401(k) · DOL Form 5500 · 2023

Utg, Inc. 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets
84
Participants Small participant base
46th
Percentile by assets National rank
$65,039
Avg per participant Low balance/head
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Official DOL plan name: Utg, Inc. 401(k) Plan · Sponsored by Utg, Inc. · Kentucky · Finance & Insurance

$5M in assets, 84 participants

Utg, Inc.'s Utg, Inc. 401(k) Plan reported $5M in total assets and 84 participants in its 2023 DOL Form 5500 filing, ranking in the 46th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,902 in Finance & Insurance (8,869 peers)

Utg, Inc. multi-year trail

Utg, Inc.'s plans moved +26.7% in assets from 2022 to 2024; this filing shows Utg, Inc. 401(k) Plan at $5M / 84 participants.

#2,902
in Finance & Insurance (8,869 peers)
+2.1%
assets growth YoY

Utg, Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Utg, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,463,314 46th percentile higher than 46% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Utg, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Utg, Inc. 401(k) Plan is a small filing (84 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Utg, Inc. 401(k) Plan reported net income rose from -$6K in the plan year 2022 filing to $115K in the plan year 2023 filing.
  • Utg, Inc. 401(k) Plan reported participants rose from 78 in the plan year 2022 filing to 84 in the plan year 2023 filing.
  • Utg, Inc. 401(k) Plan end-of-year assets rose from $5M in the plan year 2022 filing to $5M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 202907892 · Utg, Inc. PY 2023 · 401(k)

Utg, Inc. 401(k) Plan · $5M · 84 · 46th

  • NET $5M
  • BOOK 84
  • VS-ST 46th
  • BOY 401(k)
  • SCH near 403(b) Thrift Plan for Employees of Cooperative for Human Services, Inc.
  • EBSA ind #2902

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Kentucky →

Utg, Inc. 401(k) Plan in the asset neighbourhood

Utg, Inc. 401(k) Plan$5M403(b) Thrift Plan for Employees of Cooperative for Human Services, Inc.403(b) Thrift Plan for Emplo…$5MLevelup Hcs, LLC 401(k) Profit Sharing PlanLevelup Hcs, LLC 401(k) Prof…$5MAzose Commercial Properties, Inc 401(k) PlanAzose Commercial Properties,…$5MJanes Group US LLC 401(k) PlanJanes Group US LLC 401(k) Pl…$5M
End-of-year total assets ($M) among Utg, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Utg, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Utg, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$7M 26.673225402124523% vs 2022
2024 filing year
$5M$5.5M$6M$6.5M$7M 202220232024 $5.35M $6.78M ▲ +26.7%
Year Plans Participants Total Assets
2022 1 78 $5M
2023 1 84 $5M
2024 1 86 $7M

Utg, Inc. filing trail (2023)

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$5M
Net Income$115K
Employer EIN202907892
Plan Effective Date1996-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Kentucky

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Utg, Inc. 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -20246810 Total assets ($B) Participants Utg, Inc. 401(k) Plan, Total assets ($B): 0.005463314 · Participants: 84Utg, Inc. 401(k) PlanCommonspirit Health 401(k) Retirement Savings Plan, Total assets ($B): 7.871320063 · Participants: 86688Commonspirit Health 401(k) Retirement Savings PlanHumana Retirement Savings Plan, Total assets ($B): 7.374962984 · Participants: 45938Humana Retirement Savings PlanUPS/Ipa 401(k) Savings Plan, Total assets ($B): 1.324958147 · Participants: 3159UPS/Ipa 401(k) Savings PlanScionhealth 401(k) Plan, Total assets ($B): 1.221134526 · Participants: 33226Scionhealth 401(k) PlanLexmark Savings Plan, Total assets ($B): 1.205127047 · Participants: 1968Lexmark Savings Plan
Utg, Inc. 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants
Compare Utg, Inc. 401(k) Plan side-by-side with 3 peers →

Utg, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Kentucky, the nearest 401(k) by assets is 403(b) Thrift Plan for Employees of Cooperative for Human Services, Inc. in MA ($5M); by covered participants it is Trillium US, Inc. 401(k) Profit Sharing Plan and Trust in OR (84 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (84 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Utg, Inc. 401(k) Plan assets move in 2023? ▼
Utg, Inc. 401(k) Plan edged up modestly - up 2.1% during 2023, from $5M to $5M. Reported net income was $115K.
How have Utg, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Utg, Inc.'s sponsor-wide assets grew 26.7%, from $5M to $7M.
Which 401(k) plans are similar in size to Utg, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is 403(b) Thrift Plan for Employees of Cooperative for Human Services, Inc. in MA ($5M, 490 participants).
Which 401(k) plans cover a similar participant headcount to Utg, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Trillium US, Inc. 401(k) Profit Sharing Plan and Trust in OR (84 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 202907892.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.