401(k) · DOL Form 5500 · 2023

Kaspien Inc. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets: 97
Participants Small participant base: 40th
Percentile by assets National rank: $41,182
Avg per participant Low balance/head

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Official DOL plan name: Kaspien Inc. 401(k) Plan · Sponsored by Kaspien Inc. · Washington · Retail Trade

$4M in assets, 97 participants

Kaspien Inc.'s Kaspien Inc. 401(k) Plan reported $4M in total assets and 97 participants in its 2023 DOL Form 5500 filing, ranking in the 40th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#4,303 in Retail Trade (8,414 peers)

2023 asset change

Kaspien Inc. 401(k) Plan grew at a solid clip 14.3% in 2023 ($3M → $4M) for 97 participants.

#4,303
in Retail Trade (8,414 peers): +14.3%
assets growth YoY

Kaspien Inc. 401(k) Plan's mid-pack asset rank among Retail Trade and all filers

Kaspien Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,994,616 40th percentile higher than 40% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Kaspien Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Kaspien Inc. 401(k) Plan is a small filing (97 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Kaspien Inc. 401(k) Plan reported net income rose from -$411K in the plan year 2022 filing to $499K in the plan year 2023 filing.
Kaspien Inc. 401(k) Plan reported participants fell from 143 in the plan year 2022 filing to 97 in the plan year 2023 filing.
Kaspien Inc. 401(k) Plan end-of-year assets rose from $3M in the plan year 2022 filing to $4M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 262711978 · Kaspien Inc. PY 2023 · 401(k)

Kaspien Inc. 401(k) Plan · $4M · 97 · 40th

ASSETS $4M
ASSETS 97
ASSETS 40th
ASSETS 401(k)
ASSETS near Guam & Guam Incorporated Dba Pacific Islands Club - Guam 401(k) Profit Sharing Plan
ASSETS ind #4303

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in Washington →

End-of-year total assets ($M) among Kaspien Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Kaspien Inc. years around the 2023 move

Latest sponsor-wide plan assets: N/A; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	143	$3M
2023	1	97	$4M
2024	1	13	N/A

2023 asset-move particulars

Total Assets (Beginning of Year)	$3M
Net Assets (End of Year)	$4M
Net Income	$499K
Employer EIN	262711978
Plan Effective Date	2015-01-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Washington

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Kaspien Inc. 401(k) Plan vs. nearby 401(k) plans in Washington, assets vs. participants

The Boeing Company 401(k) Retirement Plan $72.2B · 128,910
Microsoft Corporation Savings Plus 401(k) Plan $53.2B · 123,296
Costco 401(k) Retirement Plan $33.4B · 192,744
T-Mobile USA, Inc. 401(k) Retirement Savings Plan & Trust $8.3B · 71,538
401(k) Savings Plan $8.1B · 87,590

Compare Kaspien Inc. 401(k) Plan side-by-side with 3 peers →

Kaspien Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Washington, the nearest 401(k) by assets is Guam & Guam Incorporated Dba Pacific Islands Club - Guam 401(k) Profit Sharing Plan in GU ($4M); by covered participants it is Pioneer Lines, Inc. 401(k) Plan in FL (97 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Guam & Guam Incorporated Dba Pacific Islands Club - Guam 401(k) Profit Sharing Plan (GU) $4M · 307
Svs Vision, Inc. Union Employees 401 K Profit Sharing Plan (MI) $4M · 251
Educational Services, LLC 401(k) Savings Plan (AZ) $4M · 5,219
Mitchell Brothers Retirement Savings Plan (SC) $4M · 40

Similar participant headcount

Nearest other-state filings by covered participants (97 participants); asset peers above are excluded.

Pioneer Lines, Inc. 401(k) Plan (FL) 97 · 0 off
Ramapo Radiology Associates, P.C. 401(k) Retirement Plan (NY) 97 · 0 off
Cleveland Hardware and Forging Co. Profit Sharing (WI) 97 · 0 off
Safe-Harbor 401(k) Profit Sharing Plan for Employees of Reino Linen Service, Inc. (OH) 97 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Kaspien Inc. 401(k) Plan assets move in 2023? ▼

Kaspien Inc. 401(k) Plan grew at a solid clip - up 14.3% during 2023, from $3M to $4M. Reported net income was $499K.

Which 401(k) plans are similar in size to Kaspien Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Guam & Guam Incorporated Dba Pacific Islands Club - Guam 401(k) Profit Sharing Plan in GU ($4M, 307 participants).

Which 401(k) plans cover a similar participant headcount to Kaspien Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Pioneer Lines, Inc. 401(k) Plan in FL (97 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 262711978.