ESOP · DOL Form 5500 · 2023

Uma Enterprises Group Holdings, Inc. ESOP

Data updated 2026-08-25

$152K
Total assets Small plan by assets
141
Participants Small participant base
9th
Percentile by assets National rank
$1,075
Avg per participant Low balance/head
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Official DOL plan name: Uma Enterprises Employee Stock Ownership Plan · Sponsored by Uma Enterprises Group Holdings, Inc. · California · Management of Enterprises

$152K in assets, 141 participants

Uma Enterprises Group Holdings, Inc.'s Uma Enterprises Employee Stock Ownership Plan reported $152K in total assets and 141 participants in its 2023 DOL Form 5500 filing, ranking in the 9th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #61 in Management of Enterprises (1,137 peers)

Coverage in California

Uma Enterprises Employee Stock Ownership Plan covers 141 participants in California, about 22% of the average California filer (state average ~630 per filing). Assets: $152K.

#61
in Management of Enterprises (1,137 peers)
+61.9%
assets growth YoY

Uma Enterprises Employee Stock Ownership Plan among the smaller filed plans by assets

Uma Enterprises Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$151,518 9th percentile higher than 9% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Uma Enterprises Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Uma Enterprises Employee Stock Ownership Plan sits mid-pack in the medium band (141 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Uma Enterprises Employee Stock Ownership Plan reported net income rose from $390K in the plan year 2022 filing to $18M in the plan year 2023 filing.
  • Uma Enterprises Employee Stock Ownership Plan end-of-year assets rose from $94K in the plan year 2022 filing to $152K in the plan year 2023 filing.
  • Uma Enterprises Employee Stock Ownership Plan reported participants rose from 139 in the plan year 2022 filing to 141 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 471009207 · Uma Enterprises Group Holdings, Inc. PY 2023 · ESOP

Uma Enterprises Employee Stock Ownership Plan · $152K · 141 · 9th

  • RANK $152K
  • RANK 141
  • RANK 9th
  • RANK ESOP
  • RANK near Switchback Brewing Company Employee Stock Ownership Plan
  • RANK ind #61

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in California →

Uma Enterprises Employee Stock Ownership Plan in the asset neighbourhood

Paddy O' Furniture, Inc. Employee Stock Ownership PlanPaddy O' Furniture, Inc. Emp…$155KUma Enterprises Employee Stock Ownership PlanUma Enterprises Employee Sto…$152KSwitchback Brewing Company Employee Stock Ownership PlanSwitchback Brewing Company E…$152KVan Wijk Management Employee Stock Ownership PlanVan Wijk Management Employee…$150KAnton's Ltd. Employee Stock Ownership PlanAnton's Ltd. Employee Stock …$149K
End-of-year total assets ($M) among Uma Enterprises Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$94K
Net Assets (End of Year)$152K
Net Income$18M
Employer EIN471009207
Plan Effective Date2014-06-06
Filing StatusFILING RECEIVED

Sponsor Plan History (Uma Enterprises Group Holdings, Inc.)

Sponsor-wide plan assets over time

All Uma Enterprises Group Holdings, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$159K 70.18014360201727% vs 2022
2024 filing year
$0.05M$0.1M$0.15M$0.2M 202220232024 $0.09M $0.16M ▲ +77.8%
Year Plans Participants Total Assets
2022 1 139 $94K
2023 1 141 $152K
2024 1 131 $159K

Nearby ESOP Plans in California

Peer ESOP plans, same state, same plan type, ranked by total assets.

Uma Enterprises Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants Scatter plot of 6 data points. -20000200040006000800010000 -101234 Total assets ($B) Participants Uma Enterprises Employee Stock Ownership Plan, Total assets ($B): 0.000151518 · Participants: 141Uma Enterprises Employee Stock Ownership PlanParsons Employee Stock Ownership Plan, Total assets ($B): 3.757068542 · Participants: 7871Parsons Employee Stock Ownership PlanAcco Employee Stock Ownership Plan, Total assets ($B): 1.444524335 · Participants: 1397Acco Employee Stock Ownership PlanRosendin Electric, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.125537204 · Participants: 1700Rosendin Electric, Inc. Employee Stock Ownership PlanAgron, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.533004512 · Participants: 72Agron, Inc. Employee Stock Ownership PlanRecology Employee Stock Ownership Plan, Total assets ($B): 0.497089527 · Participants: 3656Recology Employee Stock Ownership Plan
Uma Enterprises Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants
Compare Uma Enterprises Employee Stock Ownership Plan side-by-side with 3 peers →

Uma Enterprises Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside California, the nearest ESOP by assets is Switchback Brewing Company Employee Stock Ownership Plan in VT ($152K); by covered participants it is Hi Nabor Supermarket Employee Stock Ownership Plan in LA (141 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (141 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Uma Enterprises Employee Stock Ownership Plan assets move in 2023? ▼
Uma Enterprises Employee Stock Ownership Plan surged - up 61.9% during 2023, from $94K to $152K. Reported net income was $18M.
How have Uma Enterprises Group Holdings, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Uma Enterprises Group Holdings, Inc.'s sponsor-wide assets grew 70.2%, from $94K to $159K.
Where does Uma Enterprises Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Uma Enterprises Employee Stock Ownership Plan ranks in the 9th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Uma Enterprises Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Switchback Brewing Company Employee Stock Ownership Plan in VT ($152K, 30 participants).
Which ESOP plans cover a similar participant headcount to Uma Enterprises Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Hi Nabor Supermarket Employee Stock Ownership Plan in LA (141 participants, $15M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 471009207.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.