401(k) · DOL Form 5500 · 2023

Lumentum Operations LLC 401(k) Plan

Data updated 2026-08-11

$245M
Total assets
750
Participants
95th
Percentile by assets
$326,130
Avg per participant
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Official DOL plan name: Lumentum 401(k) Plan · Sponsored by Lumentum Operations LLC · California · Manufacturing

$245M in assets, 750 participants

Lumentum Operations LLC's Lumentum 401(k) Plan reported $245M in total assets and 750 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 95th percentile by assets (of 127,072 plans)
  • #17,391 in Manufacturing (18,722 peers)

Where Lumentum 401(k) Plan sits by assets

Lumentum 401(k) Plan sits in the top 5% of all filed plans by assets, $245M for 750 participants (~$326,130/participant), up 16.6% in 2023.

$245M
total plan assets (2023 EOY)
750
covered participants
95th
percentile by assets (of 127,072 plans)
$326,130
avg assets per participant

Where Lumentum 401(k) Plan sits by total assets

Lumentum 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$244,597,345 Top 5% higher than 95% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Lumentum 401(k) Plan reported net income rose from -$41M in the plan year 2022 filing to $35M in the plan year 2023 filing.
  • Lumentum 401(k) Plan end-of-year assets rose from $210M in the plan year 2022 filing to $245M in the plan year 2023 filing.
  • Lumentum 401(k) Plan reported participants rose from 727 in the plan year 2022 filing to 750 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
Industry

Lumentum 401(k) Plan vs the 2023 asset distribution

By assets, Lumentum 401(k) Plan outranks 95% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 2.5x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$210M
Net Assets (End of Year)$245M
Net Income$35M
Employer EIN473844837
Plan Effective Date2015-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Lumentum Operations LLC)

$200M$220M$240M$260M$280M 202220232024 $210M $271M ▲ +29.4%
Total plan assets by year, all Lumentum Operations LLC plans on file
Year Plans Participants Total Assets
2022 1 727 $210M
2023 1 750 $245M
2024 1 679 $271M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Lumentum 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Lumentum 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Lumentum 401(k) PlanWells Fargo & Compan…Google LLC 401(k) Sa…Oracle Corporation 4…Intel 401(k) Savings…Apple 401(k) Plan
Lumentum 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Lumentum 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Lumentum 401(k) Plan assets move in 2023?
Lumentum 401(k) Plan grew sharply - up 16.6% during 2023, from $210M to $245M. Reported net income was $35M.
How have Lumentum Operations LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Lumentum Operations LLC's sponsor-wide assets grew 29.4%, from $210M to $271M.
Where does Lumentum 401(k) Plan rank by assets among Form 5500 filers?
Lumentum 401(k) Plan ranks in the 95th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Lumentum 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Goshen Health 401(k) Retirement Savings Plan in IN ($245M, 1,869 participants).

Scale reading

Ways to act on Lumentum 401(k) Plan's numbers.