ESOP · DOL Form 5500 · 2023

Rothschild North America Inc. ESOP

Data updated 2026-08-25

$701K
Total assets Small plan by assets
4
Participants Small participant base
21st
Percentile by assets National rank
$175,306
Avg per participant Above avg balance/head
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Official DOL plan name: Rothschild North America Inc. Employee Stock Ownership Plan · Sponsored by Rothschild North America Inc. · New York · Finance & Insurance

$701K in assets, 4 participants

Rothschild North America Inc.'s Rothschild North America Inc. Employee Stock Ownership Plan reported $701K in total assets and 4 participants in its 2023 DOL Form 5500 filing, ranking in the 21st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,127 in Finance & Insurance (8,869 peers)

Rothschild North America Inc. multi-year trail

Rothschild North America Inc.'s plans moved +46.9% in assets from 2022 to 2024; this filing shows Rothschild North America Inc. Employee Stock Ownership Plan at $701K / 4 participants.

#1,127
in Finance & Insurance (8,869 peers)
+7.9%
assets growth YoY

Rothschild North America Inc. Employee Stock Ownership Plan among the smaller filed plans by assets

Rothschild North America Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$701,222 21st percentile higher than 21% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rothschild North America Inc. Employee Stock Ownership Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rothschild North America Inc. Employee Stock Ownership Plan is a micro filing (4 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rothschild North America Inc. Employee Stock Ownership Plan reported net income rose from -$59K in the plan year 2022 filing to $51K in the plan year 2023 filing.
  • Rothschild North America Inc. Employee Stock Ownership Plan reported participants fell from 6 in the plan year 2022 filing to 4 in the plan year 2023 filing.
  • Rothschild North America Inc. Employee Stock Ownership Plan end-of-year assets rose from $650K in the plan year 2022 filing to $701K in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 133438524 · Rothschild North America Inc. PY 2023 · ESOP

Rothschild North America Inc. Employee Stock Ownership Plan · $701K · 4 · 21st

  • IND $701K
  • IND 4
  • IND 21st
  • IND ESOP
  • IND near Austin Burke of Florida, Inc. Retirement Plan
  • IND ind #1127

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

Rothschild North America Inc. Employee Stock Ownership Plan in the asset neighbourhood

Rothschild North America Inc. Employee Stock Ownership PlanRothschild North America Inc…$701KAustin Burke of Florida, Inc. Retirement PlanAustin Burke of Florida, Inc…$700KEnvironmental Health Sciences - Alaska, Inc. Employee Stock Ownership PlanEnvironmental Health Science…$703KBirns and Sawyer, Inc. Employee Stock Ownership PlanBirns and Sawyer, Inc. Emplo…$704KPro-Tec Design, Inc. Employee Stock Ownership PlanPro-Tec Design, Inc. Employe…$697K
End-of-year total assets ($M) among Rothschild North America Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Rothschild North America Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Rothschild North America Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$156M 46.85238118899241% vs 2022
2024 filing year
$100M$120M$140M$160M$180M 202220232024 $107M $156M ▲ +46.9%
Year Plans Participants Total Assets
2022 2 421 $107M
2023 2 507 $126M
2024 2 491 $156M

Rothschild North America Inc. filing trail (2023)

Total Assets (Beginning of Year)$650K
Net Assets (End of Year)$701K
Net Income$51K
Employer EIN133438524
Plan Effective Date2000-07-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

Rothschild North America Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -1000010002000300040005000 -20002004006008001000 Total assets ($M) Participants Rothschild North America Inc. Employee Stock Ownership Plan, Total assets ($M): 0.701222 · Participants: 4Rothschild North America Inc. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 876.57583 · Participants: 3439Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 406.002646 · Participants: 4467North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 298.738533 · Participants: 3674Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 247.681611 · Participants: 1704Greenman-Pedersen, Inc. Employee Stock Ownership PlanH.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 241.736533 · Participants: 93H.C. Wainwright & Co. Employee Stock Ownership Plan
Rothschild North America Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare Rothschild North America Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Rothschild North America Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Austin Burke of Florida, Inc. Retirement Plan in FL ($700K); by covered participants it is Martingale & Company Employee Stock Ownership Plan in WA (4 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rothschild North America Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Rothschild North America Inc. Employee Stock Ownership Plan grew at a solid clip - up 7.9% during 2023, from $650K to $701K. Reported net income was $51K.
How have Rothschild North America Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rothschild North America Inc.'s sponsor-wide assets grew 46.9%, from $107M to $156M.
Where does Rothschild North America Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Rothschild North America Inc. Employee Stock Ownership Plan ranks in the 21st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Rothschild North America Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Austin Burke of Florida, Inc. Retirement Plan in FL ($700K, 18 participants).
Which ESOP plans cover a similar participant headcount to Rothschild North America Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Martingale & Company Employee Stock Ownership Plan in WA (4 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133438524.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.