401(k) · DOL Form 5500 · 2023

Phoenix Coal Holdings, LLC 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets
2,200
Participants Above avg headcount
55th
Percentile by assets National rank
$3,917
Avg per participant Low balance/head
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Official DOL plan name: The Potter Companies Retirement Savings Plan · Sponsored by Phoenix Coal Holdings, LLC · Kentucky · Mining & Oil Extraction

$9M in assets, 2,200 participants

Phoenix Coal Holdings, LLC's The Potter Companies Retirement Savings Plan reported $9M in total assets and 2,200 participants in its 2023 DOL Form 5500 filing, ranking in the 55th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #277 in Mining & Oil Extraction (811 peers)

Coverage in Kentucky

The Potter Companies Retirement Savings Plan covers 2,200 participants in Kentucky, 3.4x the typical Kentucky plan (state average ~647 per filing). Assets: $9M.

#277
in Mining & Oil Extraction (811 peers)
+34.1%
assets growth YoY

The Potter Companies Retirement Savings Plan's mid-pack asset rank among Mining & Oil Extraction and all filers

The Potter Companies Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$8,616,798 Top 45% higher than 55% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Potter Companies Retirement Savings Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Potter Companies Retirement Savings Plan lands in the large band (2,200 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Potter Companies Retirement Savings Plan reported net income rose from $748K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • The Potter Companies Retirement Savings Plan end-of-year assets rose from $6M in the plan year 2022 filing to $9M in the plan year 2023 filing.
  • The Potter Companies Retirement Savings Plan reported participants rose from 2,002 in the plan year 2022 filing to 2,200 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 832375765 · Phoenix Coal Holdings, LLC PY 2023 · 401(k)

The Potter Companies Retirement Savings Plan · $9M · 2,200 · 55th

  • ASSETS $9M
  • ASSETS 2,200
  • ASSETS 55th
  • ASSETS 401(k)
  • ASSETS near Microboard Processing, Inc. Profit Sharing Plan
  • ASSETS ind #277

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Mining & Oil Extraction retirement plans → · Plans in Kentucky →

The Potter Companies Retirement Savings Plan in the asset neighbourhood

The Potter Companies Retirement Savings PlanThe Potter Companies Retirem…$9MMicroboard Processing, Inc. Profit Sharing PlanMicroboard Processing, Inc. …$9MTm3 Systems Inc 401(k) Profit Sharing Plan & TrustTm3 Systems Inc 401(k) Profi…$9MCosmax 401(k) Plan$9MTides Advocacy 401(k) Plan$9M
End-of-year total assets ($M) among The Potter Companies Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Kentucky filing particulars

Total Assets (Beginning of Year)$6M
Net Assets (End of Year)$9M
Net Income$2M
Employer EIN832375765
Plan Effective Date1990-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Phoenix Coal Holdings, LLC)

Sponsor-wide plan assets over time

All Phoenix Coal Holdings, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$12M 83.41923691479045% vs 2022
2024 filing year
$4M$6M$8M$10M$12M$14M 202220232024 $6.43M $11.8M ▲ +83.4%
Year Plans Participants Total Assets
2022 1 2,002 $6M
2023 1 2,200 $9M
2024 1 964 $12M

Nearby 401(k) Plans in Kentucky

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Potter Companies Retirement Savings Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -20246810 Total assets ($B) Participants The Potter Companies Retirement Savings Plan, Total assets ($B): 0.008616798 · Participants: 2200The Potter Companies Retirement Savings PlanCommonspirit Health 401(k) Retirement Savings Plan, Total assets ($B): 7.871320063 · Participants: 86688Commonspirit Health 401(k) Retirement Savings PlanHumana Retirement Savings Plan, Total assets ($B): 7.374962984 · Participants: 45938Humana Retirement Savings PlanUPS/Ipa 401(k) Savings Plan, Total assets ($B): 1.324958147 · Participants: 3159UPS/Ipa 401(k) Savings PlanScionhealth 401(k) Plan, Total assets ($B): 1.221134526 · Participants: 33226Scionhealth 401(k) PlanLexmark Savings Plan, Total assets ($B): 1.205127047 · Participants: 1968Lexmark Savings Plan
The Potter Companies Retirement Savings Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants
Compare The Potter Companies Retirement Savings Plan side-by-side with 3 peers →

The Potter Companies Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Kentucky, the nearest 401(k) by assets is Microboard Processing, Inc. Profit Sharing Plan in CT ($9M); by covered participants it is Pantogran LLC Dba Center for Autism and Related Disorders in FL (2,200 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($9M here).

Similar participant headcount

Nearest other-state filings by covered participants (2,200 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Potter Companies Retirement Savings Plan assets move in 2023? ▼
The Potter Companies Retirement Savings Plan surged - up 34.1% during 2023, from $6M to $9M. Reported net income was $2M.
How have Phoenix Coal Holdings, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Phoenix Coal Holdings, LLC's sponsor-wide assets grew 83.4%, from $6M to $12M.
Which 401(k) plans are similar in size to The Potter Companies Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Microboard Processing, Inc. Profit Sharing Plan in CT ($9M, 131 participants).
Which 401(k) plans cover a similar participant headcount to The Potter Companies Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pantogran LLC Dba Center for Autism and Related Disorders in FL (2,200 participants, $22M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 832375765.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.