401(k) · DOL Form 5500 · 2023
Institutional Shareholder Services 401(k) Plan
Data updated 2026-08-25
- $161M
- Total assets Near avg plan size
- 762
- Participants Near avg headcount
- 94th
- Percentile by assets National rank
- $211,013
- Avg per participant Above avg balance/head
Official DOL plan name: Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan · Sponsored by Institutional Shareholder Services · New York · Finance & Insurance
$161M in assets, 762 participants
Institutional Shareholder Services's Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported $161M in total assets and 762 participants in its 2023 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #8,016 in Finance & Insurance (8,869 peers)
Where Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits by assets
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits in the top 10% of all filed plans by assets, $161M for 762 participants (~$211,013/participant), up 25.1% in 2023.
- #8,016
- in Finance & Insurance (8,869 peers)
- +25.1%
- assets growth YoY
- 1.6×
- vs typical plan assets (national mean)
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan's outsized position by total assets
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$160,791,721 Top 6% higher than 94% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits mid-pack in the medium band (762 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported net income rose from -$15M in the plan year 2022 filing to $32M in the plan year 2023 filing.
- Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan end-of-year assets rose from $128M in the plan year 2022 filing to $161M in the plan year 2023 filing.
- Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported participants rose from 658 in the plan year 2022 filing to 762 in the plan year 2023 filing.
Plan-year Form 5500 strip
Filing strip 061541449 · Institutional Shareholder Services PY 2023 · 401(k)
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan · $161M · 762 · 94th
- EBSA $161M
- EBSA 762
- EBSA 94th
- EBSA 401(k)
- EBSA near California Times 401(k) Plan
- EBSA ind #8016
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $128M |
|---|---|
| Net Assets (End of Year) | $161M |
| Net Income | $32M |
| Employer EIN | 061541449 |
| Plan Effective Date | 2014-04-22 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Institutional Shareholder Services)
Sponsor-wide plan assets over time
All Institutional Shareholder Services plans reported in each filing year
- Latest sponsor-wide plan assets
- $191M 48.51780759505308% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 658 | $128M |
| 2023 | 1 | 762 | $161M |
| 2024 | 1 | 763 | $191M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is California Times 401(k) Plan in CA ($161M); by covered participants it is Air 401(k) Retirement Plan in CO (762 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($161M here).
- California Times 401(k) Plan (CA) $161M · 1,225
- Avaya Inc. Savings Plan (NJ) $161M · 262
- Agero, Inc. Retirement Plan (MA) $161M · 2,035
- Park-Ohio Industries, Inc. 401(k) Retirement Plan (OH) $161M · 3,070
Similar participant headcount
Nearest other-state filings by covered participants (762 participants); asset peers above are excluded.
- Air 401(k) Retirement Plan (CO) 762 · 0 off
- Domo, Inc. 401(k) Plan (UT) 762 · 0 off
- Mclaren Employees' 401(k) Retirement Plan (MI) 762 · 0 off
- Randall Family Companies 401(k) Profit Sharing Plan (FL) 762 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.