401(k) · DOL Form 5500 · 2023

Austin 3(16) Fiduciary Limited 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets: 4,241
Participants Above avg headcount: 50th
Percentile by assets National rank: $1,592
Avg per participant Low balance/head

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Official DOL plan name: Fba Retirement Plan · Sponsored by Austin 3(16) Fiduciary Limited · New York · Other Services

$7M in assets, 4,241 participants

Austin 3(16) Fiduciary Limited's Fba Retirement Plan reported $7M in total assets and 4,241 participants in its 2023 DOL Form 5500 filing, ranking in the 50th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#5,536 in Other Services (7,857 peers)

Coverage in New York

Fba Retirement Plan covers 4,241 participants in New York, 5.3x the typical New York plan (state average ~798 per filing). Assets: $7M.

#5,536
in Other Services (7,857 peers): +79.3%
assets growth YoY

Fba Retirement Plan's mid-pack asset rank among Other Services and all filers

Fba Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$6,753,248 Top 50% higher than 50% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Fba Retirement Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Fba Retirement Plan lands in the large band (4,241 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Fba Retirement Plan reported participants rose from 875 in the plan year 2022 filing to 4,241 in the plan year 2023 filing.
Fba Retirement Plan reported net income rose from -$6M in the plan year 2022 filing to $3M in the plan year 2023 filing.
Fba Retirement Plan end-of-year assets fell from $51M in the plan year 2022 filing to $7M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 462981114 · Austin 3(16) Fiduciary Limited PY 2023 · 401(k)

Fba Retirement Plan · $7M · 4,241 · 50th

EBSA $7M
EBSA 4,241
EBSA 50th
EBSA 401(k)
EBSA near Andrews Logistics Texas, L. P. 401(k) Plan
EBSA ind #5536

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

End-of-year total assets ($M) among Fba Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$4M
Net Assets (End of Year)	$7M
Net Income	$3M
Employer EIN	462981114
Plan Effective Date	2020-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Austin 3(16) Fiduciary Limited)

Latest sponsor-wide plan assets: $87M 63.6076673945554% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	2	928	$53M
2023	3	5,528	$74M
2024	3	5,819	$87M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Fba Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Fba Retirement Plan side-by-side with 3 peers →

Fba Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Andrews Logistics Texas, L. P. 401(k) Plan in TX ($7M); by covered participants it is Belcan Retirement Savings Plan in OH (4,241 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($7M here).

Andrews Logistics Texas, L. P. 401(k) Plan (TX) $7M · 471
Nova Mud, Inc. 401(k) Profit Sharing Plan (NM) $7M · 61
California Payroll Group 401(k) Plan (CA) $7M · 265
Nextlink Internet 401(k) Plan (TX) $7M · 957

Similar participant headcount

Nearest other-state filings by covered participants (4,241 participants); asset peers above are excluded.

Belcan Retirement Savings Plan (OH) 4,241 · 0 off
Hologic, Inc. Savings and Investment Plan (MA) 4,243 · 2 off
Radial Retirement Savings Plan (PA) 4,238 · 3 off
Forward Air Corporation 401(k) Plan (TN) 4,238 · 3 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Fba Retirement Plan assets move in 2023? ▼

Fba Retirement Plan surged - up 79.3% during 2023, from $4M to $7M. Reported net income was $3M.

How have Austin 3(16) Fiduciary Limited plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Austin 3(16) Fiduciary Limited's sponsor-wide assets grew 63.6%, from $53M to $87M.

Which 401(k) plans are similar in size to Fba Retirement Plan? ▼

Among 401(k) plans in other states, the closest by assets is Andrews Logistics Texas, L. P. 401(k) Plan in TX ($7M, 471 participants).

Which 401(k) plans cover a similar participant headcount to Fba Retirement Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Belcan Retirement Savings Plan in OH (4,241 participants, $275M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 462981114.