ESOP · DOL Form 5500 · 2023

Oates Associates, Inc. ESOP

Data updated 2026-08-25

$2M
Total assets Small plan by assets
74
Participants Small participant base
30th
Percentile by assets National rank
$26,474
Avg per participant Low balance/head
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Official DOL plan name: Oates Associates, Inc. Employee Stock Ownership Plan · Sponsored by Oates Associates, Inc. · Illinois · Professional & Technical Services

$2M in assets, 74 participants

Oates Associates, Inc.'s Oates Associates, Inc. Employee Stock Ownership Plan reported $2M in total assets and 74 participants in its 2023 DOL Form 5500 filing, ranking in the 30th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,303 in Professional & Technical Services (20,321 peers)

Oates Associates, Inc. multi-year trail

Oates Associates, Inc.'s plans moved +558.5% in assets from 2022 to 2024; this filing shows Oates Associates, Inc. Employee Stock Ownership Plan at $2M / 74 participants.

#5,303
in Professional & Technical Services (20,321 peers)
+328.1%
assets growth YoY

Oates Associates, Inc. Employee Stock Ownership Plan among the smaller filed plans by assets

Oates Associates, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,959,111 30th percentile higher than 30% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Oates Associates, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Oates Associates, Inc. Employee Stock Ownership Plan is a small filing (74 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Oates Associates, Inc. Employee Stock Ownership Plan end-of-year assets rose from $458K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Oates Associates, Inc. Employee Stock Ownership Plan reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Oates Associates, Inc. Employee Stock Ownership Plan reported participants rose from 53 in the plan year 2022 filing to 74 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 371256935 · Oates Associates, Inc. PY 2023 · ESOP

Oates Associates, Inc. Employee Stock Ownership Plan · $2M · 74 · 30th

  • SCH $2M
  • SCH 74
  • SCH 30th
  • SCH ESOP
  • SCH near Community It Innovators, Inc. Employee Stock Ownership Plan
  • SCH ind #5303

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Illinois →

Oates Associates, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Oates Associates, Inc. Employee Stock Ownership PlanOates Associates, Inc. Emplo…$2MCommunity It Innovators, Inc. Employee Stock Ownership PlanCommunity It Innovators, Inc…$2MElectronic Services Corporation Employee Stock Ownership PlanElectronic Services Corporat…$2MTab Computer Systems, Inc. Employee Stock Ownership PlanTab Computer Systems, Inc. E…$2MFirst Federal Savings Bank Employee Stock Ownership Plan, as Amended and RestatedFirst Federal Savings Bank E…$2M
End-of-year total assets ($M) among Oates Associates, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Oates Associates, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Oates Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 558.4610812334602% vs 2022
2024 filing year
$0M$1M$2M$3M$4M 202220232024 $0.46M $3.01M ▲ +554.3%
Year Plans Participants Total Assets
2022 1 53 $458K
2023 1 74 $2M
2024 1 80 $3M

Oates Associates, Inc. filing trail (2023)

Total Assets (Beginning of Year)$458K
Net Assets (End of Year)$69K
Net Income$2M
Employer EIN371256935
Plan Effective Date2022-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Illinois

Peer ESOP plans, same state, same plan type, ranked by total assets.

Oates Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Illinois, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -1012345 Total assets ($B) Participants Oates Associates, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.001959111 · Participants: 74Oates Associates, Inc. Employee Stock Ownership PlanAmsted Industries Incorporated Employees' Stock Ownership Plan, Total assets ($B): 4.440263476 · Participants: 4738Amsted Industries Incorporated Employees' Stock Ownership PlanKehe Distributors, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.616096816 · Participants: 4251Kehe Distributors, Inc. Employee Stock Ownership PlanScot Forge Company Employee Stock Ownership Plan, Total assets ($B): 1.195072662 · Participants: 486Scot Forge Company Employee Stock Ownership PlanBdo USA Employee Stock Ownership Plan, Total assets ($B): 0.91547863 · Participants: 10168Bdo USA Employee Stock Ownership PlanBdo USA Employee Stock Ownership Plan, Total assets ($B): 0.91547863 · Participants: 10168Bdo USA Employee Stock Ownership Plan
Oates Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Illinois, assets vs. participants
Compare Oates Associates, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Oates Associates, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Illinois, the nearest ESOP by assets is Community It Innovators, Inc. Employee Stock Ownership Plan in DC ($2M); by covered participants it is Asg Holdings Employee Stock Ownership Plan in OH (74 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (74 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Oates Associates, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Oates Associates, Inc. Employee Stock Ownership Plan surged - up 328.1% during 2023, from $458K to $2M. Reported net income was $2M.
How have Oates Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Oates Associates, Inc.'s sponsor-wide assets grew 558.5%, from $458K to $3M.
Which ESOP plans are similar in size to Oates Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Community It Innovators, Inc. Employee Stock Ownership Plan in DC ($2M, 41 participants).
Which ESOP plans cover a similar participant headcount to Oates Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Asg Holdings Employee Stock Ownership Plan in OH (74 participants, $8M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371256935.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.