401(k) · DOL Form 5500 · 2023

Institutional Shareholder Services 401(k) Plan

Data updated 2026-08-11

$161M
Total assets
762
Participants
94th
Percentile by assets
$211,013
Avg per participant
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Official DOL plan name: Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan · Sponsored by Institutional Shareholder Services · New York · Finance & Insurance

$161M in assets, 762 participants

Institutional Shareholder Services's Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported $161M in total assets and 762 participants in its 2023 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 94th percentile by assets (of 127,072 plans)
  • #8,016 in Finance & Insurance (8,869 peers)

Where Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits by assets

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits in the top 10% of all filed plans by assets, $161M for 762 participants (~$211,013/participant), up 25.1% in 2023.

$161M
total plan assets (2023 EOY)
762
covered participants
94th
percentile by assets (of 127,072 plans)
$211,013
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported net income rose from -$15M in the plan year 2022 filing to $32M in the plan year 2023 filing.
  • Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan end-of-year assets rose from $128M in the plan year 2022 filing to $161M in the plan year 2023 filing.
  • Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported participants rose from 658 in the plan year 2022 filing to 762 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
New York
Industry
Finance & Insurance

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs the 2023 asset distribution

By assets, Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan outranks 94% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 1.6x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$128M
Net Assets (End of Year)$161M
Net Income$32M
Employer EIN061541449
Plan Effective Date2014-04-22
Filing StatusFILING RECEIVED

Sponsor Plan History (Institutional Shareholder Services)

$120M$140M$160M$180M$200M 202220232024 $128M $191M ▲ +48.5%
Total plan assets by year, all Institutional Shareholder Services plans on file
Year Plans Participants Total Assets
2022 1 658 $128M
2023 1 762 $161M
2024 1 763 $191M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Institutional Shareh…IBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Institutional Shareholder Services Inc. … side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan assets move in 2023? ▼
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan grew sharply - up 25.1% during 2023, from $128M to $161M. Reported net income was $32M.
How have Institutional Shareholder Services plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Institutional Shareholder Services's sponsor-wide assets grew 48.5%, from $128M to $191M.
Where does Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan ranks in the 94th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is California Times 401(k) Plan in CA ($161M, 1,225 participants).

Next read for Institutional Shareholder Services Inc. …

Scale reading

Ways to act on Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan's numbers.

  • By total assets, Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan ranks in the top 10% of all filed plans by assets. See the largest plans
  • Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
  • Institutional Shareholder Services's sponsor-wide assets have grown 48.5% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061541449.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.