401(k) · DOL Form 5500 · 2023

Rockefeller & Rockefeller Et Al. 401(k) Plan

Data updated 2026-08-25

$44M
Total assets Below avg plan size
175
Participants Small participant base
84th
Percentile by assets National rank
$250,311
Avg per participant Above avg balance/head
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Official DOL plan name: E&h 401(k) Savings and Retirement Plan · Sponsored by Rockefeller & Rockefeller Et Al. · New York · Finance & Insurance

$44M in assets, 175 participants

Rockefeller & Rockefeller Et Al.'s E&h 401(k) Savings and Retirement Plan reported $44M in total assets and 175 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,709 in Finance & Insurance (8,869 peers)

Coverage in New York

E&h 401(k) Savings and Retirement Plan covers 175 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $44M.

#6,709
in Finance & Insurance (8,869 peers)
+7.0%
assets growth YoY
0.4×
vs typical plan assets (national mean)

E&h 401(k) Savings and Retirement Plan's outsized position by total assets

E&h 401(k) Savings and Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$43,804,508 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

E&h 401(k) Savings and Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. E&h 401(k) Savings and Retirement Plan sits mid-pack in the medium band (175 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • E&h 401(k) Savings and Retirement Plan reported net income rose from -$9M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • E&h 401(k) Savings and Retirement Plan reported participants rose from 147 in the plan year 2022 filing to 175 in the plan year 2023 filing.
  • E&h 401(k) Savings and Retirement Plan end-of-year assets rose from $41M in the plan year 2022 filing to $44M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 133306788 · Rockefeller & Rockefeller Et Al. PY 2023 · 401(k)

E&h 401(k) Savings and Retirement Plan · $44M · 175 · 84th

  • EOY $44M
  • EOY 175
  • EOY 84th
  • EOY 401(k)
  • EOY near Autocam Medical Devices, LLC 401(k) Employee Savings Plan
  • EOY ind #6709

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

E&h 401(k) Savings and Retirement Plan in the asset neighbourhood

Titlemax Employee's Incentive Savings PlanTitlemax Employee's Incentiv…$44MAutocam Medical Devices, LLC 401(k) Employee Savings PlanAutocam Medical Devices, LLC…$44ME&h 401(k) Savings and Retirement PlanE&h 401(k) Savings and Retir…$44MCaribou Coffee Company, Inc. and Subsidiaries 401(k) PlanCaribou Coffee Company, Inc.…$44MLumanity Inc. 401(k) Plan$44M
End-of-year total assets ($M) among E&h 401(k) Savings and Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$41M
Net Assets (End of Year)$44M
Net Income$3M
Employer EIN133306788
Plan Effective Date1992-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rockefeller & Rockefeller Et Al.)

Sponsor-wide plan assets over time

All Rockefeller & Rockefeller Et Al. plans reported in each filing year

Latest sponsor-wide plan assets
$52M 25.943003510360274% vs 2022
2024 filing year
$0M$100M$200M$300M 202220232024 $40.9M $51.5M ▲ +26.0%
Year Plans Participants Total Assets
2022 1 147 $41M
2023 2 1,192 $225M
2024 1 214 $52M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

E&h 401(k) Savings and Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants E&h 401(k) Savings and Retirement Plan, Total assets ($B): 0.043804508 · Participants: 175E&h 401(k) Savings and Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
E&h 401(k) Savings and Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare E&h 401(k) Savings and Retirement Plan side-by-side with 3 peers →

E&h 401(k) Savings and Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Autocam Medical Devices, LLC 401(k) Employee Savings Plan in MI ($44M); by covered participants it is Uniseal 401(k) Plan in IN (175 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (175 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did E&h 401(k) Savings and Retirement Plan assets move in 2023? ▼
E&h 401(k) Savings and Retirement Plan grew at a solid clip - up 7.0% during 2023, from $41M to $44M. Reported net income was $3M.
How have Rockefeller & Rockefeller Et Al. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rockefeller & Rockefeller Et Al.'s sponsor-wide assets grew 25.9%, from $41M to $52M.
Where does E&h 401(k) Savings and Retirement Plan rank by assets among Form 5500 filers? ▼
E&h 401(k) Savings and Retirement Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to E&h 401(k) Savings and Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Autocam Medical Devices, LLC 401(k) Employee Savings Plan in MI ($44M, 588 participants).
Which 401(k) plans cover a similar participant headcount to E&h 401(k) Savings and Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Uniseal 401(k) Plan in IN (175 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133306788.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.