ESOP · DOL Form 5500 · 2023

Worth Higgins & Associates, Inc. ESOP

Data updated 2026-08-25

$5M
Total assets Small plan by assets
153
Participants Small participant base
45th
Percentile by assets National rank
$33,649
Avg per participant Low balance/head
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Official DOL plan name: Worth Higgins & Associates, Inc. Employee Stock Ownership Plan · Sponsored by Worth Higgins & Associates, Inc. · Virginia · Manufacturing

$5M in assets, 153 participants

Worth Higgins & Associates, Inc.'s Worth Higgins & Associates, Inc. Employee Stock Ownership Plan reported $5M in total assets and 153 participants in its 2023 DOL Form 5500 filing, ranking in the 45th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,267 in Manufacturing (18,722 peers)

Coverage in Virginia

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan covers 153 participants in Virginia, about 20% of the average Virginia filer (state average ~782 per filing). Assets: $5M.

#5,267
in Manufacturing (18,722 peers)
-0.4%
assets change YoY

The plan reported a net loss of $23K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Manufacturing and all filers

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,148,243 45th percentile higher than 45% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Worth Higgins & Associates, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (153 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Worth Higgins & Associates, Inc. Employee Stock Ownership Plan reported net income fell from $380K in the plan year 2022 filing to -$23K in the plan year 2023 filing.
  • Worth Higgins & Associates, Inc. Employee Stock Ownership Plan reported participants rose from 146 in the plan year 2022 filing to 153 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 540880197 · Worth Higgins & Associates, Inc. PY 2023 · ESOP

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan · $5M · 153 · 45th

  • EOY $5M
  • 5500 153
  • ASSETS 45th
  • PCT ESOP
  • EIN near Boston Barricade Holdings, Inc. Employee Stock Ownership Plan
  • RANK ind #5267

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Virginia →

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Worth Higgins & Associates, Inc. Employee Stock Ownership PlanWorth Higgins & Associates, …$5MBoston Barricade Holdings, Inc. Employee Stock Ownership PlanBoston Barricade Holdings, I…$5MDoor Components, Inc. ESOP$5MTradesmen Holdings Company, Inc. Employee Stock Ownership PlanTradesmen Holdings Company, …$5MNew Energy Works Employee Stock Ownership PlanNew Energy Works Employee St…$5M
End-of-year total assets ($M) among Worth Higgins & Associates, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Virginia filing particulars

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$5M
Net Income-$23K
Employer EIN540880197
Plan Effective Date1999-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Worth Higgins & Associates, Inc.)

Sponsor-wide plan assets over time

All Worth Higgins & Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$21M 23.241439582201316% vs 2022
2024 filing year
$16M$18M$20M$22M 202220232024 $17M $21M ▲ +23.2%
Year Plans Participants Total Assets
2022 2 328 $17M
2023 2 325 $20M
2024 2 325 $21M

Nearby ESOP Plans in Virginia

Peer ESOP plans, same state, same plan type, ranked by total assets.

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Virginia, assets vs. participants Scatter plot of 6 data points. -200002000400060008000 -0.500.511.5 Total assets ($B) Participants Worth Higgins & Associates, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.005148243 · Participants: 153Worth Higgins & Associates, Inc. Employee Stock Ownership PlanNvr, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.200416394 · Participants: 6866Nvr, Inc. Employee Stock Ownership PlanThe Resorts Companies, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.351932601 · Participants: 1751The Resorts Companies, Inc. Employee Stock Ownership PlanAmerican Systems Corporation Employee Stock Ownership Plan, Total assets ($B): 0.331314714 · Participants: 1782American Systems Corporation Employee Stock Ownership PlanModern Technology Solutions, Inc. Employee Stock Ownership Plan and Trust, Total assets ($B): 0.321520666 · Participants: 1652Modern Technology Solutions, Inc. Employee Stock Ownership Plan and TrustNew River Electrical Corporation Employee Stock Ownership Plan, Total assets ($B): 0.320954252 · Participants: 444New River Electrical Corporation Employee Stock Ownership Plan
Worth Higgins & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Virginia, assets vs. participants
Compare Worth Higgins & Associates, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Worth Higgins & Associates, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Virginia, the nearest ESOP by assets is Boston Barricade Holdings, Inc. Employee Stock Ownership Plan in FL ($5M); by covered participants it is Honat Bancorp, Inc. Employee Stock Ownership Plan W/401(k) Provisions in PA (153 participants). Same-state nearby plans are listed separately above.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Worth Higgins & Associates, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Worth Higgins & Associates, Inc. Employee Stock Ownership Plan held essentially flat - down 0.4% during 2023, from $5M to $5M. Reported net income was -$23K.
How have Worth Higgins & Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Worth Higgins & Associates, Inc.'s sponsor-wide assets grew 23.2%, from $17M to $21M.
Which ESOP plans are similar in size to Worth Higgins & Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Boston Barricade Holdings, Inc. Employee Stock Ownership Plan in FL ($5M, 113 participants).
Which ESOP plans cover a similar participant headcount to Worth Higgins & Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Honat Bancorp, Inc. Employee Stock Ownership Plan W/401(k) Provisions in PA (153 participants, $29M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 540880197.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.