401(k) · DOL Form 5500 · 2023

Kawasaki Rail Car, Inc. 401(k) Plan

Data updated 2026-08-25

$57M
Total assets Below avg plan size
361
Participants Below avg headcount
87th
Percentile by assets National rank
$158,545
Avg per participant Above avg balance/head
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Official DOL plan name: Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan · Sponsored by Kawasaki Rail Car, Inc. · New York · Manufacturing

$57M in assets, 361 participants

Kawasaki Rail Car, Inc.'s Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan reported $57M in total assets and 361 participants in its 2023 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #15,137 in Manufacturing (18,722 peers)

Coverage in New York

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan covers 361 participants in New York, about 45% of the average New York filer (state average ~798 per filing). Assets: $57M.

#15,137
in Manufacturing (18,722 peers)
+18.5%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan's outsized position by total assets

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$57,234,696 Top 13% higher than 87% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan sits mid-pack in the medium band (361 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan reported net income rose from -$11M in the plan year 2022 filing to $9M in the plan year 2023 filing.
  • Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan end-of-year assets rose from $48M in the plan year 2022 filing to $57M in the plan year 2023 filing.
  • Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan reported participants fell from 375 in the plan year 2022 filing to 361 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 133507137 · Kawasaki Rail Car, Inc. PY 2023 · 401(k)

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan · $57M · 361 · 87th

  • PCT $57M
  • EIN 361
  • RANK 87th
  • PHOTO 401(k)
  • IND near Takara Bio USA, Inc. 401(k) Profit Sharing Plan
  • EOY ind #15137

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in New York →

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan in the asset neighbourhood

Takara Bio USA, Inc. 401(k) Profit Sharing PlanTakara Bio USA, Inc. 401(k) …$57MDisability Mgmt Services, Inc 401(k) Retirement PlanDisability Mgmt Services, In…$57MKawasaki Rail Car, Inc. 401(k) Investment Retirement PlanKawasaki Rail Car, Inc. 401(…$57MMdwest One, P. C. Profit Sharing PlanMdwest One, P. C. Profit Sha…$57MGeorge Harms Construction Co., Inc. Profit Sharing PlanGeorge Harms Construction Co…$57M
End-of-year total assets ($M) among Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$48M
Net Assets (End of Year)$57M
Net Income$9M
Employer EIN133507137
Plan Effective Date1989-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Kawasaki Rail Car, Inc.)

Sponsor-wide plan assets over time

All Kawasaki Rail Car, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$64M 33.11989954965643% vs 2022
2024 filing year
$45M$50M$55M$60M$65M$70M 202220232024 $48.3M $64.3M ▲ +33.1%
Year Plans Participants Total Assets
2022 1 375 $48M
2023 1 361 $57M
2024 1 361 $64M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan, Total assets ($B): 0.057234696 · Participants: 361Kawasaki Rail Car, Inc. 401(k) Investment Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan side-by-side with 3 peers →

Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Takara Bio USA, Inc. 401(k) Profit Sharing Plan in CA ($57M); by covered participants it is Grunt Style, LLC 401(k) Profit Sharing Plan in TX (361 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (361 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan assets move in 2023? ▼
Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan grew sharply - up 18.5% during 2023, from $48M to $57M. Reported net income was $9M.
How have Kawasaki Rail Car, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Kawasaki Rail Car, Inc.'s sponsor-wide assets grew 33.1%, from $48M to $64M.
Where does Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan rank by assets among Form 5500 filers? ▼
Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan ranks in the 87th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Takara Bio USA, Inc. 401(k) Profit Sharing Plan in CA ($57M, 217 participants).
Which 401(k) plans cover a similar participant headcount to Kawasaki Rail Car, Inc. 401(k) Investment Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Grunt Style, LLC 401(k) Profit Sharing Plan in TX (361 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133507137.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.