401(k) · DOL Form 5500 · 2023

Utica First Insurance Company 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets: 125
Participants Small participant base: 75th
Percentile by assets National rank: $179,326
Avg per participant Above avg balance/head

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Official DOL plan name: Utica First Insurance Company Employees Retirement & Savings Plan · Sponsored by Utica First Insurance Company · New York · Finance & Insurance

$22M in assets, 125 participants

Utica First Insurance Company's Utica First Insurance Company Employees Retirement & Savings Plan reported $22M in total assets and 125 participants in its 2023 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#5,491 in Finance & Insurance (8,869 peers)

Coverage in New York

Utica First Insurance Company Employees Retirement & Savings Plan covers 125 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $22M.

#5,491
in Finance & Insurance (8,869 peers): +18.0%
assets growth YoY: 0.2×
vs typical plan assets (national mean)

Utica First Insurance Company Employees Retirement & Savings Plan's outsized position by total assets

Utica First Insurance Company Employees Retirement & Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$22,415,700 Top 25% higher than 75% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Utica First Insurance Company Employees Retirement & Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Utica First Insurance Company Employees Retirement & Savings Plan sits mid-pack in the medium band (125 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Utica First Insurance Company Employees Retirement & Savings Plan reported net income rose from -$4M in the plan year 2022 filing to $3M in the plan year 2023 filing.
Utica First Insurance Company Employees Retirement & Savings Plan end-of-year assets rose from $19M in the plan year 2022 filing to $22M in the plan year 2023 filing.
Utica First Insurance Company Employees Retirement & Savings Plan reported participants rose from 114 in the plan year 2022 filing to 125 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 150476540 · Utica First Insurance Company PY 2023 · 401(k)

Utica First Insurance Company Employees Retirement & Savings Plan · $22M · 125 · 75th

EBSA $22M
PART 125
TYPE 75th
NET 401(k)
BOOK near Ita International LLC 401(k) Plan
VS-ST ind #5491

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

End-of-year total assets ($M) among Utica First Insurance Company Employees Retirement & Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$19M
Net Assets (End of Year)	$22M
Net Income	$3M
Employer EIN	150476540
Plan Effective Date	1985-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Utica First Insurance Company)

Latest sponsor-wide plan assets: $25M 33.303187914852636% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	114	$19M
2023	1	125	$22M
2024	1	131	$25M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Utica First Insurance Company Employees Retirement & Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Utica First Insurance Company Employees Retirement & Savings Plan side-by-side with 3 peers →

Utica First Insurance Company Employees Retirement & Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Ita International LLC 401(k) Plan in VA ($22M); by covered participants it is R. C. Construction Co., Inc. 401(k) Salary Savings Plan in MS (125 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($22M here).

Ita International LLC 401(k) Plan (VA) $22M · 277
B & G Manufacturing 401(k) Profit Sharing Plan (PA) $22M · 183
Shawnee Health Service and Development Corporation 401(k) and Profit Sharing Plan (IL) $22M · 374
Specialty Steel Works Incorporated Union 401(k) Retirement Savings Plan (IN) $22M · 428

Similar participant headcount

Nearest other-state filings by covered participants (125 participants); asset peers above are excluded.

R. C. Construction Co., Inc. 401(k) Salary Savings Plan (MS) 125 · 0 off
The Dotson Company, Inc. 401(k) Retirement Plan (MN) 125 · 0 off
The Contractors Retirement Plan (MD) 125 · 0 off
Cwie Holding Company, Inc. 401(k) Plan (AZ) 125 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Utica First Insurance Company Employees Retirement & Savings Plan assets move in 2023? ▼

Utica First Insurance Company Employees Retirement & Savings Plan grew sharply - up 18.0% during 2023, from $19M to $22M. Reported net income was $3M.

How have Utica First Insurance Company plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Utica First Insurance Company's sponsor-wide assets grew 33.3%, from $19M to $25M.

Where does Utica First Insurance Company Employees Retirement & Savings Plan rank by assets among Form 5500 filers? ▼

Utica First Insurance Company Employees Retirement & Savings Plan ranks in the 75th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).

Which 401(k) plans are similar in size to Utica First Insurance Company Employees Retirement & Savings Plan? ▼

Among 401(k) plans in other states, the closest by assets is Ita International LLC 401(k) Plan in VA ($22M, 277 participants).

Which 401(k) plans cover a similar participant headcount to Utica First Insurance Company Employees Retirement & Savings Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is R. C. Construction Co., Inc. 401(k) Salary Savings Plan in MS (125 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 150476540.