401(k) · DOL Form 5500 · 2023

Institutional Investor, LLC 401(k) Plan

Data updated 2026-08-11

$89M
Total assets
407
Participants
90th
Percentile by assets
$218,660
Avg per participant
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Official DOL plan name: Institutional Investor Savings & Investment Plan · Sponsored by Institutional Investor, LLC · New York · Manufacturing

$89M in assets, 407 participants

Institutional Investor, LLC's Institutional Investor Savings & Investment Plan reported $89M in total assets and 407 participants in its 2023 DOL Form 5500 filing, ranking in the 90th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 90th percentile by assets (of 127,072 plans)
  • #16,047 in Manufacturing (18,722 peers)

Where Institutional Investor Savings & Investment Plan sits by assets

Institutional Investor Savings & Investment Plan sits in the top 10% of all filed plans by assets, $89M for 407 participants (~$218,660/participant), down 14.5% in 2023.

$89M
total plan assets (2023 EOY)
407
covered participants
90th
percentile by assets (of 127,072 plans)
$218,660
avg assets per participant

Where Institutional Investor Savings & Investment Plan sits by total assets

Institutional Investor Savings & Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$88,994,756 Top 10% higher than 90% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Institutional Investor Savings & Investment Plan reported net income rose from -$23M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Institutional Investor Savings & Investment Plan end-of-year assets fell from $104M in the plan year 2022 filing to $89M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
New York
Industry
Manufacturing

Institutional Investor Savings & Investment Plan vs the 2023 asset distribution

By assets, Institutional Investor Savings & Investment Plan outranks 90% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 0.9x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$104M
Net Assets (End of Year)$89M
Net Income$11M
Employer EIN132790024
Plan Effective Date1997-08-29
Filing StatusFILING RECEIVED

Sponsor Plan History (Institutional Investor, LLC)

$85M$90M$95M$100M$105M$110M 202220232024 $104M $98.7M ▼ -5.2%
Total plan assets by year, all Institutional Investor, LLC plans on file
Year Plans Participants Total Assets
2022 1 411 $104M
2023 1 407 $89M
2024 1 238 $99M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Institutional Investor Savings & Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Institutional Invest…, Total assets ($B): 0.088994756 · Participants: 407Institutional Invest…IBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k…, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k…The Pepsico Savings …, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings …The Goldman Sachs 40…, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 40…
Institutional Investor Savings & Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Institutional Investor Savings & Investm… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Institutional Investor Savings & Investment Plan by total assets, not by location.

Frequently Asked Questions

How did Institutional Investor Savings & Investment Plan assets move in 2023? ▼
Institutional Investor Savings & Investment Plan pulled back noticeably - down 14.5% during 2023, from $104M to $89M. Reported net income was $11M.
How have Institutional Investor, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Institutional Investor, LLC's sponsor-wide assets declined 5.2%, from $104M to $99M.
Where does Institutional Investor Savings & Investment Plan rank by assets among Form 5500 filers? ▼
Institutional Investor Savings & Investment Plan ranks in the 90th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Institutional Investor Savings & Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Associated Anesthesiologists, Inc. 401(k) Profit Sharing Plan in OK ($89M, 126 participants).

Next read for Institutional Investor Savings & Investm…

Scale reading

Ways to act on Institutional Investor Savings & Investment Plan's numbers.

  • By total assets, Institutional Investor Savings & Investment Plan ranks in the top 10% of all filed plans by assets. See the largest plans
  • Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
  • Institutional Investor, LLC's sponsor-wide assets have declined 5.2% since 2022 across 3 plan years on file. More Manufacturing plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132790024.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.