401(k) · DOL Form 5500 · 2023

Proofpoint, Inc 401(k) Plan

Data updated 2026-08-25

$353M
Total assets Above avg plan size
2,821
Participants Above avg headcount
97th
Percentile by assets National rank
$125,179
Avg per participant Near avg balance/head
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Official DOL plan name: Proofpoint 401(k) Plan · Sponsored by Proofpoint, Inc · California · Professional & Technical Services

$353M in assets, 2,821 participants

Proofpoint, Inc's Proofpoint 401(k) Plan reported $353M in total assets and 2,821 participants in its 2023 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #19,827 in Professional & Technical Services (20,321 peers)

Coverage in California

Proofpoint 401(k) Plan covers 2,821 participants in California, 4.5x the typical California plan (state average ~630 per filing). Assets: $353M.

#19,827
in Professional & Technical Services (20,321 peers)
+37.5%
assets growth YoY
3.5×
vs typical plan assets (national mean)

Proofpoint 401(k) Plan's outsized position by total assets

Proofpoint 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$353,129,168 Top 3% higher than 97% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Proofpoint 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Proofpoint 401(k) Plan lands in the large band (2,821 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Proofpoint 401(k) Plan reported net income rose from -$15M in the plan year 2022 filing to $96M in the plan year 2023 filing.
  • Proofpoint 401(k) Plan end-of-year assets rose from $257M in the plan year 2022 filing to $353M in the plan year 2023 filing.
  • Proofpoint 401(k) Plan reported participants rose from 2,649 in the plan year 2022 filing to 2,821 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 510414846 · Proofpoint, Inc PY 2023 · 401(k)

Proofpoint 401(k) Plan · $353M · 2,821 · 97th

  • PART $353M
  • TYPE 2,821
  • NET 97th
  • BOOK 401(k)
  • VS-ST near Option Care Health 401(k) Plan
  • BOY ind #19827

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

Proofpoint 401(k) Plan in the asset neighbourhood

Icma Retirement Corporation Retirement Savings PlanIcma Retirement Corporation …$354MOption Care Health 401(k) PlanOption Care Health 401(k) Pl…$353MProofpoint 401(k) Plan$353MThe Perficient, Inc. 401(k) Employee Savings PlanThe Perficient, Inc. 401(k) …$353MChemed/Roto Rooter Savings & Retirement PlanChemed/Roto Rooter Savings &…$353M
End-of-year total assets ($M) among Proofpoint 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$257M
Net Assets (End of Year)$353M
Net Income$96M
Employer EIN510414846
Plan Effective Date2006-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Proofpoint, Inc)

Sponsor-wide plan assets over time

All Proofpoint, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$438M 70.58195185886883% vs 2022
2024 filing year
$200M$300M$400M$500M 202220232024 $257M $438M ▲ +70.6%
Year Plans Participants Total Assets
2022 1 2,649 $257M
2023 1 2,821 $353M
2024 1 2,843 $438M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Proofpoint 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Proofpoint 401(k) Plan, Total assets ($B): 0.353129168 · Participants: 2821Proofpoint 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Proofpoint 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Proofpoint 401(k) Plan side-by-side with 3 peers →

Proofpoint 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Option Care Health 401(k) Plan in IL ($353M); by covered participants it is Antolin 401(k) Plan in MI (2,821 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($353M here).

Similar participant headcount

Nearest other-state filings by covered participants (2,821 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Proofpoint 401(k) Plan assets move in 2023? ▼
Proofpoint 401(k) Plan surged - up 37.5% during 2023, from $257M to $353M. Reported net income was $96M.
How have Proofpoint, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Proofpoint, Inc's sponsor-wide assets grew 70.6%, from $257M to $438M.
Where does Proofpoint 401(k) Plan rank by assets among Form 5500 filers? ▼
Proofpoint 401(k) Plan ranks in the 97th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Proofpoint 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Option Care Health 401(k) Plan in IL ($353M, 6,922 participants).
Which 401(k) plans cover a similar participant headcount to Proofpoint 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Antolin 401(k) Plan in MI (2,821 participants, $150M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 510414846.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.