401(k) · DOL Form 5500 · 2023
Monterey Financial Services, LLC 401(k) Plan
Data updated 2026-08-25
- $10M
- Total assets Small plan by assets
- 94
- Participants Small participant base
- 60th
- Percentile by assets National rank
- $110,752
- Avg per participant Below avg balance/head
Official DOL plan name: Monterey Financial Services, LLC 401(k) Plan and Trust · Sponsored by Monterey Financial Services, LLC · California · Finance & Insurance
$10M in assets, 94 participants
Monterey Financial Services, LLC's Monterey Financial Services, LLC 401(k) Plan and Trust reported $10M in total assets and 94 participants in its 2023 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #3,928 in Finance & Insurance (8,869 peers)
2023 asset change
Monterey Financial Services, LLC 401(k) Plan and Trust grew sharply 25.6% in 2023 ($8M → $10M) for 94 participants.
- #3,928
- in Finance & Insurance (8,869 peers)
- +25.6%
- assets growth YoY
Monterey Financial Services, LLC 401(k) Plan and Trust's mid-pack asset rank among Finance & Insurance and all filers
Monterey Financial Services, LLC 401(k) Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$10,410,688 Top 40% higher than 60% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Monterey Financial Services, LLC 401(k) Plan and Trust among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Monterey Financial Services, LLC 401(k) Plan and Trust is a small filing (94 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Monterey Financial Services, LLC 401(k) Plan and Trust reported net income rose from -$1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
- Monterey Financial Services, LLC 401(k) Plan and Trust end-of-year assets rose from $8M in the plan year 2022 filing to $10M in the plan year 2023 filing.
- Monterey Financial Services, LLC 401(k) Plan and Trust reported participants rose from 90 in the plan year 2022 filing to 94 in the plan year 2023 filing.
DOL schedule card
Filing strip 330369207 · Monterey Financial Services, LLC PY 2023 · 401(k)
Monterey Financial Services, LLC 401(k) Plan and Trust · $10M · 94 · 60th
- PCT $10M
- EIN 94
- RANK 60th
- PHOTO 401(k)
- IND near Inspire Corporation 401(k) Profit Sharing Plan & Trust
- EOY ind #3928
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →
Monterey Financial Services, LLC 401(k) Plan and Trust in the asset neighbourhood
Monterey Financial Services, LLC years around the 2023 move
Sponsor-wide plan assets over time
All Monterey Financial Services, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $38M 0.9724499111056831% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 178 | $38M |
| 2023 | 2 | 188 | $46M |
| 2024 | 1 | 91 | $38M |
2023 asset-move particulars
| Total Assets (Beginning of Year) | $8M |
|---|---|
| Net Assets (End of Year) | $10M |
| Net Income | $2M |
| Employer EIN | 330369207 |
| Plan Effective Date | 1996-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in California
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Wells Fargo & Company 401(k) Plan $51.8B · 193,919
- Google LLC 401(k) Savings Plan $39.0B · 122,867
- Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
- Intel 401(k) Savings Plan $22.2B · 59,863
- Apple 401(k) Plan $19.8B · 106,111
Monterey Financial Services, LLC 401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount
Outside California, the nearest 401(k) by assets is Inspire Corporation 401(k) Profit Sharing Plan & Trust in CO ($10M); by covered participants it is Republic Companies 401(k) Retirement Plan in IA (94 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($10M here).
Similar participant headcount
Nearest other-state filings by covered participants (94 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.