401(k) · DOL Form 5500 · 2023

Apex Fund Services (Charlotte) LLC 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
307
Participants Below avg headcount
75th
Percentile by assets National rank
$75,086
Avg per participant Below avg balance/head
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Official DOL plan name: Apex Fund Services 401(k) Plan · Sponsored by Apex Fund Services (Charlotte) LLC · New York · Finance & Insurance

$23M in assets, 307 participants

Apex Fund Services (Charlotte) LLC's Apex Fund Services 401(k) Plan reported $23M in total assets and 307 participants in its 2023 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,539 in Finance & Insurance (8,869 peers)

Coverage in New York

Apex Fund Services 401(k) Plan covers 307 participants in New York, about 38% of the average New York filer (state average ~798 per filing). Assets: $23M.

#5,539
in Finance & Insurance (8,869 peers)
+32.6%
assets growth YoY
0.2×
vs typical plan assets (national mean)

Apex Fund Services 401(k) Plan's outsized position by total assets

Apex Fund Services 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$23,051,410 Top 25% higher than 75% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Apex Fund Services 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Apex Fund Services 401(k) Plan sits mid-pack in the medium band (307 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Apex Fund Services 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Apex Fund Services 401(k) Plan end-of-year assets rose from $17M in the plan year 2022 filing to $23M in the plan year 2023 filing.
  • Apex Fund Services 401(k) Plan reported participants fell from 450 in the plan year 2022 filing to 307 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 421644246 · Apex Fund Services (Charlotte) LLC PY 2023 · 401(k)

Apex Fund Services 401(k) Plan · $23M · 307 · 75th

  • IND $23M
  • EOY 307
  • 5500 75th
  • ASSETS 401(k)
  • PCT near Questor 401(k) Plan
  • EIN ind #5539

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Apex Fund Services 401(k) Plan in the asset neighbourhood

Apex Fund Services 401(k) PlanApex Fund Services 401(k) Pl…$23MQuestor 401(k) Plan$23MThomas Doll Profit Sharing 401(k) PlanThomas Doll Profit Sharing 4…$23ML/B Water Service, Inc. 401(k) PlanL/B Water Service, Inc. 401(…$23MKopin Corporation 401(k) Plan$23M
End-of-year total assets ($M) among Apex Fund Services 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$17M
Net Assets (End of Year)$23M
Net Income$6M
Employer EIN421644246
Plan Effective Date1997-03-26
Filing StatusFILING RECEIVED

Sponsor Plan History (Apex Fund Services (Charlotte) LLC)

Sponsor-wide plan assets over time

All Apex Fund Services (Charlotte) LLC plans reported in each filing year

Latest sponsor-wide plan assets
$49M 182.84473981679267% vs 2022
2024 filing year
$10M$20M$30M$40M$50M$60M 202220232024 $17.4M $49.2M ▲ +182.8%
Year Plans Participants Total Assets
2022 1 450 $17M
2023 1 307 $23M
2024 1 703 $49M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Apex Fund Services 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Apex Fund Services 401(k) Plan, Total assets ($B): 0.02305141 · Participants: 307Apex Fund Services 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Apex Fund Services 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Apex Fund Services 401(k) Plan side-by-side with 3 peers →

Apex Fund Services 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Questor 401(k) Plan in NV ($23M); by covered participants it is Reliable Heating and Air 401(k) Plan in GA (307 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($23M here).

Similar participant headcount

Nearest other-state filings by covered participants (307 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Apex Fund Services 401(k) Plan assets move in 2023? ▼
Apex Fund Services 401(k) Plan surged - up 32.6% during 2023, from $17M to $23M. Reported net income was $6M.
How have Apex Fund Services (Charlotte) LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Apex Fund Services (Charlotte) LLC's sponsor-wide assets grew 182.8%, from $17M to $49M.
Where does Apex Fund Services 401(k) Plan rank by assets among Form 5500 filers? ▼
Apex Fund Services 401(k) Plan ranks in the 75th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Apex Fund Services 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Questor 401(k) Plan in NV ($23M, 17 participants).
Which 401(k) plans cover a similar participant headcount to Apex Fund Services 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Reliable Heating and Air 401(k) Plan in GA (307 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421644246.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.