401(k) · DOL Form 5500 · 2023

Appharvest Operations, Inc. 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets: 534
Participants Below avg headcount: 38th
Percentile by assets National rank: $6,546
Avg per participant Low balance/head

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Official DOL plan name: Appharvest 401(k) Plan · Sponsored by Appharvest Operations, Inc. · Kentucky · Agriculture, Forestry & Fishing

$3M in assets, 534 participants

Appharvest Operations, Inc.'s Appharvest 401(k) Plan reported $3M in total assets and 534 participants in its 2023 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#500 in Agriculture, Forestry & Fishing (1,288 peers)

Appharvest Operations, Inc. multi-year trail

Appharvest Operations, Inc.'s plans moved -15.1% in assets from 2022 to 2023; this filing shows Appharvest 401(k) Plan at $3M / 534 participants.

#500
in Agriculture, Forestry & Fishing (1,288 peers): -15.1%
assets change YoY

The plan reported a net loss of $620K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Appharvest 401(k) Plan's mid-pack asset rank among Agriculture, Forestry & Fishing and all filers

Appharvest 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,495,357 38th percentile higher than 38% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Appharvest 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Appharvest 401(k) Plan sits mid-pack in the medium band (534 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Appharvest 401(k) Plan reported net income fell from $2M in the plan year 2022 filing to -$620K in the plan year 2023 filing.
Appharvest 401(k) Plan end-of-year assets fell from $4M in the plan year 2022 filing to $3M in the plan year 2023 filing.
Appharvest 401(k) Plan reported participants rose from 478 in the plan year 2022 filing to 534 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 824145929 · Appharvest Operations, Inc. PY 2023 · 401(k)

Appharvest 401(k) Plan · $3M · 534 · 38th

PHOTO $3M
PHOTO 534
PHOTO 38th
PHOTO 401(k)
PHOTO near Lunchtime Solutions, Inc. 401(k) Plan
PHOTO ind #500

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Agriculture, Forestry & Fishing retirement plans → · Plans in Kentucky →

End-of-year total assets ($M) among Appharvest 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Appharvest Operations, Inc. multi-year asset trail

Latest sponsor-wide plan assets: $3M 15.06190977701594% vs 2022; 2023 filing year

Year	Plans	Participants	Total Assets
2022	1	478	$4M
2023	1	534	$3M

Appharvest Operations, Inc. filing trail (2023)

Total Assets (Beginning of Year)	$4M
Net Assets (End of Year)	$3M
Net Income	-$620K
Employer EIN	824145929
Plan Effective Date	2019-01-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Kentucky

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Appharvest 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants

Commonspirit Health 401(k) Retirement Savings Plan $7.9B · 86,688
Humana Retirement Savings Plan $7.4B · 45,938
UPS/Ipa 401(k) Savings Plan $1.3B · 3,159
Scionhealth 401(k) Plan $1.2B · 33,226
Lexmark Savings Plan $1.2B · 1,968

Compare Appharvest 401(k) Plan side-by-side with 3 peers →

Appharvest 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Kentucky, the nearest 401(k) by assets is Lunchtime Solutions, Inc. 401(k) Plan in SD ($3M); by covered participants it is Hagerty Consulting Inc 401(k) Plan in IL (534 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($3M here).

Lunchtime Solutions, Inc. 401(k) Plan (SD) $3M · 615
Atlas Sign Industries 401(k) Plan (FL) $3M · 227
Todd's Enviroscapes, LLC. 401(k) Profit Sharing Plan (OH) $3M · 177
Cik Enterprises, LLC 401(k) Profit Sharing Plan (IN) $3M · 82

Similar participant headcount

Nearest other-state filings by covered participants (534 participants); asset peers above are excluded.

Hagerty Consulting Inc 401(k) Plan (IL) 534 · 0 off
South Carolina Federal Credit Union Employees 401(k) Plan (SC) 534 · 0 off
Mclaughlin Family Companies 401(k) Plan (IA) 534 · 0 off
Wenger Corporation Retirement Savings Plan (MN) 534 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Appharvest 401(k) Plan assets move in 2023? ▼

Appharvest 401(k) Plan declined sharply - down 15.1% during 2023, from $4M to $3M. Reported net income was -$620K.

How have Appharvest Operations, Inc. plan assets changed over time? ▼

Across 2 plan years on file (2022-2023), Appharvest Operations, Inc.'s sponsor-wide assets declined 15.1%, from $4M to $3M.

Which 401(k) plans are similar in size to Appharvest 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Lunchtime Solutions, Inc. 401(k) Plan in SD ($3M, 615 participants).

Which 401(k) plans cover a similar participant headcount to Appharvest 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Hagerty Consulting Inc 401(k) Plan in IL (534 participants, $19M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 824145929.