401(k) · DOL Form 5500 · 2023

Substantial Water Inc. 401(k) Plan

Data updated 2026-08-25

$121K
Total assets Small plan by assets
2
Participants Small participant base
7th
Percentile by assets National rank
$60,504
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Substantial Water 401(k) · Sponsored by Substantial Water Inc. · Pennsylvania · Food Services & Accommodation

$121K in assets, 2 participants

Substantial Water Inc.'s Substantial Water 401(k) reported $121K in total assets and 2 participants in its 2023 DOL Form 5500 filing, ranking in the 7th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #705 in Food Services & Accommodation (3,828 peers)

Substantial Water Inc. multi-year trail

Substantial Water Inc.'s plans moved -33.0% in assets from 2022 to 2023; this filing shows Substantial Water 401(k) at $121K / 2 participants.

#705
in Food Services & Accommodation (3,828 peers)
-33.0%
assets change YoY

The plan reported a net loss of $60K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Substantial Water 401(k) among the smaller filed plans by assets

Substantial Water 401(k) vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$121,008 7th percentile higher than 7% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Substantial Water 401(k) among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Substantial Water 401(k) is a micro filing (2 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Substantial Water 401(k) reported net income fell from $181K in the plan year 2022 filing to -$60K in the plan year 2023 filing.
  • Substantial Water 401(k) end-of-year assets fell from $181K in the plan year 2022 filing to $121K in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 874267769 · Substantial Water Inc. PY 2023 · 401(k)

Substantial Water 401(k) · $121K · 2 · 7th

  • EIN $121K
  • EIN 2
  • EIN 7th
  • EIN 401(k)
  • EIN near Trio Legacy Partners Retirement Plan
  • EIN ind #705

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in Pennsylvania →

Substantial Water 401(k) in the asset neighbourhood

Substantial Water 401(k)$121KTrio Legacy Partners Retirement PlanTrio Legacy Partners Retirem…$121KSiloam Smiles Family Dentistry 401(k)Siloam Smiles Family Dentist…$121KThru Flo Endovascular 401(k) PlanThru Flo Endovascular 401(k)…$121KFfp Corporation 401(k) Plan$121K
End-of-year total assets ($M) among Substantial Water 401(k) and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Substantial Water Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Substantial Water Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$121K 33.00224233867619% vs 2022
2023 filing year
$0.1M$0.12M$0.14M$0.16M$0.18M$0.2M 20222023 $0.18M $0.12M ▼ -33.3%
Year Plans Participants Total Assets
2022 1 2 $181K
2023 1 2 $121K

Substantial Water Inc. filing trail (2023)

Total Assets (Beginning of Year)$181K
Net Assets (End of Year)$121K
Net Income-$60K
Employer EIN874267769
Plan Effective Date2022-01-06
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Substantial Water 401(k) vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -505101520 Total assets ($B) Participants Substantial Water 401(k), Total assets ($B): 0.000121008 · Participants: 2Substantial Water 401(k)Comcast Corporation Retirement - Investment Plan, Total assets ($B): 17.368669862 · Participants: 93136Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 13.003870935 · Participants: 66760Cigna 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 9.765617477 · Participants: 18200The Vanguard Retirement and Savings PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 9.339762 · Participants: 61697The PNC Financial Services Group, Inc. Incentive Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 8.955655142 · Participants: 25184The Bank of New York Mellon Corporation 401(k) Savings Plan
Substantial Water 401(k) vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Substantial Water 401(k) side-by-side with 3 peers →

Substantial Water 401(k)'s out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Trio Legacy Partners Retirement Plan in NJ ($121K); by covered participants it is Napa Bound Retirement Plan in FL (2 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($121K here).

Similar participant headcount

Nearest other-state filings by covered participants (2 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Substantial Water 401(k) assets move in 2023? ▼
Substantial Water 401(k) contracted severely - down 33.0% during 2023, from $181K to $121K. Reported net income was -$60K.
How have Substantial Water Inc. plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Substantial Water Inc.'s sponsor-wide assets declined 33.0%, from $181K to $121K.
Where does Substantial Water 401(k) rank by assets among Form 5500 filers? ▼
Substantial Water 401(k) ranks in the 7th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Substantial Water 401(k)? ▼
Among 401(k) plans in other states, the closest by assets is Trio Legacy Partners Retirement Plan in NJ ($121K, 2 participants).
Which 401(k) plans cover a similar participant headcount to Substantial Water 401(k)? ▼
Among 401(k) plans in other states, the closest by covered participants is Napa Bound Retirement Plan in FL (2 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 874267769.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.