentile by assets National rank
$241,301
Avg per participant Above avg balance/head
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Official DOL plan name: Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan · Sponsored by Utica Mutual Insurance Company · New York · Finance & Insurance

$321M in assets, 1,329 participants

Utica Mutual Insurance Company's Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan reported $321M in total assets and 1,329 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,329 in Finance & Insurance (8,869 peers)

Where Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan sits by assets

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan sits in the top 5% of all filed plans by assets, $321M for 1,329 participants (~$241,301/participant), up 15.6% in 2023.

#8,329
in Finance & Insurance (8,869 peers)
+15.6%
assets growth YoY
3.2×
vs typical plan assets (national mean)

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan's outsized position by total assets

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$320,688,991 Top 4% higher than 96% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan lands in the large band (1,329 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan reported net income rose from -$45M in the plan year 2022 filing to $43M in the plan year 2023 filing.
  • Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan end-of-year assets rose from $278M in the plan year 2022 filing to $321M in the plan year 2023 filing.
  • Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan reported participants rose from 1,288 in the plan year 2022 filing to 1,329 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 150476880 · Utica Mutual Insurance Company PY 2023 · 401(k)

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan · $321M · 1,329 · 96th

  • PART $321M
  • PART 1,329
  • PART 96th
  • PART 401(k)
  • PART near Forrester Research, Inc. 401(k) Plan & Trust
  • PART ind #8329

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan in the asset neighbourhood

Nestle USA, Inc. Hourly Retirement Savings PlanNestle USA, Inc. Hourly Reti…$321MCrowdstrike, Inc. Retirement TrustCrowdstrike, Inc. Retirement…$321MUtica Mutual Insurance Company Employee Profit Sharing and Investment PlanUtica Mutual Insurance Compa…$321MForrester Research, Inc. 401(k) Plan & TrustForrester Research, Inc. 401…$321MBass, Berry & Sims Retirement & Savings PlanBass, Berry & Sims Retiremen…$321M
End-of-year total assets ($M) among Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$278M
Net Assets (End of Year)$321M
Net Income$43M
Employer EIN150476880
Plan Effective Date1966-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Utica Mutual Insurance Company)

Sponsor-wide plan assets over time

All Utica Mutual Insurance Company plans reported in each filing year

Latest sponsor-wide plan assets
$723M 18.800677678802018% vs 2022
2024 filing year
$550M$600M$650M$700M$750M 202220232024 $608M $723M ▲ +18.8%
Year Plans Participants Total Assets
2022 2 1,608 $608M
2023 2 1,604 $688M
2024 2 1,647 $723M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan, Total assets ($B): 0.320688991 · Participants: 1329Utica Mutual Insurance Company Employee Profit Sharing and Investment PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan side-by-side with 3 peers →

Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Forrester Research, Inc. 401(k) Plan & Trust in MA ($321M); by covered participants it is School Specialty 401(k) Plan in WI (1,329 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($321M here).

Similar participant headcount

Nearest other-state filings by covered participants (1,329 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan assets move in 2023? ▼
Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan grew sharply - up 15.6% during 2023, from $278M to $321M. Reported net income was $43M.
How have Utica Mutual Insurance Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Utica Mutual Insurance Company's sponsor-wide assets grew 18.8%, from $608M to $723M.
Where does Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan rank by assets among Form 5500 filers? ▼
Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Forrester Research, Inc. 401(k) Plan & Trust in MA ($321M, 1,484 participants).
Which 401(k) plans cover a similar participant headcount to Utica Mutual Insurance Company Employee Profit Sharing and Investment Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is School Specialty 401(k) Plan in WI (1,329 participants, $87M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 150476880.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.