401(k) · DOL Form 5500 · 2023

Smiley Brothers, Inc. 401(k) Plan

Data updated 2026-08-25

$32M
Total assets Below avg plan size
400
Participants Below avg headcount
80th
Percentile by assets National rank
$80,615
Avg per participant Below avg balance/head
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Official DOL plan name: Smiley Brothers, Inc. 401(k) Plan · Sponsored by Smiley Brothers, Inc. · New York · Food Services & Accommodation

$32M in assets, 400 participants

Smiley Brothers, Inc.'s Smiley Brothers, Inc. 401(k) Plan reported $32M in total assets and 400 participants in its 2023 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,636 in Food Services & Accommodation (3,828 peers)

Where Smiley Brothers, Inc. 401(k) Plan sits by assets

Smiley Brothers, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $32M for 400 participants (~$80,615/participant), up 17.5% in 2023.

#3,636
in Food Services & Accommodation (3,828 peers)
+17.5%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Smiley Brothers, Inc. 401(k) Plan's outsized position by total assets

Smiley Brothers, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$32,246,108 Top 20% higher than 80% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smiley Brothers, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smiley Brothers, Inc. 401(k) Plan sits mid-pack in the medium band (400 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smiley Brothers, Inc. 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Smiley Brothers, Inc. 401(k) Plan end-of-year assets rose from $27M in the plan year 2022 filing to $32M in the plan year 2023 filing.
  • Smiley Brothers, Inc. 401(k) Plan reported participants fell from 406 in the plan year 2022 filing to 400 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 141506387 · Smiley Brothers, Inc. PY 2023 · 401(k)

Smiley Brothers, Inc. 401(k) Plan · $32M · 400 · 80th

  • RANK $32M
  • PHOTO 400
  • IND 80th
  • EOY 401(k)
  • 5500 near Hopkins Manufacturing Corporation Employees Profit Sharing Plan
  • ASSETS ind #3636

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in New York →

Smiley Brothers, Inc. 401(k) Plan in the asset neighbourhood

Smiley Brothers, Inc. 401(k) PlanSmiley Brothers, Inc. 401(k)…$32MHopkins Manufacturing Corporation Employees Profit Sharing PlanHopkins Manufacturing Corpor…$32MTactile Systems Technology, Inc. 401(k) PlanTactile Systems Technology, …$32MAhresty Wilmington Corporation Retirement Savings PlanAhresty Wilmington Corporati…$32MPeach State Truck Centers, LLC 401(k) Plan and TrustPeach State Truck Centers, L…$32M
End-of-year total assets ($M) among Smiley Brothers, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$32M
Net Income$5M
Employer EIN141506387
Plan Effective Date1980-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smiley Brothers, Inc.)

Sponsor-wide plan assets over time

All Smiley Brothers, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$38M 38.627021210542075% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $27.4M $38M ▲ +38.6%
Year Plans Participants Total Assets
2022 1 406 $27M
2023 1 400 $32M
2024 1 640 $38M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smiley Brothers, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Smiley Brothers, Inc. 401(k) Plan, Total assets ($B): 0.032246108 · Participants: 400Smiley Brothers, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Smiley Brothers, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Smiley Brothers, Inc. 401(k) Plan side-by-side with 3 peers →

Smiley Brothers, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Hopkins Manufacturing Corporation Employees Profit Sharing Plan in KS ($32M); by covered participants it is Bobcat North America, LLC in FL (400 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (400 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smiley Brothers, Inc. 401(k) Plan assets move in 2023? ▼
Smiley Brothers, Inc. 401(k) Plan grew sharply - up 17.5% during 2023, from $27M to $32M. Reported net income was $5M.
How have Smiley Brothers, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smiley Brothers, Inc.'s sponsor-wide assets grew 38.6%, from $27M to $38M.
Where does Smiley Brothers, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Smiley Brothers, Inc. 401(k) Plan ranks in the 80th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Smiley Brothers, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hopkins Manufacturing Corporation Employees Profit Sharing Plan in KS ($32M, 393 participants).
Which 401(k) plans cover a similar participant headcount to Smiley Brothers, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bobcat North America, LLC in FL (400 participants, $260K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 141506387.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.