401(k) · DOL Form 5500 · 2023

Jefferies Financial Group Inc. 401(k) Plan

Data updated 2026-08-25

$84M
Total assets Below avg plan size
217
Participants Below avg headcount
90th
Percentile by assets National rank
$385,438
Avg per participant High balance/head
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Official DOL plan name: Jefferies Financial Group Inc. Savings and Retirement Plan · Sponsored by Jefferies Financial Group Inc. · New York · Management of Enterprises

$84M in assets, 217 participants

Jefferies Financial Group Inc.'s Jefferies Financial Group Inc. Savings and Retirement Plan reported $84M in total assets and 217 participants in its 2023 DOL Form 5500 filing, ranking in the 90th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #844 in Management of Enterprises (1,137 peers)

Coverage in New York

Jefferies Financial Group Inc. Savings and Retirement Plan covers 217 participants in New York, about 27% of the average New York filer (state average ~798 per filing). Assets: $84M.

#844
in Management of Enterprises (1,137 peers)
+19.0%
assets growth YoY
0.8×
vs typical plan assets (national mean)

Jefferies Financial Group Inc. Savings and Retirement Plan's outsized position by total assets

Jefferies Financial Group Inc. Savings and Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$83,639,978 Top 10% higher than 90% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Jefferies Financial Group Inc. Savings and Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Jefferies Financial Group Inc. Savings and Retirement Plan sits mid-pack in the medium band (217 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Jefferies Financial Group Inc. Savings and Retirement Plan reported net income rose from -$15M in the plan year 2022 filing to $13M in the plan year 2023 filing.
  • Jefferies Financial Group Inc. Savings and Retirement Plan end-of-year assets rose from $70M in the plan year 2022 filing to $84M in the plan year 2023 filing.
  • Jefferies Financial Group Inc. Savings and Retirement Plan reported participants fell from 237 in the plan year 2022 filing to 217 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 132615557 · Jefferies Financial Group Inc. PY 2023 · 401(k)

Jefferies Financial Group Inc. Savings and Retirement Plan · $84M · 217 · 90th

  • NET $84M
  • NET 217
  • NET 90th
  • NET 401(k)
  • NET near Octapharma Plasma, Inc. 401 K Plan
  • NET ind #844

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in New York →

Jefferies Financial Group Inc. Savings and Retirement Plan in the asset neighbourhood

Cnos, PC 401(k) Profit Sharing PlanCnos, PC 401(k) Profit Shari…$84MOctapharma Plasma, Inc. 401 K PlanOctapharma Plasma, Inc. 401 …$84MJefferies Financial Group Inc. Savings and Retirement PlanJefferies Financial Group In…$84MClarke Power Services, Inc. Employee Retirement Savings PlanClarke Power Services, Inc. …$84MAgua Caliente Band of Cahuilla Indians/Spa Hotel & Casino 401(k) PlanAgua Caliente Band of Cahuil…$84M
End-of-year total assets ($M) among Jefferies Financial Group Inc. Savings and Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$70M
Net Assets (End of Year)$84M
Net Income$13M
Employer EIN132615557
Plan Effective Date1982-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Jefferies Financial Group Inc.)

Sponsor-wide plan assets over time

All Jefferies Financial Group Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1.7B 45.73966156191937% vs 2022
2024 filing year
$1B$1.2B$1.4B$1.6B$1.8B 202220232024 $1.14B $1.66B ▲ +45.6%
Year Plans Participants Total Assets
2022 4 3,342 $1.1B
2023 4 3,535 $1.5B
2024 4 3,869 $1.7B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Jefferies Financial Group Inc. Savings and Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Jefferies Financial Group Inc. Savings and Retirement Plan, Total assets ($B): 0.083639978 · Participants: 217Jefferies Financial Group Inc. Savings and Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Jefferies Financial Group Inc. Savings and Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Jefferies Financial Group Inc. Savings and Retirement Plan side-by-side with 3 peers →

Jefferies Financial Group Inc. Savings and Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Octapharma Plasma, Inc. 401 K Plan in NC ($84M); by covered participants it is Nymbus, Inc. 401(k) Profit Sharing Plan and Trust in FL (217 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (217 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Jefferies Financial Group Inc. Savings and Retirement Plan assets move in 2023? ▼
Jefferies Financial Group Inc. Savings and Retirement Plan grew sharply - up 19.0% during 2023, from $70M to $84M. Reported net income was $13M.
How have Jefferies Financial Group Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Jefferies Financial Group Inc.'s sponsor-wide assets grew 45.7%, from $1.1B to $1.7B.
Where does Jefferies Financial Group Inc. Savings and Retirement Plan rank by assets among Form 5500 filers? ▼
Jefferies Financial Group Inc. Savings and Retirement Plan ranks in the 90th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Jefferies Financial Group Inc. Savings and Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Octapharma Plasma, Inc. 401 K Plan in NC ($84M, 4,880 participants).
Which 401(k) plans cover a similar participant headcount to Jefferies Financial Group Inc. Savings and Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nymbus, Inc. 401(k) Profit Sharing Plan and Trust in FL (217 participants, $12M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132615557.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.