401(k) · DOL Form 5500 · 2023

Universal Photonics Inc 401(k) Plan

Data updated 2026-08-25

$17M
Total assets Small plan by assets
148
Participants Small participant base
69th
Percentile by assets National rank
$111,793
Avg per participant Below avg balance/head
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Official DOL plan name: Universal Photonics Inc 401(k) Profit Sharing Plan & Trust · Sponsored by Universal Photonics Inc · New York · Wholesale Trade

$17M in assets, 148 participants

Universal Photonics Inc's Universal Photonics Inc 401(k) Profit Sharing Plan & Trust reported $17M in total assets and 148 participants in its 2023 DOL Form 5500 filing, ranking in the 69th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,075 in Wholesale Trade (6,309 peers)

Coverage in New York

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust covers 148 participants in New York, about 19% of the average New York filer (state average ~798 per filing). Assets: $17M.

#4,075
in Wholesale Trade (6,309 peers)
+14.5%
assets growth YoY

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust's outsized position by total assets

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$16,545,307 Top 31% higher than 69% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Universal Photonics Inc 401(k) Profit Sharing Plan & Trust sits mid-pack in the medium band (148 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Universal Photonics Inc 401(k) Profit Sharing Plan & Trust reported net income rose from -$4M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Universal Photonics Inc 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $14M in the plan year 2022 filing to $17M in the plan year 2023 filing.
  • Universal Photonics Inc 401(k) Profit Sharing Plan & Trust reported participants rose from 130 in the plan year 2022 filing to 148 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 112665147 · Universal Photonics Inc PY 2023 · 401(k)

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust · $17M · 148 · 69th

  • BOOK $17M
  • BOOK 148
  • BOOK 69th
  • BOOK 401(k)
  • BOOK near Park Engineering Profit Sharing Plan
  • BOOK ind #4075

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust in the asset neighbourhood

Universal Photonics Inc 401(k) Profit Sharing Plan & TrustUniversal Photonics Inc 401(…$17MPark Engineering Profit Sharing PlanPark Engineering Profit Shar…$17MThermwood Corporation 401(k) PlanThermwood Corporation 401(k)…$17MLake Champlain Transportation Co. 401(k) Savings PlanLake Champlain Transportatio…$17MYanka Industries, Inc. Retirement PlanYanka Industries, Inc. Retir…$17M
End-of-year total assets ($M) among Universal Photonics Inc 401(k) Profit Sharing Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$14M
Net Assets (End of Year)$17M
Net Income$2M
Employer EIN112665147
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Universal Photonics Inc)

Sponsor-wide plan assets over time

All Universal Photonics Inc plans reported in each filing year

Latest sponsor-wide plan assets
$19M 28.19264183819416% vs 2022
2024 filing year
$14M$16M$18M$20M 202220232024 $14.5M $18.5M ▲ +28.2%
Year Plans Participants Total Assets
2022 1 130 $14M
2023 1 148 $17M
2024 1 121 $19M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Universal Photonics Inc 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.016545307 · Participants: 148Universal Photonics Inc 401(k) Profit Sharing Plan & TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare Universal Photonics Inc 401(k) Profit Sharing Plan & Trust side-by-side with 3 peers →

Universal Photonics Inc 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Park Engineering Profit Sharing Plan in HI ($17M); by covered participants it is Frontier Auto Sales 401(k) Plan in CA (148 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($17M here).

Similar participant headcount

Nearest other-state filings by covered participants (148 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Universal Photonics Inc 401(k) Profit Sharing Plan & Trust assets move in 2023? ▼
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust grew at a solid clip - up 14.5% during 2023, from $14M to $17M. Reported net income was $2M.
How have Universal Photonics Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Universal Photonics Inc's sponsor-wide assets grew 28.2%, from $14M to $19M.
Which 401(k) plans are similar in size to Universal Photonics Inc 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Park Engineering Profit Sharing Plan in HI ($17M, 34 participants).
Which 401(k) plans cover a similar participant headcount to Universal Photonics Inc 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Frontier Auto Sales 401(k) Plan in CA (148 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 112665147.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.