401(k) · DOL Form 5500 · 2023

Hercules Capital, Inc. 401(k) Plan

Data updated 2026-08-25

$27M
Total assets Below avg plan size
89
Participants Small participant base
78th
Percentile by assets National rank
$302,471
Avg per participant High balance/head
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Official DOL plan name: Hercules Capital, Inc. Retirement Savings Plan · Sponsored by Hercules Capital, Inc. · California · Finance & Insurance

$27M in assets, 89 participants

Hercules Capital, Inc.'s Hercules Capital, Inc. Retirement Savings Plan reported $27M in total assets and 89 participants in its 2023 DOL Form 5500 filing, ranking in the 78th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,844 in Finance & Insurance (8,869 peers)

Where Hercules Capital, Inc. Retirement Savings Plan sits by assets

Hercules Capital, Inc. Retirement Savings Plan sits in the top quartile of all filed plans by assets, $27M for 89 participants (~$302,471/participant), up 30.0% in 2023.

#5,844
in Finance & Insurance (8,869 peers)
+30.0%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Hercules Capital, Inc. Retirement Savings Plan's outsized position by total assets

Hercules Capital, Inc. Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$26,919,909 Top 22% higher than 78% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Hercules Capital, Inc. Retirement Savings Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hercules Capital, Inc. Retirement Savings Plan is a small filing (89 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Hercules Capital, Inc. Retirement Savings Plan reported net income rose from -$1M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Hercules Capital, Inc. Retirement Savings Plan end-of-year assets rose from $21M in the plan year 2022 filing to $27M in the plan year 2023 filing.
  • Hercules Capital, Inc. Retirement Savings Plan reported participants rose from 84 in the plan year 2022 filing to 89 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 743113410 · Hercules Capital, Inc. PY 2023 · 401(k)

Hercules Capital, Inc. Retirement Savings Plan · $27M · 89 · 78th

  • VS-ST $27M
  • BOY 89
  • SCH 78th
  • EBSA 401(k)
  • PART near Arkansas Urology, P.a. Profit Sharing Plan and 401(k) Plan
  • TYPE ind #5844

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Hercules Capital, Inc. Retirement Savings Plan in the asset neighbourhood

Pain Management Solutions, LLC 401(k) Ps Plan and TrustPain Management Solutions, L…$27MHercules Capital, Inc. Retirement Savings PlanHercules Capital, Inc. Retir…$27MArkansas Urology, P.a. Profit Sharing Plan and 401(k) PlanArkansas Urology, P.a. Profi…$27MSuburban Enterprises, Inc. Employee Stock Ownership PlanSuburban Enterprises, Inc. E…$27MHarry N. Abrams, Inc. 401(k) Savings PlanHarry N. Abrams, Inc. 401(k)…$27M
End-of-year total assets ($M) among Hercules Capital, Inc. Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$21M
Net Assets (End of Year)$27M
Net Income$6M
Employer EIN743113410
Plan Effective Date2006-08-15
Filing StatusFILING RECEIVED

Sponsor Plan History (Hercules Capital, Inc.)

Sponsor-wide plan assets over time

All Hercules Capital, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$33M 59.027848428538675% vs 2022
2024 filing year
$15M$20M$25M$30M$35M 202220232024 $20.7M $32.9M ▲ +59.0%
Year Plans Participants Total Assets
2022 1 84 $21M
2023 1 89 $27M
2024 1 104 $33M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hercules Capital, Inc. Retirement Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Hercules Capital, Inc. Retirement Savings Plan, Total assets ($B): 0.026919909 · Participants: 89Hercules Capital, Inc. Retirement Savings PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Hercules Capital, Inc. Retirement Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Hercules Capital, Inc. Retirement Savings Plan side-by-side with 3 peers →

Hercules Capital, Inc. Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Arkansas Urology, P.a. Profit Sharing Plan and 401(k) Plan in AR ($27M); by covered participants it is Cross Country 401(k) Plan in TX (89 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (89 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hercules Capital, Inc. Retirement Savings Plan assets move in 2023? ▼
Hercules Capital, Inc. Retirement Savings Plan surged - up 30.0% during 2023, from $21M to $27M. Reported net income was $6M.
How have Hercules Capital, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hercules Capital, Inc.'s sponsor-wide assets grew 59.0%, from $21M to $33M.
Where does Hercules Capital, Inc. Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Hercules Capital, Inc. Retirement Savings Plan ranks in the 78th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Hercules Capital, Inc. Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Arkansas Urology, P.a. Profit Sharing Plan and 401(k) Plan in AR ($27M, 209 participants).
Which 401(k) plans cover a similar participant headcount to Hercules Capital, Inc. Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cross Country 401(k) Plan in TX (89 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 743113410.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.