401(k) · DOL Form 5500 · 2023

Proofpoint, Inc 401(k) Plan

Data updated 2026-08-11

$353M
Total assets
2,821
Participants
97th
Percentile by assets
$125,179
Avg per participant
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Official DOL plan name: Proofpoint 401(k) Plan · Sponsored by Proofpoint, Inc · California · Professional & Technical Services

$353M in assets, 2,821 participants

Proofpoint, Inc's Proofpoint 401(k) Plan reported $353M in total assets and 2,821 participants in its 2023 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 97th percentile by assets (of 127,072 plans)
  • #19,827 in Professional & Technical Services (20,321 peers)

Coverage in California

Proofpoint 401(k) Plan covers 2,821 participants in California, 4.5x the typical California plan (state average ~630 per filing). Assets: $353M.

$353M
total plan assets (2023 EOY)
2,821
covered participants
97th
percentile by assets (of 127,072 plans)
$125,179
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Proofpoint 401(k) Plan reported net income rose from -$15M in the plan year 2022 filing to $96M in the plan year 2023 filing.
  • Proofpoint 401(k) Plan end-of-year assets rose from $257M in the plan year 2022 filing to $353M in the plan year 2023 filing.
  • Proofpoint 401(k) Plan reported participants rose from 2,649 in the plan year 2022 filing to 2,821 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Participants vs California filers

In California, the average filing covers about 630 participants across 15,291 plans. Proofpoint 401(k) Plan reports 2,821 participants - 4.5x that state average ($353M EOY assets).

California filing particulars

Total Assets (Beginning of Year)$257M
Net Assets (End of Year)$353M
Net Income$96M
Employer EIN510414846
Plan Effective Date2006-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Proofpoint, Inc)

$200M$300M$400M$500M 202220232024 $257M $438M ▲ +70.6%
Total plan assets by year, all Proofpoint, Inc plans on file
Year Plans Participants Total Assets
2022 1 2,649 $257M
2023 1 2,821 $353M
2024 1 2,843 $438M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Proofpoint 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Proofpoint 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Proofpoint 401(k) PlanWells Fargo & Compan…Google LLC 401(k) Sa…Oracle Corporation 4…Intel 401(k) Savings…Apple 401(k) Plan
Proofpoint 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Proofpoint 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Proofpoint 401(k) Plan assets move in 2023?
Proofpoint 401(k) Plan surged - up 37.5% during 2023, from $257M to $353M. Reported net income was $96M.
How have Proofpoint, Inc plan assets changed over time?
Across 3 plan years on file (2022-2024), Proofpoint, Inc's sponsor-wide assets grew 70.6%, from $257M to $438M.
Where does Proofpoint 401(k) Plan rank by assets among Form 5500 filers?
Proofpoint 401(k) Plan ranks in the 97th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Proofpoint 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Option Care Health 401(k) Plan in IL ($353M, 6,922 participants).

Filing takeaways

Ways to act on Proofpoint 401(k) Plan's numbers.