401(k) · DOL Form 5500 · 2023

Southern Glazer's Wine & Spirits of New York, LLC 401(k) Plan

Data updated 2026-08-25

$63M
Total assets Below avg plan size
397
Participants Below avg headcount
88th
Percentile by assets National rank
$157,630
Avg per participant Above avg balance/head
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Official DOL plan name: Sgws of New York Sales, Warehouse and Clerical 401(k) Plan · Sponsored by Southern Glazer's Wine & Spirits of New York, LLC · New York · Wholesale Trade

$63M in assets, 397 participants

Southern Glazer's Wine & Spirits of New York, LLC's Sgws of New York Sales, Warehouse and Clerical 401(k) Plan reported $63M in total assets and 397 participants in its 2023 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,625 in Wholesale Trade (6,309 peers)

Coverage in New York

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan covers 397 participants in New York, about 50% of the average New York filer (state average ~798 per filing). Assets: $63M.

#5,625
in Wholesale Trade (6,309 peers)
+24.9%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan's outsized position by total assets

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$62,578,990 Top 12% higher than 88% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Sgws of New York Sales, Warehouse and Clerical 401(k) Plan sits mid-pack in the medium band (397 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Sgws of New York Sales, Warehouse and Clerical 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $12M in the plan year 2023 filing.
  • Sgws of New York Sales, Warehouse and Clerical 401(k) Plan end-of-year assets rose from $50M in the plan year 2022 filing to $63M in the plan year 2023 filing.
  • Sgws of New York Sales, Warehouse and Clerical 401(k) Plan reported participants rose from 381 in the plan year 2022 filing to 397 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 650879542 · Southern Glazer's Wine & Spirits of New York, LLC PY 2023 · 401(k)

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan · $63M · 397 · 88th

  • VS-ST $63M
  • VS-ST 397
  • VS-ST 88th
  • VS-ST 401(k)
  • VS-ST near Audax 401(k) Savings Plan
  • VS-ST ind #5625

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan in the asset neighbourhood

Armstrong International, Inc. Employees' 401(k) PlanArmstrong International, Inc…$63MSgws of New York Sales, Warehouse and Clerical 401(k) PlanSgws of New York Sales, Ware…$63MAudax 401(k) Savings Plan$63MDescartes Systems Group Employee Retirement PlanDescartes Systems Group Empl…$63MDiagnostica Stago, Inc. 401(k) PlanDiagnostica Stago, Inc. 401(…$63M
End-of-year total assets ($M) among Sgws of New York Sales, Warehouse and Clerical 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$50M
Net Assets (End of Year)$63M
Net Income$12M
Employer EIN650879542
Plan Effective Date2004-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Southern Glazer's Wine & Spirits of New York, LLC)

Sponsor-wide plan assets over time

All Southern Glazer's Wine & Spirits of New York, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$73M 44.92278791498427% vs 2022
2024 filing year
$40M$60M$80M$100M$120M 202220232024 $50.1M $72.6M ▲ +44.9%
Year Plans Participants Total Assets
2022 1 381 $50M
2023 2 732 $110M
2024 1 358 $73M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Sgws of New York Sales, Warehouse and Clerical 401(k) Plan, Total assets ($B): 0.06257899 · Participants: 397Sgws of New York Sales, Warehouse and Clerical 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Sgws of New York Sales, Warehouse and Clerical 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Sgws of New York Sales, Warehouse and Clerical 401(k) Plan side-by-side with 3 peers →

Sgws of New York Sales, Warehouse and Clerical 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Audax 401(k) Savings Plan in MA ($63M); by covered participants it is Yesler, Inc 401(k) Plan in WA (397 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($63M here).

Similar participant headcount

Nearest other-state filings by covered participants (397 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Sgws of New York Sales, Warehouse and Clerical 401(k) Plan assets move in 2023? ▼
Sgws of New York Sales, Warehouse and Clerical 401(k) Plan grew sharply - up 24.9% during 2023, from $50M to $63M. Reported net income was $12M.
How have Southern Glazer's Wine & Spirits of New York, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Southern Glazer's Wine & Spirits of New York, LLC's sponsor-wide assets grew 44.9%, from $50M to $73M.
Where does Sgws of New York Sales, Warehouse and Clerical 401(k) Plan rank by assets among Form 5500 filers? ▼
Sgws of New York Sales, Warehouse and Clerical 401(k) Plan ranks in the 88th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Sgws of New York Sales, Warehouse and Clerical 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Audax 401(k) Savings Plan in MA ($63M, 369 participants).
Which 401(k) plans cover a similar participant headcount to Sgws of New York Sales, Warehouse and Clerical 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Yesler, Inc 401(k) Plan in WA (397 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 650879542.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.