ESOP · DOL Form 5500 · 2023

Hargis & Associates Inc. ESOP

Data updated 2026-08-25

$1M
Total assets Small plan by assets
35
Participants Small participant base
27th
Percentile by assets National rank
$41,716
Avg per participant Low balance/head
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Official DOL plan name: Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement · Sponsored by Hargis & Associates Inc. · California · Professional & Technical Services

$1M in assets, 35 participants

Hargis & Associates Inc.'s Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement reported $1M in total assets and 35 participants in its 2023 DOL Form 5500 filing, ranking in the 27th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,603 in Professional & Technical Services (20,321 peers)

What the 2023 filing shows

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement holds $1M for 35 participants - about $41,716 per participant, in the lower half of filed plans by assets.

#4,603
in Professional & Technical Services (20,321 peers)
-1.0%
assets change YoY

The plan reported a net loss of $15K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement among the smaller filed plans by assets

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,460,061 27th percentile higher than 27% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement is a small filing (35 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement reported net income rose from -$86K in the plan year 2022 filing to -$15K in the plan year 2023 filing.
  • Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement reported participants fell from 38 in the plan year 2022 filing to 35 in the plan year 2023 filing.
  • Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement end-of-year assets fell from $1M in the plan year 2022 filing to $1M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 330383435 · Hargis & Associates Inc. PY 2023 · ESOP

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement · $1M · 35 · 27th

  • BOOK $1M
  • BOOK 35
  • BOOK 27th
  • BOOK ESOP
  • BOOK near Generations Bank Employee Stock Ownership Plan
  • BOOK ind #4603

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in California →

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement in the asset neighbourhood

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust AgreementHargis + Associates, Inc. Em…$1MGenerations Bank Employee Stock Ownership PlanGenerations Bank Employee St…$1MIntuitive Technology Group, Inc Employee Stock Ownership PlanIntuitive Technology Group, …$1MThalner Electronic Laboratories, Inc. Employees Stock Ownership PlanThalner Electronic Laborator…$1MMeyer Design, Incorporated Employee Stock Ownership PlanMeyer Design, Incorporated E…$1M
End-of-year total assets ($M) among Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$1M
Net Income-$15K
Employer EIN330383435
Plan Effective Date2013-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hargis & Associates Inc.)

Sponsor-wide plan assets over time

All Hargis & Associates Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1M 1.0373697102956148% vs 2022
2023 filing year
$1.45M$1.46M$1.47M$1.48M$1.49M 20222023 $1.48M $1.46M ▼ -1.4%
Year Plans Participants Total Assets
2022 1 38 $1M
2023 2 60 $1M

Nearby ESOP Plans in California

Peer ESOP plans, same state, same plan type, ranked by total assets.

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement vs. nearby ESOP plans in California, assets vs. participants Scatter plot of 6 data points. -20000200040006000800010000 -101234 Total assets ($B) Participants Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement, Total assets ($B): 0.001460061 · Participants: 35Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust AgreementParsons Employee Stock Ownership Plan, Total assets ($B): 3.757068542 · Participants: 7871Parsons Employee Stock Ownership PlanAcco Employee Stock Ownership Plan, Total assets ($B): 1.444524335 · Participants: 1397Acco Employee Stock Ownership PlanRosendin Electric, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.125537204 · Participants: 1700Rosendin Electric, Inc. Employee Stock Ownership PlanAgron, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.533004512 · Participants: 72Agron, Inc. Employee Stock Ownership PlanRecology Employee Stock Ownership Plan, Total assets ($B): 0.497089527 · Participants: 3656Recology Employee Stock Ownership Plan
Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement vs. nearby ESOP plans in California, assets vs. participants
Compare Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement side-by-side with 3 peers →

Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement's out-of-state ESOP peers by assets and headcount

Outside California, the nearest ESOP by assets is Generations Bank Employee Stock Ownership Plan in NY ($1M); by covered participants it is Albert Arno, Incorporated Employee Stock Ownership Plan in MO (35 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (35 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement assets move in 2023? ▼
Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement edged down modestly - down 1.0% during 2023, from $1M to $1M. Reported net income was -$15K.
How have Hargis & Associates Inc. plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Hargis & Associates Inc.'s sponsor-wide assets declined 1.0%, from $1M to $1M.
Which ESOP plans are similar in size to Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement? ▼
Among ESOP plans in other states, the closest by assets is Generations Bank Employee Stock Ownership Plan in NY ($1M, 59 participants).
Which ESOP plans cover a similar participant headcount to Hargis + Associates, Inc. Employee Stock Ownership Plan and Trust Agreement? ▼
Among ESOP plans in other states, the closest by covered participants is Albert Arno, Incorporated Employee Stock Ownership Plan in MO (35 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 330383435.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.