401(k) · DOL Form 5500 · 2023

Effectus Group 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
155
Participants Small participant base
60th
Percentile by assets National rank
$68,969
Avg per participant Below avg balance/head
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Official DOL plan name: Effectus Group 401(k) Savings Plan · Sponsored by Effectus Group · California · Professional & Technical Services

$11M in assets, 155 participants

Effectus Group's Effectus Group 401(k) Savings Plan reported $11M in total assets and 155 participants in its 2023 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #11,962 in Professional & Technical Services (20,321 peers)

Coverage in California

Effectus Group 401(k) Savings Plan covers 155 participants in California, about 25% of the average California filer (state average ~630 per filing). Assets: $11M.

#11,962
in Professional & Technical Services (20,321 peers)
+76.4%
assets growth YoY

Effectus Group 401(k) Savings Plan's mid-pack asset rank among Professional & Technical Services and all filers

Effectus Group 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$10,690,141 Top 40% higher than 60% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Effectus Group 401(k) Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Effectus Group 401(k) Savings Plan sits mid-pack in the medium band (155 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Effectus Group 401(k) Savings Plan reported net income rose from $1M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Effectus Group 401(k) Savings Plan end-of-year assets rose from $6M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Effectus Group 401(k) Savings Plan reported participants rose from 116 in the plan year 2022 filing to 155 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 471510914 · Effectus Group PY 2023 · 401(k)

Effectus Group 401(k) Savings Plan · $11M · 155 · 60th

  • EIN $11M
  • RANK 155
  • PHOTO 60th
  • IND 401(k)
  • EOY near Altman Companies 401(k) Plan
  • 5500 ind #11962

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

Effectus Group 401(k) Savings Plan in the asset neighbourhood

Effectus Group 401(k) Savings PlanEffectus Group 401(k) Saving…$11MAltman Companies 401(k) Plan$11MOperation Par 401(k) Savings PlanOperation Par 401(k) Savings…$11MMarian High School 401(k) PlanMarian High School 401(k) Pl…$11MInsurance Organizations' Savings Trust 401(k) PlanInsurance Organizations' Sav…$11M
End-of-year total assets ($M) among Effectus Group 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$6M
Net Assets (End of Year)$11M
Net Income$5M
Employer EIN471510914
Plan Effective Date2015-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Effectus Group)

Sponsor-wide plan assets over time

All Effectus Group plans reported in each filing year

Latest sponsor-wide plan assets
$14M 138.2721986383766% vs 2022
2024 filing year
$5M$10M$15M$20M 202220232024 $6.06M $14.4M ▲ +138.3%
Year Plans Participants Total Assets
2022 1 116 $6M
2023 1 155 $11M
2024 1 179 $14M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Effectus Group 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Effectus Group 401(k) Savings Plan, Total assets ($B): 0.010690141 · Participants: 155Effectus Group 401(k) Savings PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Effectus Group 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Effectus Group 401(k) Savings Plan side-by-side with 3 peers →

Effectus Group 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Altman Companies 401(k) Plan in FL ($11M); by covered participants it is Fraser Business Equipment Salary Deferral Plan in PA (155 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($11M here).

Similar participant headcount

Nearest other-state filings by covered participants (155 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Effectus Group 401(k) Savings Plan assets move in 2023? ▼
Effectus Group 401(k) Savings Plan surged - up 76.4% during 2023, from $6M to $11M. Reported net income was $5M.
How have Effectus Group plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Effectus Group's sponsor-wide assets grew 138.3%, from $6M to $14M.
Which 401(k) plans are similar in size to Effectus Group 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Altman Companies 401(k) Plan in FL ($11M, 179 participants).
Which 401(k) plans cover a similar participant headcount to Effectus Group 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Fraser Business Equipment Salary Deferral Plan in PA (155 participants, $14M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 471510914.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.